國外大型企業(yè)HSE客戶審計文件清單

國外大型企業(yè)HSE客戶審計文件清單Sitelayout(tocovertheexistedbuildingsandplantoconstructbuildingsorfacilities)工廠平面布置圖(涵蓋現(xiàn)有建筑物和計劃建造的建筑物或設(shè)施)Processflowdiagram(Chemicalprocessscheme)工藝流程圖(化學(xué)工藝示意圖)Policy&MSDocumentsHSEPolicy健康、安全、環(huán)境和質(zhì)量方針KeyEmployeeroleprofiles員工崗位職責(zé)Annualmanagementobjectivesandimprovementplan年度管理目標和改進計劃HSEperformanceevaluationreport(monthly/quarterly/annually)HSE績效評價報告(月度/季度/年度)CompanyorganizationchartandHSEmanagementorganizationchart公司組織架構(gòu)圖和HSE管理組織架構(gòu)圖Sitetrainingprogramandrecords(threeleveltraining)，Trainingeffectivenessassessmentrecords.年度工廠培訓(xùn)計劃和記錄(含三級培訓(xùn))，培訓(xùn)效果分析記錄。Trainingneedsassessmentmatrix.Documentationoftrainingrequirementsforeachjobfunction’sinitialandperiodictrainingneeds.培訓(xùn)需求分析表。各部門崗位培訓(xùn)要求和定期培訓(xùn)需求記錄文件。HSEmanagementsystemdocuments(procedures,SOPs,records,etc)HSE管理制度文件(含程序文件，作業(yè)指導(dǎo)書，記錄表，等等)InternalHSEauditreports.內(nèi)部HSE審計報告。PermittingDocumentsDocumentsindicatingprojectapproval(includingprojectexpansion)onhealth,safetyandenvironmentalissues,including:項目健康、安全和環(huán)境方面的批準文件(包括擴建項目)，包括：EIAreportandwrittenapproval環(huán)境影響評價報告和書面批復(fù)Safetypre-assessmentreportandwrittenapproval安全預(yù)評價報告和書面批復(fù)Occupationaldiseasehazardspre-assessmentreportandwrittenapproval職業(yè)病危害預(yù)評價報告和書面批復(fù)Completionacceptanceinspectionapprovaltofirepreventionandprotectionsystem消防系統(tǒng)竣工驗收批復(fù)Completionacceptanceinspectionapprovaltoenvironmentalprotectionfacilities環(huán)保設(shè)施竣工驗收批復(fù)Completionacceptanceinspectionapprovaltosafetyfacilities安全設(shè)施竣工驗收批復(fù)Modification/expansionEIAandwrittenapproval改建/擴建環(huán)境影響評價報告和書面批復(fù)EnvironmentalDocuments.Monitoringreport/analyticalreportfromlocalEnvironmentalMonitoringStationorotherauthoritieson:由當?shù)丨h(huán)境保護監(jiān)測站或者其他主管單位出具的監(jiān)測報告/分析報告：Wastewaterdischarge(E)廢水排放Airemissionfromstacks(E)排氣管尾氣排放Airqualityatworkingarea(E)工作區(qū)域的空氣質(zhì)量Siteboundarynoiselevel(E)廠界噪聲水平Noiselevelatworkplace(IH)工作崗位噪聲水平BuildingLightingprotectionandgroundingtesting,facilitygrounding(S)建筑物防雷和設(shè)備接地測試報告CopiesofdischargeregistrationstolocalEPBandpermitsissuedbylocalEPB提交到當?shù)丨h(huán)保局的排放登記復(fù)印件和由當?shù)丨h(huán)保局簽發(fā)的許可證PollutionDischargePermit(includingInterimPollutantDischargePermit)排污許可證(包括臨時排污許可證)Theproductionandwastewater/airtreatmentfacilityoperationrecords生產(chǎn)和污染治理設(shè)施運行狀況信息記錄臺賬。Signedhazardouswastetreatmentagreementsandrecordsofwastesremovedbythelicensedcontractors(includinghazardouswastemanifestdocuments)已簽署的危險廢物處理協(xié)議，第三方資質(zhì)和廢物轉(zhuǎn)移記錄(包括危險廢物轉(zhuǎn)移聯(lián)單文件RegisteredannualhazardouswastedisposalPla年度危廢轉(zhuǎn)移計劃申報表。Auditreportsfor3rdpartylicensedcontractors.危廢處置商審計報告。PSMDoeUmentSDocumentedriskprofiles.Jobsafetyanalysis(JSA)危害識別清單，JSA分析報告。ProcessSafetyInformationChecklist.工藝安全信息檢查表。WrittenProcedureontheManagementofSDSs.DocumentationofSafetyDataSheets書面SDS管理程序。物料安全數(shù)據(jù)表SDS)文件。WrittenProcessHazardsAnalysisprocedure;SyngentarelatedproductsProcessRiskManagementreportorotherProcessHazardAnalysisreport(suchasHAZOPorWhat-Ifetc.)ProcessHazardsAnalysesRevalidationReports.書面工藝危害分析管理制度。產(chǎn)品工藝風(fēng)險管理報告或者其它工藝危害分析報告（比如危險與可操作性分析HAZOP或者假設(shè)分析What-If等）.PHA定期驗證報告。ChemicalReactionHazardsAssessmentReports/ChemicalsThermalStabilityTestingReports.化學(xué)反應(yīng)危害風(fēng)險評估報告/化學(xué)品熱穩(wěn)定性測試報告。As-builtDrawingsorP&IDs.與現(xiàn)狀一致的工藝圖紙或P&ID含管道和儀表圖紙。Calculationsheetsforthepressurereliefvalvesorrupturedisks.泄壓閥和爆破片計算書。MaterialsBalanceSheetsandEnergyBalanceSheetsforprocesses.工藝物料平衡表和能量平衡表。Maximumintendedinventory物料最大允許存儲量清單。Electricalequipment（ListofEquipmentforAreaClassificationPurposes（LEAC）andEX-Proofareaclassification. 電器防爆分級（區(qū)域電器設(shè)備分級清單）和防爆區(qū)域劃分圖.Processventilationsystemdesigndrawing工藝排氣系統(tǒng)設(shè)計圖紙。SOPforroutineandnon-routineoperations,emergencyshutdownprocedures. 崗位操作規(guī)程（含常規(guī)作業(yè)、非常規(guī)作業(yè)、緊急停車操作指導(dǎo)）。HighriskprocessoperatorCertifiCate高危工藝作業(yè)崗位操作人員上崗證Controlroomalarmmanagementprocedure.中控室報警管理程序。GroundingandbondingproCedure.靜電接地跨接管理程序。MaintenanceDocUmentsPermittoworkproCedure（hotwork/ConfinedspaCeentry/workingatheight/workoneleCtriCalinstallations/exCavationetC.）作業(yè)許可證程序（動火/有限空間/登高作業(yè)/電器設(shè)備安裝作業(yè)/挖掘等）LoCk-out/Tag-outProCedure掛牌和上鎖程序文件。Pre-startupSafetyReviewChecklistandrecor開車前檢查清單和記錄文件。ManagementOfChangeProcedure&MOCrec變更管理制度和變更記錄。Specialequipmentregistration（pressurevessel/boiler/pressurereliefvalve/elevator/forklift/hoist/radiationdeviceetc.）andregularverificationrecords.特種設(shè)備登記（壓力容器/鍋爐/安全閥/電梯/叉車/起重機/放射設(shè)備等）和定期檢驗記錄。FacilityPreventativeMaintenancePlanandrecordsforcriticalcontrolloopsandcriticalsafetyrelatedequipment.PMreports（e.g.overduelist）.設(shè)備預(yù)防性維護計劃和實施記錄，含關(guān)鍵控制回路和關(guān)鍵安全設(shè)備。預(yù)防性維護報告（例如，逾期未維護設(shè)備表）Regularinspectiontestreportsforvesselsandpiping容器和管道定期檢驗報告。Workinstructionsformaintenancepeople.維修維護人員作業(yè)指導(dǎo)書。ChemicalCompatibilityMatrixFormsforwarehouses.倉庫存儲化學(xué)品兼容性矩陣表。ContraCtorSftyDoCumentSContractorselectioncriteriaandSOP.承包商選擇標準和指導(dǎo)書。ContraCtHSErequirementS.DoCumentationofHSEprogramSfromoutSourCedContraCtorS.ReCordSindiCatingCommuniCationofhazardSbetweenentitieS.合同中HSE條款。承包商HSE管理程序。危害溝通記錄文件。ContraCtorPerformanCeEvaluationReportS.承包商績效評估報告。TrainingReCordStoContraCtorWorkerS.承包商員工培訓(xùn)記錄。OccupationalHealthDocumentsEmployeemediCalexaminationreport員工健康體檢報告EmployeeoCCupationalhealthmediCalexaminationreport(forwhomexpoSuretotheoCCupationaldiSeaSehazardS)員工職業(yè)健康體檢報告(針對接觸職業(yè)病危害因子的員工)RegularlymonitoringreporttooCCupationaldiSeaSehazardSarea(airmonitoring)對職業(yè)病危害區(qū)域定期的監(jiān)測報告(空氣監(jiān)測)WrittenhearingConServationproCedure書面聽力保護程序WrittenReSpiratorProteCtionproCedure書面呼吸防護程序WrittenproCedureforidentifyingrequiredPPE識別所需個人防護用品的書面程序PerformanCeteStingofloCalexhauStventilation(LEV)SyStemS,maintenanCeprogramandinSpeCtionSCheduleandaSSoCiatedreCordS局部排氣通風(fēng)系統(tǒng)ERPandInddentinvestigationDocuments.EnvironmentalandSafetyEmergenCyreSponSeplan(naturaldiSaSter/fire/exploSion/ChemiCalSpill/etC.),ERPregiStrationreCordSandreCordSonemergenCymo