融資融券題目XXXX

1.投資者從事融券交易，除了“直接還券”方式外，還可以選擇（）的方式，償還向證券公司融入的證券。HTMLCONTROLForms.HTML:Option.1融資買入HTMLCONTROLForms.HTML:Option.1買券還券HTMLCONTROLForms.HTML:Option.1賣券還款HTMLCONTROLForms.HTML:Option.1融券賣出2.投資者向證券申請(qǐng)注銷信用證券賬戶的，證券公司和投資者應(yīng)該在注銷信用證券賬戶前了結(jié)全部的融資融券交易。HTMLCONTROLForms.HTML:Option.1錯(cuò)誤HTMLCONTROLForms.HTML:Option.1正確3.融資保證金比例、融券保證金比例和維持擔(dān)保比例等重要參數(shù)一經(jīng)確定，不能夠調(diào)整HTMLCONTROLForms.HTML:Option.1錯(cuò)誤HTMLCONTROLForms.HTML:Option.1正確4.投資者參與融資融券交易的成本包括（）。HTMLCONTROLForms.HTML:Option.1印花稅HTMLCONTROLForms.HTML:Option.1以上都包括HTMLCONTROLForms.HTML:Option.1傭金、手續(xù)費(fèi)HTMLCONTROLForms.HTML:Option.1融資利息、融券費(fèi)率5.客戶只能與一家證券公司簽訂融資融券合同，向一家證券公司融入資金和證券。HTMLCONTROLForms.HTML:Option.1正確HTMLCONTROLForms.HTML:Option.1錯(cuò)誤6.（）是指投資者交付的保證金與融資、融券交易金額的比例。HTMLCONTROLForms.HTML:Option.1維持擔(dān)保比例HTMLCONTROLForms.HTML:Option.1折算率HTMLCONTROLForms.HTML:Option.1保證金HTMLCONTROLForms.HTML:Option.1保證金比例7.投資者在融資買入證券時(shí)，需要滿足的條件包括（）。HTMLCONTROLForms.HTML:Option.1證券公司有足夠的資金可供融出HTMLCONTROLForms.HTML:Option.1融資買入證券品種屬于標(biāo)的證券HTMLCONTROLForms.HTML:Option.1以上都包括HTMLCONTROLForms.HTML:Option.1執(zhí)行該筆交易投資者所需保證金不超過其當(dāng)時(shí)賬戶的保證金可用余額8.證券公司在與客戶簽訂融資融券合同前，向客戶履行風(fēng)險(xiǎn)揭示義務(wù)。HTMLCONTROLForms.HTML:Option.1正確HTMLCONTROLForms.HTML:Option.1錯(cuò)誤9.投資者融券賣出所得資金除了用于買券還券外，還可以作其他用途。HTMLCONTROLForms.HTML:Option.1正確HTMLCONTROLForms.HTML:Option.1錯(cuò)誤蓮10.交易拾所規(guī)定的可捧充抵保證金盈的證券的折鼓算率中，其或他上市證券輩投資基金和忘債券折算率泥最高不超過析（）。HTMLCONTROLForms.HTML:Option.1昌80%HTMLCONTROLForms.HTML:Option.1旺65%HTMLCONTROLForms.HTML:Option.1鴉90%HTMLCONTROLForms.HTML:Option.1價(jià)70%趟11.投資滿者在融資業(yè)喝務(wù)中存在虧鎮(zhèn)損放大的風(fēng)軟險(xiǎn)。HTMLCONTROLForms.HTML:Option.1兩正確HTMLCONTROLForms.HTML:Option.1油錯(cuò)誤潤12.如果腔某投資者信股用賬戶內(nèi)有魔100元現(xiàn)刷金和200竟元市值的證皇券A，假設(shè)袖證券A的折甜算率為60終%。那么，岔該投資者信短用賬戶內(nèi)的霉保證金金額料為（）元。HTMLCONTROLForms.HTML:Option.1士100HTMLCONTROLForms.HTML:Option.1偵300HTMLCONTROLForms.HTML:Option.1侵200HTMLCONTROLForms.HTML:Option.1運(yùn)220鑰管---OK傷13.“融愚券”是指客婚戶向證券公煎司借入什么HTMLCONTROLForms.HTML:Option.1諒上市證券HTMLCONTROLForms.HTML:Option.1皆債券HTMLCONTROLForms.HTML:Option.1貴股票HTMLCONTROLForms.HTML:Option.1釀基金抗14.融資稿融券合同應(yīng)燥約定融資融桑券特定的（竟）關(guān)系HTMLCONTROLForms.HTML:Option.1星財(cái)產(chǎn)委托HTMLCONTROLForms.HTML:Option.1查財(cái)產(chǎn)托管HTMLCONTROLForms.HTML:Option.1萌財(cái)產(chǎn)信托HTMLCONTROLForms.HTML:Option.1濟(jì)財(cái)產(chǎn)買賣旦15.投資仿者用于一家喬證券交易所蛇的上市證券劉交易的信用腿（融資融券畢交易）證券縫賬戶可以有音：HTMLCONTROLForms.HTML:Option.1嘗3個(gè)HTMLCONTROLForms.HTML:Option.1刷2個(gè)HTMLCONTROLForms.HTML:Option.1雀1個(gè)HTMLCONTROLForms.HTML:Option.1洪沒有限制葉16.股票像作為融資買事入、融券賣法出標(biāo)的證券埋的，應(yīng)當(dāng)符廟合下列條件礎(chǔ)（）。HTMLCONTROLForms.HTML:Option.1點(diǎn)在交易所上熟市交易滿三沈個(gè)月HTMLCONTROLForms.HTML:Option.1全股票交易未毛被證券交易紹所實(shí)行特別隊(duì)處理HTMLCONTROLForms.HTML:Option.1款股票發(fā)行公躁司已完成股呀權(quán)分置改革踩HTMLCONTROLForms.HTML:Option.1虎以上均包括兼做17.（）尼是指投資者李擔(dān)保物價(jià)值頓與其融資融著券債務(wù)之間廣的比例。HTMLCONTROLForms.HTML:Option.1越折算率HTMLCONTROLForms.HTML:Option.1撐保證金HTMLCONTROLForms.HTML:Option.1慨保證金比例魔HTMLCONTROLForms.HTML:Option.1敏維持擔(dān)保比風(fēng)例飄18.投資企者通過銀行善將擔(dān)保資金質(zhì)劃入信用資賭金賬戶，將那可充抵保證傲金的證券從脅普通證券賬顧戶劃轉(zhuǎn)至信叫用證券賬戶徹的過程叫做呀（）。HTMLCONTROLForms.HTML:Option.1地轉(zhuǎn)入擔(dān)保物銜HTMLCONTROLForms.HTML:Option.1燒授信HTMLCONTROLForms.HTML:Option.1怪轉(zhuǎn)出擔(dān)保物意HTMLCONTROLForms.HTML:Option.1意償還債務(wù)慣19.單只品標(biāo)的證券的勺融資余額達(dá)蝕到該證券上燭市可流通市嶺值的25%愧時(shí)，交易所徐可以在次一補(bǔ)交易日暫停述其融資買入喘；當(dāng)其融資灘余額降低至柳（）以下時(shí)瞎，交易所可族以在次一交時(shí)易日恢復(fù)其摔融資買入HTMLCONTROLForms.HTML:Option.1濤15%HTMLCONTROLForms.HTML:Option.1窩20%HTMLCONTROLForms.HTML:Option.1贈(zèng)25%HTMLCONTROLForms.HTML:Option.1俗10%尤20.（）瞇是客戶在證管券公司指定盟存管銀行開顫設(shè)的資金賬單戶。該賬戶陸是證券公司攻在銀行開立喪的客戶信用畜交易擔(dān)保資疤金賬戶的二燈級(jí)賬戶，用儀于記載投資仰者交存的擔(dān)令保資金的明虜細(xì)數(shù)據(jù)。HTMLCONTROLForms.HTML:Option.1熟信用證券賬鹽戶HTMLCONTROLForms.HTML:Option.1姿融資專用資風(fēng)金賬戶HTMLCONTROLForms.HTML:Option.1掌信用資金賬并戶HTMLCONTROLForms.HTML:Option.1鋒融券專用證宏券賬戶95因1.投資者繪通過銀行將星擔(dān)保資金劃鍵入信用資金娘賬戶，將可蔑充抵保證金劣的證券從普學(xué)通證券賬戶嫩劃轉(zhuǎn)至信用浸證券賬戶的交過程叫做（義）。HTMLCONTROLForms.HTML:Option.1蠢轉(zhuǎn)入擔(dān)保物休HTMLCONTROLForms.HTML:Option.1采授信HTMLCONTROLForms.HTML:Option.1條轉(zhuǎn)出擔(dān)保物概HTMLCONTROLForms.HTML:Option.1逝償還債務(wù)養(yǎng)2.當(dāng)投資湖者信用賬戶鴨當(dāng)日清算后乏維持擔(dān)保比悲例低于警戒萍線時(shí)，證券要公司發(fā)出《草追加擔(dān)保物努通知》，投速資者必須在聯(lián)（）追加刮擔(dān)保金使維春持擔(dān)保比例拍高于150歸%HTMLCONTROLForms.HTML:Option.1服1個(gè)交易日石內(nèi)HTMLCONTROLForms.HTML:Option.1穩(wěn)2個(gè)交易日堂內(nèi)HTMLCONTROLForms.HTML:Option.1賴3個(gè)交易日萬內(nèi)HTMLCONTROLForms.HTML:Option.1業(yè)4個(gè)交易日收內(nèi)派3.（）是姓指充抵保證藥金的證券在賀計(jì)算保證金圖金額時(shí)按其放證券市值進(jìn)加行折算的比象率。HTMLCONTROLForms.HTML:Option.1爐維持擔(dān)保比拳例HTMLCONTROLForms.HTML:Option.1爛可充抵保證吩金證券折算趙率HTMLCONTROLForms.HTML:Option.1勻標(biāo)的證券HTMLCONTROLForms.HTML:Option.1高保證金可用喘余額愁4.授信額殼度可以高于掀證券公司對(duì)艘單個(gè)投資者席的融資融券扔規(guī)模上限。HTMLCONTROLForms.HTML:Option.1跳正確HTMLCONTROLForms.HTML:Option.1渡錯(cuò)誤瘡5.投資者谷在融資融券逼交易前，所質(zhì)需要經(jīng)歷的艙業(yè)務(wù)環(huán)節(jié)包猜括（）。HTMLCONTROLForms.HTML:Option.1抖簽訂合同和迫風(fēng)險(xiǎn)揭示書禿HTMLCONTROLForms.HTML:Option.1蛇轉(zhuǎn)入擔(dān)保物瘦HTMLCONTROLForms.HTML:Option.1萬開立賬戶HTMLCONTROLForms.HTML:Option.1平以上都包括枯既6.擔(dān)保證治券上市公司臂股東大會(huì)議伏案需要投票互贊成、反對(duì)耀或棄權(quán)時(shí)（驚）HTMLCONTROLForms.HTML:Option.1屬按客戶的意后見以券商的魚名義投票HTMLCONTROLForms.HTML:Option.1箱按券商的意撲見已券商的遇名義投票HTMLCONTROLForms.HTML:Option.1哨不允許參加終投票HTMLCONTROLForms.HTML:Option.1調(diào)以每位客戶島的名義投票兔抹7.融券期玻間，投資者邀本人或關(guān)聯(lián)次人賣出與所忘融入證券相余同的證券時(shí)競(jìng)，投資者應(yīng)舊當(dāng)自該事實(shí)膏發(fā)生之日起病3個(gè)交易日差內(nèi)向證券公床司申報(bào)。HTMLCONTROLForms.HTML:Option.1昏正確HTMLCONTROLForms.HTML:Option.1釋錯(cuò)誤HTMLCONTROLForms.HTML:Hidden.1HTMLCONTROLForms.HTML:Hidden.1述8.投資者招在注銷信用居證券賬戶前韻，投資者應(yīng)末該了結(jié)全部酒的融資融券潮交易，并將毀剩余證券劃隔至其普通證不券賬戶。HTMLCONTROLForms.HTML:Option.1患錯(cuò)誤HTMLCONTROLForms.HTML:Option.1叔正確略9.（）是解客戶在證券兔公司指定存酸管銀行開設(shè)奧的資金賬戶格。該賬戶是鼓證券公司在雕銀行開立的酬客戶信用交趨易擔(dān)保資金筍賬戶的二級(jí)皮賬戶，用于周記載投資者船交存的擔(dān)保袍資金的明細(xì)尚數(shù)據(jù)。HTMLCONTROLForms.HTML:Option.1槽信用證券賬逝戶HTMLCONTROLForms.HTML:Option.1僅融資專用資隔金賬戶HTMLCONTROLForms.HTML:Option.1蝴信用資金賬暴戶HTMLCONTROLForms.HTML:Option.1捆融券專用證杏券賬戶蓋10.擔(dān)保鷹物的范圍包妄括（）。HTMLCONTROLForms.HTML:Option.1悲證券公司向繞投資者收取晌的保證金HTMLCONTROLForms.HTML:Option.1沈融券賣出所乖得的全部?jī)r(jià)框款HTMLCONTROLForms.HTML:Option.1層以上都包括陽HTMLCONTROLForms.HTML:Option.1攤投資者融資槽買入的全部立證券伶11.交易欠所規(guī)定的可撲充抵保證金低的證券的折各算率中，其澤他上市證券囑投資基金和費(fèi)債券折算率舒最高不超過榆（）。HTMLCONTROLForms.HTML:Option.1謊80%HTMLCONTROLForms.HTML:Option.1宅65%HTMLCONTROLForms.HTML:Option.1江90%HTMLCONTROLForms.HTML:Option.1危70%暮12.客戶袖信用交易擔(dān)跟保證券賬戶吉記錄的證券形，由證券公攪司以自己的儀名義，為客縱戶的利益，概行使對(duì)證券飼發(fā)行人的權(quán)念利。HTMLCONTROLForms.HTML:Option.1燙錯(cuò)誤HTMLCONTROLForms.HTML:Option.1扣正確守13.某投模資者信用賬括戶中有10課0元現(xiàn)金和琴200元市鮮值的證券A蟻，假設(shè)證券縮A的折算率發(fā)為60%，著擬融資買入鄭融資保證金狼比例為50微%的證券B油，則該投資有者理論上可唯融資買入（擋）元市值因的證券B。宏本例中客戶立的傭金及融費(fèi)資利息、融醫(yī)券費(fèi)用均忽汪略不計(jì)。HTMLCONTROLForms.HTML:Option.1廈400HTMLCONTROLForms.HTML:Option.1狹600HTMLCONTROLForms.HTML:Option.1凝480HTMLCONTROLForms.HTML:Option.1敘440梁14.交易氣所對(duì)投資者錘融資融券交伐易進(jìn)行實(shí)時(shí)俘監(jiān)控，當(dāng)融道資融券交易籃存在異常交度易行為的,完交易所可斤以視情形采簽取限制相關(guān)撕信用證券賬清戶交易等措株施。HTMLCONTROLForms.HTML:Option.1吧錯(cuò)誤HTMLCONTROLForms.HTML:Option.1反正確閥15.假設(shè)守“證券A”懂屬于交易所蓬規(guī)定的可充呢抵保證金證森券，折算率圾為70%，介證券公司甲公將其折算率佳下調(diào)為50批%。當(dāng)前“南證券A”市豈價(jià)為20元竟，如果客戶盲向證券公司慶甲提交10斥000股“兄證券A”作菌為擔(dān)保物，理則其可充抵鏡保證金為（瞧）元。HTMLCONTROLForms.HTML:Option.1倉10000押HTMLCONTROLForms.HTML:Option.1拾10000灶0HTMLCONTROLForms.HTML:Option.1銀20000稠0HTMLCONTROLForms.HTML:Option.1刺14000強(qiáng)0買16.融券諸交易則為投放資者提供了弊做空的手段欲。HTMLCONTROLForms.HTML:Option.1層正確HTMLCONTROLForms.HTML:Option.1潔錯(cuò)誤阻17.（）憤是指投資者痰向證券公司吸融入資金或神證券時(shí)，證泰券公司向投怎資者收取的堂一定比例的街資金。HTMLCONTROLForms.HTML:Option.1貝標(biāo)的證券HTMLCONTROLForms.HTML:Option.1藥保證金HTMLCONTROLForms.HTML:Option.1椒債券HTMLCONTROLForms.HTML:Option.1賊股票旦18.（）廊是客戶在證智券公司開立使的用于記載銳客戶委托證杰券公司持有臣的擔(dān)保證券厚的明細(xì)數(shù)據(jù)書，是證券公卡司客戶信用微交易擔(dān)保證驗(yàn)券賬戶的二鳥級(jí)帳戶。HTMLCONTROLForms.HTML:Option.1猾信用證券賬彎戶HTMLCONTROLForms.HTML:Option.1屢融券專用證距券賬戶HTMLCONTROLForms.HTML:Option.1箏信用資金賬洽戶HTMLCONTROLForms.HTML:Option.1限融資專用資基金賬戶擁19.投資比者信用證券分賬戶內(nèi)持有蔬的擔(dān)保證券悶，包括可充燥抵保證金證侵券和融資買禮入證券發(fā)生莫相關(guān)權(quán)益時(shí)須，證券發(fā)行震人派發(fā)股票憑紅利或權(quán)證旅等證券的，炎該股票紅利刮或權(quán)證等證寬券屬于投資德者所有。HTMLCONTROLForms.HTML:Option.1斷正確HTMLCONTROLForms.HTML:Option.1哨錯(cuò)誤HTMLCONTROLForms.HTML:Hidden.1HTMLCONTROLForms.HTML:Hidden.1掉20.融資苦融券交易和及普通證券交箭易有哪些區(qū)閘別？HTMLCONTROLForms.HTML:Option.1穴投資者通過秒融資融券交俊易可以向證徑券公司借入蓋資金和證券遇進(jìn)行交易。漁HTMLCONTROLForms.HTML:Option.1忍以上答案均近正確HTMLCONTROLForms.HTML:Option.1芳從事融資融渴券交易時(shí)，慶投資者與證丘券公司之間詢不僅存在委陵托買賣的關(guān)疤系，還存在刃資金或證券灰的借貸關(guān)系壞。HTMLCONTROLForms.HTML:Option.1賽從事融資融演券交易時(shí)，源投資者如不拜能按時(shí)、足張額償還資金殃或證券，還咸會(huì)給證券公輕司帶來風(fēng)險(xiǎn)焰。100醉1.“融券榆”是指客戶發(fā)向證券公司頭借入什么HTMLCONTROLForms.HTML:Option.1沖上市證券HTMLCONTROLForms.HTML:Option.1捐債券HTMLCONTROLForms.HTML:Option.1探股票HTMLCONTROLForms.HTML:Option.1取基金歷2.交易所篩規(guī)定的可充丙抵保證金的勿證券的折算艷率中，非深遠(yuǎn)圳100指代數(shù)成份股股歡票的折算率鈔最高不超過慕（）。HTMLCONTROLForms.HTML:Option.1涉80%HTMLCONTROLForms.HTML:Option.1閉90%HTMLCONTROLForms.HTML:Option.1浙70%HTMLCONTROLForms.HTML:Option.1怨65%嘆3.維持擔(dān)得保比例超過懇（）時(shí)，叨客戶可以提佩取保證金可擊用余額中的棵現(xiàn)金或充抵朽保證金的有護(hù)價(jià)證券。HTMLCONTROLForms.HTML:Option.1滑300%HTMLCONTROLForms.HTML:Option.1晴100%HTMLCONTROLForms.HTML:Option.1嚼200%HTMLCONTROLForms.HTML:Option.1蛛400%管4.（）是悉指投資者用檢于充抵保證淹金的現(xiàn)金、戶證券市值及夾融資融券交腦易產(chǎn)生的浮萄盈經(jīng)折算后多形成的保證助金總額，減鳥去投資者未溫了結(jié)融資融黃券交易已用關(guān)保證金及相軟關(guān)利息、費(fèi)饞用的余額。HTMLCONTROLForms.HTML:Option.1醬保證金可用蕩余額HTMLCONTROLForms.HTML:Option.1賺維持擔(dān)保比褲例HTMLCONTROLForms.HTML:Option.1驟擔(dān)保物HTMLCONTROLForms.HTML:Option.1齒標(biāo)的證券斥5.交易所炎規(guī)定的可充閘抵保證金的農(nóng)證券的折算逃率中，深圳鈔100指數(shù)紙成份股股票佛的折算率最兆高不超過（庸）。HTMLCONTROLForms.HTML:Option.1船90%HTMLCONTROLForms.HTML:Option.1聲65%HTMLCONTROLForms.HTML:Option.1餡80%HTMLCONTROLForms.HTML:Option.1定70%拳6.當(dāng)維持保擔(dān)保比例達(dá)灑到（）標(biāo)貴準(zhǔn)時(shí)，投資寨者沒有按時(shí)眉追加擔(dān)保物捧，將被面臨或被平倉的危胸險(xiǎn)。HTMLCONTROLForms.HTML:Option.1遷低于300鵝%HTMLCONTROLForms.HTML:Option.1章低于200喇%HTMLCONTROLForms.HTML:Option.1播低于130狗%HTMLCONTROLForms.HTML:Option.1皺低于100川%芹7.投資者牢通過銀行將繳擔(dān)保資金劃族入信用資金秧賬戶，將可施充抵保證金孤的證券從普己通證券賬戶筆劃轉(zhuǎn)至信用瘦證券賬戶的金過程叫做（齡）。HTMLCONTROLForms.HTML:Option.1詞轉(zhuǎn)入擔(dān)保物士HTMLCONTROLForms.HTML:Option.1嘗授信HTMLCONTROLForms.HTML:Option.1么轉(zhuǎn)出擔(dān)保物涼HTMLCONTROLForms.HTML:Option.1父償還債務(wù)籃8.投資者鞠參與融資融宋券交易的成紙本包括（）夕。HTMLCONTROLForms.HTML:Option.1驕印花稅HTMLCONTROLForms.HTML:Option.1甩以上都包括球HTMLCONTROLForms.HTML:Option.1利傭金、手續(xù)養(yǎng)費(fèi)HTMLCONTROLForms.HTML:Option.1醫(yī)融資利息、岸融券費(fèi)率龜9.投資者連及其一致行重動(dòng)人通過普歡通證券賬戶演和信用證券乓賬戶持有一暮家上市公司秩股票或其權(quán)必益的數(shù)量，牢合計(jì)達(dá)到規(guī)到定比例時(shí)，神應(yīng)該依法履滴行相應(yīng)的信較息報(bào)告、披讀露或者要約劑收購業(yè)務(wù)。HTMLCONTROLForms.HTML:Option.1乖正確HTMLCONTROLForms.HTML:Option.1鴨錯(cuò)誤酬10.根據(jù)促交易所的規(guī)鴿定，投資者侮融資買入時(shí)撕，融資保證裳金比例不得俯低于（）。HTMLCONTROLForms.HTML:Option.1欣80%HTMLCONTROLForms.HTML:Option.1捏50%HTMLCONTROLForms.HTML:Option.1淺100%HTMLCONTROLForms.HTML:Option.1舅60%頌11.股票樣作為融資買冰入、融券賣跡出標(biāo)的證券謙的，應(yīng)當(dāng)符眾合下列條件秒（）。HTMLCONTROLForms.HTML:Option.1托在交易所上響市交易滿三植個(gè)月HTMLCONTROLForms.HTML:Option.1賢股票交易未先被證券交易犯所實(shí)行特別教處理HTMLCONTROLForms.HTML:Option.1新股票發(fā)行公次司已完成股朗權(quán)分置改革用HTMLCONTROLForms.HTML:Option.1訓(xùn)以上均包括皺撕12.（）家是指投資者石通過其信用句證券賬戶申蜜報(bào)賣券，結(jié)漠算時(shí)賣出證筍券所得資金多直接劃轉(zhuǎn)到丑證券公司融傻資專用賬戶鍛的一種還款毅方式。HTMLCONTROLForms.HTML:Option.1漁直接還券HTMLCONTROLForms.HTML:Option.1扣買券還券HTMLCONTROLForms.HTML:Option.1餡賣券還款HTMLCONTROLForms.HTML:Option.1停直接還款積13.融資靜融券交易和五普通證券交建易有哪些區(qū)環(huán)別？HTMLCONTROLForms.HTML:Option.1統(tǒng)投資者通過仿融資融券交樹易可以向證偷券公司借入奏資金和證券日進(jìn)行交易。渾HTMLCONTROLForms.HTML:Option.1據(jù)以上答案均職正確HTMLCONTROLForms.HTML:Option.1絡(luò)從事融資融礦券交易時(shí)，惠投資者與證閑券公司之間栽不僅存在委澤托買賣的關(guān)薦系，還存在賺資金或證券漢的借貸關(guān)系狠。HTMLCONTROLForms.HTML:Option.1奇從事融資融爹券交易時(shí)，箏投資者如不勻能按時(shí)、足剪額償還資金蝶或證券，還卵會(huì)給證券公適司帶來風(fēng)險(xiǎn)疼。狹14.投資都者在融資買敢入證券時(shí)，遮需要滿足的竄條件包括（賢）。HTMLCONTROLForms.HTML:Option.1娃證券公司有坦足夠的資金腸可供融出HTMLCONTROLForms.HTML:Option.1井融資買入證架券品種屬于絕標(biāo)的證券HTMLCONTROLForms.HTML:Option.1宿以上都包括武HTMLCONTROLForms.HTML:Option.1史執(zhí)行該筆交珠易投資者所經(jīng)需保證金不立超過其當(dāng)時(shí)稱賬戶的保證織金可用余額擇躲15.投資棄者用于一家否證券交易所割的上市證券柏交易的信用閃證券帳戶可籮以超過一個(gè)抗，但與其普耍通證券帳戶帥的姓名和名炮稱應(yīng)當(dāng)一致磚。HTMLCONTROLForms.HTML:Option.1條錯(cuò)誤HTMLCONTROLForms.HTML:Option.1別正確談16.投資灰者從事融資只融券交易，察需向證券公非司提供擔(dān)保軟物，擔(dān)保物莫主要包括(須)。HTMLCONTROLForms.HTML:Option.1屢融券賣出所守得的全部?jī)r(jià)戚款HTMLCONTROLForms.HTML:Option.1錯(cuò)其他三項(xiàng)都哄包括HTMLCONTROLForms.HTML:Option.1棚證券公司向版投資者收取峰的保證金HTMLCONTROLForms.HTML:Option.1耀投資者融資碧買入的全部授證券尚17.投資宋者以現(xiàn)金作攜為保證金時(shí)紛，可以全額騰計(jì)入保證金勺金額。HTMLCONTROLForms.HTML:Option.1劫錯(cuò)誤HTMLCONTROLForms.HTML:Option.1桃正確困18.客戶片只能與一家湖證券公司簽繡訂融資融券網(wǎng)合同，向一概家證券公司期融入資金和默證券。HTMLCONTROLForms.HTML:Option.1壽正確HTMLCONTROLForms.HTML:Option.1繳錯(cuò)誤疏19.可充掌抵保證金的誠證券的折算束率下降會(huì)導(dǎo)茂致維持擔(dān)保屑比例（）。HTMLCONTROLForms.HTML:Option.1揀不變娃okHTMLCONTROLForms.HTML:Option.1債增加HTMLCONTROLForms.HTML:Option.1點(diǎn)減少HTMLCONTROLForms.HTML:Option.1眾無法判斷屠20.投資循者信用證券意賬戶內(nèi)持有價(jià)的擔(dān)保證券藍(lán)，包括可充國抵保證金證耀券和融資買丑入證券發(fā)生彩相關(guān)權(quán)益時(shí)尋，證券發(fā)行受人派發(fā)股票時(shí)紅利或權(quán)證僅等證券的，他該股票紅利覺或權(quán)證等證稻券屬于投資霜者所有。HTMLCONTROLForms.HTML:Option.1攪正確HTMLCONTROLForms.HTML:Option.1押錯(cuò)誤95屯1.如果某旋投資者信用臘賬戶內(nèi)有1掠00元現(xiàn)金牽和200元犯市值的證券殊A，假設(shè)證特券A的折算幕率為60%支。那么，該陷投資者信用看賬戶內(nèi)的保渾證金金額為英（）元。HTMLCONTROLForms.HTML:Option.1勢(shì)100HTMLCONTROLForms.HTML:Option.1傲300HTMLCONTROLForms.HTML:Option.1臂200HTMLCONTROLForms.HTML:Option.1靜220默2.維持擔(dān)難保比例超過吸（）時(shí)，兵客戶可以提火取保證金可悄用余額中的辱現(xiàn)金或充抵槳保證金的有以價(jià)證券。HTMLCONTROLForms.HTML:Option.1木300%HTMLCONTROLForms.HTML:Option.1濾100%HTMLCONTROLForms.HTML:Option.1利200%HTMLCONTROLForms.HTML:Option.1質(zhì)400%餃3.信用證汽券賬戶可以段買入或轉(zhuǎn)入植除擔(dān)保物以坑及交易所公謠布的標(biāo)的證嶼券范圍以外怕的證券。HTMLCONTROLForms.HTML:Option.1經(jīng)錯(cuò)誤HTMLCONTROLForms.HTML:Option.1楊正確猜4.擔(dān)保物弟的范圍包括煙（）。HTMLCONTROLForms.HTML:Option.1羊證券公司向培投資者收取梯的保證金HTMLCONTROLForms.HTML:Option.1貸融券賣出所旦得的全部?jī)r(jià)雜款HTMLCONTROLForms.HTML:Option.1橫以上都包括垃HTMLCONTROLForms.HTML:Option.1但投資者融資豆買入的全部什證券拌5.某投資版者信用賬戶蜜中有100婦元現(xiàn)金和2蠻00元市值剩的證券A，炮假設(shè)證券A復(fù)的折算率為芒60%，擬程融資買入融韻資保證金比陷例為50%免的證券B，城則該投資者奸理論上可融構(gòu)資買入（材）元市值的愁證券B。本齒例中客戶的叛傭金及融資材利息、融券咬費(fèi)用均忽略娛不計(jì)。HTMLCONTROLForms.HTML:Option.1浙400HTMLCONTROLForms.HTML:Option.1宜600HTMLCONTROLForms.HTML:Option.1摔480HTMLCONTROLForms.HTML:Option.1抓440炮6.融券交懲易則為投資只者提供了做姓空的手段。HTMLCONTROLForms.HTML:Option.1面正確HTMLCONTROLForms.HTML:Option.1袋錯(cuò)誤繩7.投資者伴信用證券賬靈戶可以用于誘債券回購交宵易。HTMLCONTROLForms.HTML:Option.1肯錯(cuò)誤HTMLCONTROLForms.HTML:Option.1伙正確餃8.投資者購用于一家證統(tǒng)券交易所的揭上市證券交沈易的信用（叨融資融券交紋易）證券賬羽戶可以有：HTMLCONTROLForms.HTML:Option.1據(jù)3個(gè)HTMLCONTROLForms.HTML:Option.1費(fèi)2個(gè)HTMLCONTROLForms.HTML:Option.1繡1個(gè)HTMLCONTROLForms.HTML:Option.1臘沒有限制楊9.投資者違及其一致行姻動(dòng)人通過普截通證券賬戶徑和信用證券釘賬戶持有一鋪家上市公司極股票或其權(quán)旗益的數(shù)量，積合計(jì)達(dá)到規(guī)尸定比例時(shí)，乒應(yīng)該依法履改行相應(yīng)的信吳息報(bào)告、披貼露或者要約齡收購業(yè)務(wù)。HTMLCONTROLForms.HTML:Option.1善正確HTMLCONTROLForms.HTML:Option.1身錯(cuò)誤胸10.可充魔抵保證金證畏券的名單和益折算率一經(jīng)提確定，則不杜能調(diào)整。HTMLCONTROLForms.HTML:Option.1牛正確HTMLCONTROLForms.HTML:Option.1汽錯(cuò)誤賊11.融資達(dá)融券交易和烏普通證券交叔易有哪些區(qū)甚別？HTMLCONTROLForms.HTML:Option.1尸投資者通過秘融資融券交鋼易可以向證享券公司借入片資金和證券椅進(jìn)行交易。擠HTMLCONTROLForms.HTML:Option.1顫以上答案均嗚正確HTMLCONTROLForms.HTML:Option.1西從事融資融尚券交易時(shí)，走投資者與證質(zhì)券公司之間啄不僅存在委尺托買賣的關(guān)廢系，還存在母資金或證券嚴(yán)的借貸關(guān)系嶼。HTMLCONTROLForms.HTML:Option.1串從事融資融師券交易時(shí)，圍投資者如不襯能按時(shí)、足辨額償還資金嫂或證券，還褲會(huì)給證券公岔司帶來風(fēng)險(xiǎn)沾。宴12.標(biāo)的獲證券是投資埋者融入資金晌可買入的證典券和證券公襯司可對(duì)投資俱者融出的證繳券，（）探按照從嚴(yán)到飛寬、從少到堡多、逐步擴(kuò)桿大的原則，距根據(jù)融資融甘券業(yè)務(wù)試點(diǎn)司的進(jìn)展情況登，在滿足規(guī)奸定的證券范匆圍內(nèi)審核、稠選取標(biāo)的證住券名單，并蠶向市場(chǎng)公布動(dòng)。HTMLCONTROLForms.HTML:Option.1鋼證券交易所稼HTMLCONTROLForms.HTML:Option.1敵中國證監(jiān)會(huì)舅HTMLCONTROLForms.HTML:Option.1裳中國證券業(yè)躁協(xié)會(huì)HTMLCONTROLForms.HTML:Option.1楊證券公司驅(qū)13.某投杏資者信用證青賬戶中有1執(zhí)50萬元保胞證金可用余純額，該投資柴者的融券保扶證金比例為防100%，王則該投資者歐最大可融券催賣出（）堆萬元價(jià)值的天證券。本例蘇中客戶的傭鑄金及融資利選息、融券費(fèi)榮用均忽略不喉計(jì)。HTMLCONTROLForms.HTML:Option.1奏50萬元HTMLCONTROLForms.HTML:Option.1仇150萬元傻HTMLCONTROLForms.HTML:Option.1水200萬元徒HTMLCONTROLForms.HTML:Option.1伙100萬元厚粗14.融資釘融券業(yè)務(wù)是坐指證券公司徒向客戶出借傻資金供其買栗入上市證券壇或者出借上德市證券供其役賣出，并收范取擔(dān)保物的柿經(jīng)營活動(dòng)。HTMLCONTROLForms.HTML:Option.1確錯(cuò)誤HTMLCONTROLForms.HTML:Option.1廣正確卷15.投資構(gòu)者以現(xiàn)金作左為保證金時(shí)麻，可以全額遲計(jì)入保證金讀金額。HTMLCONTROLForms.HTML:Option.1鞠錯(cuò)誤HTMLCONTROLForms.HTML:Option.1岸正確涂16.投資賊者在融資業(yè)暗務(wù)中存在虧脖損放大的風(fēng)虜險(xiǎn)。HTMLCONTROLForms.HTML:Option.1保正確HTMLCONTROLForms.HTML:Option.1陸錯(cuò)誤維17.投資罷者在融券賣房出時(shí)，需要?jiǎng)M足的條件勢(shì)包括（）。HTMLCONTROLForms.HTML:Option.1孩委托價(jià)格滿細(xì)足證券交易仰所規(guī)定的申閱報(bào)價(jià)格要求墊。HTMLCONTROLForms.HTML:Option.1忌執(zhí)行該筆交受易投資者所告需保證金不片超過其當(dāng)時(shí)餐賬戶的保證拘金可用余額乘。HTMLCONTROLForms.HTML:Option.1稍證券公司有采足夠的證券倦可供融出?？螲TMLCONTROLForms.HTML:Option.1耗以上都包括喇柔18.當(dāng)投昂資者出現(xiàn)下備列（）情形錢之一時(shí)，證寫券公司有權(quán)繭對(duì)其作為擔(dān)掩保物的持倉賤證券進(jìn)行強(qiáng)襲行平倉HTMLCONTROLForms.HTML:Option.1藝司法機(jī)關(guān)依蘆法對(duì)客戶信漁用證券賬戶相或者信用資奇金賬戶記載申的權(quán)益采取刑財(cái)產(chǎn)保全或悠者強(qiáng)制執(zhí)行頌措施的，應(yīng)醬當(dāng)處分擔(dān)保柜物，實(shí)現(xiàn)因害向客戶融資戒融券所生債阿權(quán)，之后,牲再協(xié)助司法盼機(jī)關(guān)執(zhí)行。紋HTMLCONTROLForms.HTML:Option.1及投資者擔(dān)保毛物價(jià)值低于紫合同約定的逆最低維持擔(dān)黃保比例（1出30%），櫻且經(jīng)公司通饑知后仍未補(bǔ)鐮足擔(dān)保物。吧HTMLCONTROLForms.HTML:Option.1夸到期未償還惰或未全部?jī)敻哆€融資融券尿債務(wù)的。HTMLCONTROLForms.HTML:Option.1昏以上均包括弟挎19.（）部是指投資者夢(mèng)用于充抵保朵證金的現(xiàn)金想、證券市值拐及融資融券拒交易產(chǎn)生的冠浮盈經(jīng)折算榮后形成的保勻證金總額，困減去投資者誠未了結(jié)融資醉融券交易已陷用保證金及端相關(guān)利息、攔費(fèi)用的余額帳。HTMLCONTROLForms.HTML:Option.1拿保證金可用到余額HTMLCONTROLForms.HTML:Option.1斗維持擔(dān)保比滾例HTMLCONTROLForms.HTML:Option.1而擔(dān)保物HTMLCONTROLForms.HTML:Option.1晶標(biāo)的證券述20.融資漢融券業(yè)務(wù)中殘，證券公司飯客戶信用交扇易擔(dān)保證券鋸賬戶內(nèi)的證馳券屬于信托畜財(cái)產(chǎn)，其名烘義所有權(quán)歸傘屬證券公司子，但投資者動(dòng)在履行義務(wù)研后，有權(quán)要油求返還相關(guān)火證券。HTMLCONTROLForms.HTML:Option.1憶錯(cuò)誤HTMLCONTROLForms.HTML:Option.1呼正確100祝1.交易所搭規(guī)定的可充捆抵保證金的鞏證券的折算圣率中，國債逮的折算率最崗高不超過（縣）。HTMLCONTROLForms.HTML:Option.1容95%HTMLCONTROLForms.HTML:Option.1殿90%HTMLCONTROLForms.HTML:Option.1項(xiàng)85%HTMLCONTROLForms.HTML:Option.1孤80%襲2.融券賣塞出的申報(bào)價(jià)薯格不得低于抬該證券的（乘）。HTMLCONTROLForms.HTML:Option.1錘前一日平均杠收盤價(jià)HTMLCONTROLForms.HTML:Option.1詞最新成交價(jià)矩HTMLCONTROLForms.HTML:Option.1役收盤價(jià)HTMLCONTROLForms.HTML:Option.1錫凈值煤3.投資者收參與融資融掛券所需口要遞交的材溪料包括（）鋤。HTMLCONTROLForms.HTML:Option.1轎普通賬戶卡賭HTMLCONTROLForms.HTML:Option.1悟必要的財(cái)產(chǎn)且證明HTMLCONTROLForms.HTML:Option.1春身份證明文立件HTMLCONTROLForms.HTML:Option.1恒以上都包括芳斃4.投資者壁從事融券交淹易，除了“減直接還券”破方式外，還損可以選擇（救）的方式游，償還向證敲券公司融入狡的證券。HTMLCONTROLForms.HTML:Option.1趁融資買入HTMLCONTROLForms.HTML:Option.1供買券還券HTMLCONTROLForms.HTML:Option.1梢賣券還款HTMLCONTROLForms.HTML:Option.1姨融券賣出澆5.投資者芽信用證券賬賠戶內(nèi)持有的濱擔(dān)保證券，陽包括可充抵遞保證金證券栽和融資買入頁證券發(fā)生相矛關(guān)權(quán)益時(shí)，壩證券發(fā)行人橫派發(fā)股票紅侍利或權(quán)證等丸證券的，該隱股票紅利或齡權(quán)證等證券厲屬于投資者把所有。HTMLCONTROLForms.HTML:Option.1殺正確HTMLCONTROLForms.HTML:Option.1劇錯(cuò)誤資6.客戶信悉用證券賬戶暑是公司客戶練信用交易擔(dān)蔬保證券賬戶宇的（）證券綱賬戶HTMLCONTROLForms.HTML:Option.1潑二級(jí)HTMLCONTROLForms.HTML:Option.1酸一級(jí)HTMLCONTROLForms.HTML:Option.1幻三級(jí)HTMLCONTROLForms.HTML:Option.1帆初級(jí)尤7.投資者奉在融資買入研證券時(shí)，需送要滿足的條盾件包括（）愁。HTMLCONTROLForms.HTML:Option.1示證券公司有敢足夠的資金賽可供融出HTMLCONTROLForms.HTML:Option.1道融資買入證享券品種屬于鍬標(biāo)的證券HTMLCONTROLForms.HTML:Option.1機(jī)以上都包括輔HTMLCONTROLForms.HTML:Option.1筋執(zhí)行該筆交初易投資者所瓶需保證金不細(xì)超過其當(dāng)時(shí)粉賬戶的保證者金可用余額素詞8.融券期催間，投資者抖本人或關(guān)聯(lián)使人賣出與所止融入證券相北同的證券時(shí)部，投資者應(yīng)飲當(dāng)自該事實(shí)耽發(fā)生之日起書3個(gè)交易日前內(nèi)向證券公辭司申報(bào)。HTMLCONTROLForms.HTML:Option.1吧正確HTMLCONTROLForms.HTML:Option.1野錯(cuò)誤五9.投資者撫從事融資融宴券交易，需斯向證券公司逗提供擔(dān)保物章，擔(dān)保物主掃要包括(未)。HTMLCONTROLForms.HTML:Option.1仿融券賣出所鞏得的全部?jī)r(jià)押款HTMLCONTROLForms.HTML:Option.1呀其他三項(xiàng)都喂包括HTMLCONTROLForms.HTML:Option.1襪證券公司向猛投資者收取匠的保證金HTMLCONTROLForms.HTML:Option.1廉投資者融資扇買入的全部商證券牛10.可充稠抵保證金的厚證券的折算邀率下降會(huì)導(dǎo)干致維持擔(dān)保轉(zhuǎn)比例（）。HTMLCONTROLForms.HTML:Option.1運(yùn)不變條okHTMLCONTROLForms.HTML:Option.1溝增加HTMLCONTROLForms.HTML:Option.1拜減少HTMLCONTROLForms.HTML:Option.1朋無法判斷輩11.當(dāng)投勤資者全部?jī)敼倪€證券公司用的融資融券后債務(wù)后，投時(shí)資者不可以害向證券公司蛛申請(qǐng)將其信示用賬戶內(nèi)的薦剩余資產(chǎn)轉(zhuǎn)訊入其普通賬魔戶以結(jié)束信婚用交易。HTMLCONTROLForms.HTML:Option.1掠正確HTMLCONTROLForms.HTML:Option.1廢錯(cuò)誤耳12.投資極者信用證券澤賬戶可以用摘于債券回購畢交易。HTMLCONTROLForms.HTML:Option.1琴錯(cuò)誤HTMLCONTROLForms.HTML:Option.1慎正確蜘13.交易朵所規(guī)定的可股充抵保證金陡的證券的折填算率中，深窄圳100指禾數(shù)成份股股吩票的折算率昂最高不超過頁（）。HTMLCONTROLForms.HTML:Option.1數(shù)90%HTMLCONTROLForms.HTML:Option.1嫌65%HTMLCONTROLForms.HTML:Option.1首70%HTMLCONTROLForms.HTML:Option.1宿80%占14.作為哥標(biāo)的證券的虧股票應(yīng)當(dāng)在暈交易所上市序交易滿（）支個(gè)月。HTMLCONTROLForms.HTML:Option.1當(dāng)1HTMLCONTROLForms.HTML:Option.1重3HTMLCONTROLForms.HTML:Option.1扔2HTMLCONTROLForms.HTML:Option.1蝴4贊15.某投如資者信用賬慣戶中有10賴0元保證金瓣可用余額，勁擬融資買入吊融資保證金為比例為50舊%的證券B星，則該投資煌者理論上可防融資買入（擊）元市值的污證券B。HTMLCONTROLForms.HTML:Option.1蔥200HTMLCONTROLForms.HTML:Option.1菊100HTMLCONTROLForms.HTML:Option.1銹150HTMLCONTROLForms.HTML:Option.1成400雹16.某投叢資者信用賬摔戶中有10涂0元現(xiàn)金和浴200元市柴值的證券A灘，假設(shè)證券討A的折算率賴為60%，正擬融資買入鋤融資保證金裝比例為50恨%的證券B材，則該投資稀者理論上可逢融資買入（邊）元市值暫的證券B。適本例中客戶伴的傭金及融漢資利息、融裹券費(fèi)用均忽賺略不計(jì)。HTMLCONTROLForms.HTML:Option.1屯400HTMLCONTROLForms.HTML:Option.1截600HTMLCONTROLForms.HTML:Option.1墳480HTMLCONTROLForms.HTML:Option.1賊440吐17.客戶齊從事融券交膚易的，可以葵選擇（）概的方式，償航還向證券公申司融入的證飯券。HTMLCONTROLForms.HTML:Option.1都融券賣出HTMLCONTROLForms.HTML:Option.1蜘買券還券HTMLCONTROLForms.HTML:Option.1升以借還借HTMLCONTROLForms.HTML:Option.1耗融資買入鉛18.可充臘抵保證金的希證券折算率謠下降會(huì)導(dǎo)致棵保證金可用注余額（）。HTMLCONTROLForms.HTML:Option.1像增加HTMLCONTROLForms.HTML:Option.1踐無法判斷HTMLCONTROLForms.HTML:Option.1守不變HTMLCONTROLForms.HTML:Option.1嘩減少氣19.融資朱融券交易和憲普通證券交布易有哪些區(qū)乎別？HTMLCONTROLForms.HTML:Option.1楊投資者通過銜融資融券交蓋易可以向證嚼券公司借入兇資金和證券痛進(jìn)行交易。古HTMLCONTROLForms.HTML:Option.1鑒以上答案均園正確HTMLCONTROLForms.HTML:Option.1天從事融資融辯券交易時(shí)，撲投資者與證遲券公司之間蜻不僅存在委頌托買賣的關(guān)撓系，還存在嬸資金或證券刮的借貸關(guān)系州。HTMLCONTROLForms.HTML:Option.1陡從事融資融富券交易時(shí)，婚投資者如不晉能按時(shí)、足僅額償還資金俗或證券，還雙會(huì)給證券公糞司帶來風(fēng)險(xiǎn)碎。頌20.投資頂者參與融資除融券交易的繁成本包括（肥）。HTMLCONTROLForms.HTML:Option.1警印花稅HTMLCONTROLForms.HTML:Option.1錯(cuò)以上都包括覺HTMLCONTROLForms.HTML:Option.1鬼傭金、手續(xù)責(zé)費(fèi)HTMLCONTROLForms.HTML:Option.1紐融資利息、妻融券費(fèi)率95緣1.投資者胡以現(xiàn)金作為電保證金時(shí)，窮可以全額計(jì)縮入保證金金浙額。HTMLCONTROLForms.HTML:Option.1絕錯(cuò)誤HTMLCONTROLForms.HTML:Option.1片正確己2.單只標(biāo)土的證券的融喊券余量達(dá)到合該證券上市碧可流通量的疫（）時(shí)，交令易所可以在不次一交易日哥暫停其融券路賣出。HTMLCONTROLForms.HTML:Option.1美50%HTMLCONTROLForms.HTML:Option.1幕40%HTMLCONTROLForms.HTML:Option.1附25%HTMLCONTROLForms.HTML:Option.1追10%烈3.單只標(biāo)液的證券的融葛券余量達(dá)到鼻該證券上市轎可流通量的尤25%時(shí)，務(wù)交易所可以前在次一交易蛙日暫停其融錢券賣出；當(dāng)武其融券余量叢降低至（）西以下時(shí)，交分易所可以在槳次一交易日耗恢復(fù)其融券荒賣出。HTMLCONTROLForms.HTML:Option.1典15%HTMLCONTROLForms.HTML:Option.1件25%HTMLCONTROLForms.HTML:Option.1戚20%HTMLCONTROLForms.HTML:Option.1吃10%驢4.信用證亭券賬戶可以亦買入或轉(zhuǎn)入偶除擔(dān)保物以賭及交易所公柏布的標(biāo)的證稼券范圍以外喘的證券。HTMLCONTROLForms.HTML:Option.1牛錯(cuò)誤HTMLCONTROLForms.HTML:Option.1骨正確償5.客戶向淚證券公司提挪供的，可以獵作為“擔(dān)保適物”充抵保共證金的是以頁下哪種（撿）？HTMLCONTROLForms.HTML:Option.1顫汽車HTMLCONTROLForms.HTML:Option.1信定期存折HTMLCONTROLForms.HTML:Option.1雁房產(chǎn)HTMLCONTROLForms.HTML:Option.1肝現(xiàn)金+符合困規(guī)定條件的撞股票鉗6.融資保味證金比例、刷融券保證金兵比例和維持叉擔(dān)保比例等呈重要參數(shù)一武經(jīng)確定，不矩能夠調(diào)整HTMLCONTROLForms.HTML:Option.1行錯(cuò)誤HTMLCONTROLForms.HTML:Option.1聾正確性7.投資者園參與融資融壯券交易前應(yīng)啊該做的工作酒包括（）。HTMLCONTROLForms.HTML:Option.1艱簽訂《融資汗融券合同》詞HTMLCONTROLForms.HTML:Option.1倉以上都包括春HTMLCONTROLForms.HTML:Option.1背簽訂《融資意融券交易風(fēng)姜險(xiǎn)揭示書》拜HTMLCONTROLForms.HTML:Option.1奉開立信用證證券賬戶和信跌用資金賬戶榜砌8.可充抵要保證金的證廣券折算率下丘降會(huì)導(dǎo)致保摘證金可用余寇額（）。HTMLCONTROLForms.HTML:Option.1順增加HTMLCONTROLForms.HTML:Option.1漆無法判斷HTMLCONTROLForms.HTML:Option.1沫不變HTMLCONTROLForms.HTML:Option.1驢減少窗9.投資者稿融券賣出所珍得資金除了額用于買券還推券外，還可幻以作其他用憶途。HTMLCONTROLForms.HTML:Option.1猶正確HTMLCONTROLForms.HTML:Option.1耳錯(cuò)誤廚10.（）搞是指投資者算用于充抵保勵(lì)證金的現(xiàn)金稼、證券市值顛及融資融券鍋交易產(chǎn)生的隙浮盈經(jīng)折算致后形成的保豎證金總額，及減去投資者昨未了結(jié)融資籃融券交易已巷用保證金及巨相關(guān)利息、妖費(fèi)用的余額仰。HTMLCONTROLForms.HTML:Option.1川保證金可用遮余額HTMLCONTROLForms.HTML:Option.1甜維持擔(dān)保比劣例HTMLCONTROLForms.HTML:Option.1疼擔(dān)保物HTMLCONTROLForms.HTML:Option.1舊標(biāo)的證券胞11.客戶柱只能與一家盈證券公司簽銹訂融資融券吹合同，向一殲家證券公司局融入資金和辯證券。HTMLCONTROLForms.HTML:Option.1蠅正確HTMLCONTROLForms.HTML:Option.1較錯(cuò)誤壘12.在融敏資交易中，警投資者進(jìn)行革賣出交易時(shí)恢，所得資金奴首先歸還投磚資者欠證券偏公司款項(xiàng)，掃余額留存在無通知信用賬木戶里。HTMLCONTROLForms.HTML:Option.1類正確HTMLCONTROLForms.HTML:Option.1臣錯(cuò)誤結(jié)13.投資繳者用于一家觀證券交易所矮的上市證券遞交易的信用加（融資融券隆交易）證券饞賬戶可以有令：HTMLCONTROLForms.HTML:Option.1嶼3個(gè)HTMLCONTROLForms.HTML:Option.1烏2個(gè)HTMLCONTROLForms.HTML:Option.1診1個(gè)HTMLCONTROLForms.HTML:Option.1蘇沒有限制枕14.投資死者在融資買蔽入證券時(shí)，約需要滿足的把條件包括（族）。HTMLCONTROLForms.HTML:Option.1聯(lián)證券公司有編足夠的資金繭可供融出HTMLCONTROLForms.HTML:Option.1貢融資買入證您券品種屬于梢標(biāo)的證券HTMLCONTROLForms.HTML:Option.1饑以上都包括熟HTMLCONTROLForms.HTML:Option.1垃執(zhí)行該筆交匠易投資者所喘需保證金不走超過其當(dāng)時(shí)歉賬戶的保證勿金可用余額擾童15.投資掌者向證券申殃請(qǐng)注銷信用寨證券賬戶的備，證券公司航和投資者應(yīng)毯該在注銷信拴用證券賬戶氏前了結(jié)全部孤的融資融券吐交易。HTMLCONTROLForms.HTML:Option.1紐錯(cuò)誤HTMLCONTROLForms.HTML:Option.1談?wù)_乘16.擔(dān)保伐證券涉及收胃購（包括要酸約收購和協(xié)均議收購）情莫形時(shí)，投資目者不得通過園信用證券賬奉戶申報(bào)預(yù)受依要約。HTMLCONTROLForms.HTML:Option.1凝正確HTMLCONTROLForms.HTML:Option.1蹤錯(cuò)誤臨17.投資永者信用證賬循戶中有10犁0萬元保證抬金可用余額省，該投資者喬的融資保證蛛金比例為5逐0%，則該側(cè)投資者最大歡可融資買入隔（）萬元尸價(jià)值的證券富。本例中客沉戶的傭金及閃融資利息、釀融券費(fèi)用均攔忽略不計(jì)。HTMLCONTROLForms.HTML:Option.1薦50萬元HTMLCONTROLForms.HTML:Option.1硬100萬元配HTMLCONTROLForms.HTML:Option.1夕150萬元殃HTMLCONTROLForms.HTML:Option.1蹄200萬元隸筋18.證券霞公司在與客即戶簽訂融資敲融券合同前材，向客戶履脊行風(fēng)險(xiǎn)揭示唐義務(wù)。HTMLCONTROLForms.HTML:Option.1耍正確HTMLCONTROLForms.HTML:Option.1他錯(cuò)誤棉19.單只漏標(biāo)的證券的輕融資余額達(dá)懶到該證券上葡市可流通市爹值的（）時(shí)澇，交易所可憂以在次一交略易日暫停其哪融資買入。HTMLCONTROLForms.HTML:Option.1嗚50%HTMLCONTROLForms.HTML:Option.1特25%HTMLCONTROLForms.HTML:Option.1丘10%HTMLCONTROLForms.HTML:Option.1餃40%狂20.投資秘者信用賬戶往內(nèi)有60萬婦元現(xiàn)金和1寒00萬元市責(zé)值的某證券其，假設(shè)該證玩券的折算率怨為60%，戴那么，該投守資者信用賬蘿戶內(nèi)的保證知金金額為（外）萬元。敘HTMLCONTROLForms.HTML:Option.1潔100萬元小HTMLCONTROLForms.HTML:Option.1粥160萬元萬HTMLCONTROLForms.HTML:Option.1刊136萬元霜HTMLCONTROLForms.HTML:Option.1鉆120萬元軋100霸1.所有的鐮證券公司都閱可以開展融謝資融券交易欄。HTMLCONTROLForms.HTML:Option.1銷錯(cuò)誤HTMLCONTROLForms.HTML:Option.1右正確脫2.融資交肢易為看多的車投資者提供呢了杠桿交易條的手段。HTMLCONTROLForms.HTML:Option.1腐正確HTMLCONTROLForms.HTML:Option.1濕錯(cuò)誤木3.投資者炮的維持擔(dān)保冰比例不得低概于130%迅。當(dāng)投資者物維持擔(dān)保比育例低于13妹0%時(shí)，證筐券公司應(yīng)當(dāng)默通知投資者往在約定的期傘限內(nèi)追加擔(dān)霉保物，追加記后的維持擔(dān)航保比例不得初低于（）。HTMLCONTROLForms.HTML:Option.1栽140%HTMLCONTROLForms.HTML:Option.1儉150%HTMLCONTROLForms.HTML:Option.1法130%HTMLCONTROLForms.HTML:Option.1罷160%蟻4.（）是仇指投資者向養(yǎng)證券公司融堅(jiān)入資金或證急券時(shí)，證券覆公司向投資祖者收取的一登定比例的資縫金。HTMLCONTROLForms.HTML:Option.1垮標(biāo)的證券HTMLCONTROLForms.HTML:Option.1傻保證金HTMLCONTROLForms.HTML:Option.1翻債券HTMLCONTROLForms.HTML:Option.1爺股票能5.可充抵文保證金的證暴券的折算率咐下降會(huì)導(dǎo)致紡維持擔(dān)保比劣例（）。HTMLCONTROLForms.HTML:Option.1定不變HTMLCONTROLForms.HTML:Option.1烘增加HTMLCONTROLForms.HTML:Option.1架減少HTMLCONTROLForms.HTML:Option.1翁無法判斷運(yùn)6.“融券銷”是指客戶艦向證券公司園借入什么HTMLCONTROLForms.HTML:Option.1降上市證券HTMLCONTROLForms.HTML:Option.1柜債券HTMLCONTROLForms.HTML:Option.1混股票HTMLCONTROLForms.HTML:Option.1脂基金葉7.投資者挪在融資買入藝證券時(shí)，需近要滿足的條蒼件包括（）澡。HTMLCONTROLForms.HTML:Option.1除證券公司有可足夠的資金眾可供融出HTMLCONTROLForms.HTML:Option.1礙融資買入證偏券品種屬于敢標(biāo)的證券HTMLCONTROLForms.HTML:Option.1嘩以上都包括淚HTMLCONTROLForms.HTML:Option.1每執(zhí)行該筆交莖易投資者所瘦需保證金不搖超過其當(dāng)時(shí)疑賬戶的保證挎金可用余額絲譯8.客戶信煎用交易擔(dān)保牙證券賬戶記蛇錄的證券，垂由證券公司局以自己的名駛義，為客戶作的利益，行么使對(duì)證券發(fā)睬行人的權(quán)利餡。HTMLCONTROLForms.HTML:Option.1漸錯(cuò)誤HTMLCONTROLForms.HTML:Option.1尖正確逝9.假設(shè)客斑戶信用賬戶缸有市值10勿0萬元的可劣充抵保證金愧證券A，融優(yōu)券賣出50武萬元的標(biāo)的息證券B，A攪和B的折算液率均為70秩％，則維持溉擔(dān)保比例為應(yīng)（）。本賴?yán)锌蛻舻挠讉蚪鸺叭谫Y名利息、融券害費(fèi)用均忽略丸不計(jì)。HTMLCONTROLForms.HTML:Option.1暢300%HTMLCONTROLForms.HTML:Option.1嗚140%HTMLCONTROLForms.HTML:Option.1照210%HTMLCONTROLForms.HTML:Option.1皂200%稻10.客戶濾從事融券交毫易的，可以慣選擇（）落的方式，償已還向證券公堪司融入的證帳券。HTMLCONTROLForms.HTML:Option.1店融券賣出HTMLCONTROLForms.HTML:Option.1饒買券還券HTMLCONTROLForms.HTML:Option.1講以借還借HTMLCONTROLForms.HTML:Option.1席融資買入慢11.證券豆公司在與客腹戶簽訂融資干融券合同前恩，向客戶履惡行風(fēng)險(xiǎn)揭示臘義務(wù)。HTMLCONTROLForms.HTML:Option.1處正確HTMLCONTROLForms.HTML:Option.1霜錯(cuò)誤罪12.資者盒融資余額為壓100萬元突，擔(dān)保物的悅價(jià)值為12聲5萬。投資砌者需追加的刪擔(dān)保物最少撐為（）。魚HTMLCONTROLForms.HTML:Option.1教100萬元綢x300%鼠－125萬戰(zhàn)元=175拖萬元HTMLCONTROLForms.HTML:Option.1括100萬元料x130%圾－125萬繁元=5萬元筒HTMLCONTROLForms.HTML:Option.1絮100萬元錘x150%兄－125萬信元=25萬緞元HTMLCONTROLForms.HTML:Option.1尚100萬元蠟x200%忌－125萬維元=75萬督元石13.交易前所規(guī)定的可表充抵保證金渠的證券的折懲算率中，非樓深圳100體指數(shù)成份股役股票的折算熄率最高不超歷過（）。HTMLCONTROLForms.HTML:Option.1紋80%HTMLCONTROLForms.HTML:Option.1境90%HTMLCONTROLForms.HTML:Option.1闊70%HTMLCONTROLForms.HTML:Option.1暢65%朱14.作為聽標(biāo)的證券的寬股票應(yīng)當(dāng)在姿交易所上市戀交易滿（）畜個(gè)月。HTMLCONTROLForms.HTML:Option.1成1HTMLCONTROLForms.HTML:Option.1引3HTMLCONTROLForms.HTML:Option.1豈2HTMLCONTROLForms.HTML:Option.1魚4稈15.投資漲者用于一家講證券交易所謹(jǐn)?shù)纳鲜凶C券豐交易的信用頌（融資融券禽交易）證券炒賬戶可以有弟：HTMLCONTROLForms.HTML:Option.1便3個(gè)HTMLCONTROLForms.HTML:Option.1端2個(gè)HTMLCONTROLForms.HTML:Option.1魂1個(gè)HTMLCONTROLForms.HTML:Option.1升沒有限制工16.融券等期間，投資東者本人或關(guān)蹈聯(lián)人賣出與怎所融入證券短相同的證券綁時(shí)，投資者米應(yīng)當(dāng)自該事漢實(shí)發(fā)生之日派起3個(gè)交易巴日內(nèi)向證券爪公司申報(bào)。HTMLCONTROLForms.HTML:Option.1喂正確HTMLCONTROLForms.HTML:Option.1剩錯(cuò)誤嚼17.交易威所規(guī)定的可嘴充抵保證金朽的證券的折嗓算率中，深蜂圳100指評(píng)數(shù)成份股股特票的折算率脊最高不超過鵝（）。HTMLCONTROLForms.HTML:Option.1辭90%HTMLCONTROLForms.HTML:Option.1徒65%HTMLCONTROLForms.HTML:Option.1社70%HTMLCONTROLForms.HTML:Option.1臺(tái)80%烤18.某投吩資者信用賬烈戶中有10馳0元保證金月可用余額，符擬融券賣出晌融券保證金胃比例為50死%的證券C唯，則該投資歪者理論上可暖融券賣出（柱）元市值的輔證券C。HTMLCONTROLForms.HTML:Option.1般400HTMLCONTROLForms.HTML:Option.1久100HTMLCONTROLForms.HTML:Option.1坡15