漢英證券及金融詞匯

1、.：.；漢英證券及金融詞匯簡體漢語拼音排序2021 12 月目 錄A1B 2C 6D12E18F19G23H32J 38K48L51M55N58O60P61Q63R 67S69T76W80X83Y90Z96其他11012021 12 月A平安港 safe harbour按揭貸款發(fā)放者 mortgage loan originator按揭貸款基準(zhǔn)組合 benchmark mortgage pool按揭證券 mortgage-backed securities按金 margin按金比例 margin ratio按金對銷 margin offset按金間距 margin interval按金減免 m

2、argin relief按金買賣 margin trading按盤價 nominal price按市價計值/按市值計價 mark to market / mark-to-market暗池買賣*；黑池買賣 dark pool暗盤價 grey market price澳洲證券及投資監(jiān)察委員會澳洲證監(jiān)會 Australian Securities and InvestmentsCommission (ASIC)澳洲證券買賣所 Australian Stock Exchange (ASX)* Terms commonly used in the Mainland內(nèi)地用語22021 12 月B巴塞爾協(xié)定

3、 Basel Concordat巴塞爾協(xié)議 Basel Agreement巴塞爾銀行監(jiān)管委員會(巴塞爾委員會) Basel Committee on Banking Supervision(Basel Committee)辦公室后勤/后勤運作系統(tǒng) back-office system辦公室前線系統(tǒng) front-office system包銷 underwrite包銷承當(dāng)凈值 net underwriting commitment包銷商 underwriter包銷銀團 underwriting syndicate保本產(chǎn)品 capital preservation product保本信托基金 gu

4、aranteed unit trust保本證 Capital Protected Instrument (CPI)保單貼現(xiàn) viatical settlements保管人 custodian維護(hù)償付規(guī)那么【期權(quán)】 Payout-Protection Rule【options】保薦經(jīng)紀(jì) sponsoring broker保薦人 sponsor Model Code for Sponsors Code of Conduct for Sponsors andIndependent Financial Advisers Sponsors Declaration保管意見 qualified opinio

5、n保險業(yè)監(jiān)理處 Office of the Commissioner of Insurance保險業(yè)監(jiān)理專員 Commissioner of Insurance保證安排 security arrangement Protection of Investors Ordinance保證 warranty保證基金 Guarantee Fund保證金 margin32021 12 月保證金保險范圍比率 margin coverage ratio保證金價值 margin value保證金借貸活動 margin financing保證金客戶 margin client保證金融資 margin financ

6、ing保證金證券買賣戶口 Margin Securities Trading Account保證人 guarantor保值公債【中國內(nèi)地】 Public Debt (Inflation-Linked Subsidy)Treasury【Mainland China】報價 quote報價規(guī)那么 quotation rules報價券商* quotation broker報價委托* quotation order報價系統(tǒng)【期貨】 Price Reporting System (PRS)【futures】報價要求 quote request; request for quote (RFQ)北京產(chǎn)權(quán)買賣所

7、 China Beijing Equity Exchange北京金融資產(chǎn)買賣所 Beijing Financial Assets Exchange備抵【會計】 allowance【accounting】備兌期權(quán) covered option備兌權(quán)證 covered warrant備兌認(rèn)購期權(quán) covered call備考報表 pro forma statement備考全面攤薄市盈率 pro forma fully diluted price/earnings ratio被動受托人 bare trustee被視為截止過戶日期 deemed book close date本地倫敦金 Loco-Lo

8、ndon gold本地消費總值 gross domestic product (GDP)比例綜合法 proportionate consolidation method閉端式基金 closed-end fund避稅 tax avoidance遙遠(yuǎn)值 outliers貶值 depreciation變換買賣【期權(quán)】 conversion【options】42021 12 月變價調(diào)整 variation adjustment變現(xiàn) realisation標(biāo)的證券*；指定證券 designated securities規(guī)范差 standard deviation規(guī)范登記效力 standard regis

9、tration service規(guī)范合約 standard contract規(guī)范會計準(zhǔn)那么 standard accounting practice規(guī)范普爾500 綜合指數(shù)預(yù)托證券 Standard & Poors Depositary Receipt(SPDR)規(guī)范普爾評級 Standard & Poors Rating規(guī)范普爾/香港買賣所創(chuàng)業(yè)板指數(shù) S&P/HKEx GEM規(guī)范普爾/香港買賣所大型股指數(shù) S&P/HKEx LargeCap規(guī)范普爾/香港買賣所小型股50 指數(shù) S&P/HKEx SmallCap 50規(guī)范普爾/香港買賣所中型股25 指數(shù) S&P/HKEx MidCap 25規(guī)范

10、普爾/香港買賣所綜合指數(shù) S&P/HKEx Composite規(guī)范授權(quán)書 Model Authorisation Letter規(guī)范組合風(fēng)險分析 Standard Portfolio Analysis of Risk (SPAN)規(guī)范組合買賣盤掛盤紀(jì)錄 Standard Combination Order Book并購活動 mergers and acquisitions并行買賣 parallel trading撥備 provision撥款 appropriation波幅；動搖性* volatility波幅校驗范圍 Volatility Scan Range (VSR)波幅指數(shù) volatili

11、ty index駁腳經(jīng)紀(jì) runner柏力克舒爾斯期權(quán)定價方式 Black-Scholes option pricing model補倉按金【期貨】 maintenance margin【futures】補倉通知 margin call補充/增補上市文件 supplemental/supplementary listingdocument補發(fā)證書效力 certificate replacement service補購 buy in不當(dāng)行為 misconduct52021 12 月不定額供款 variable contribution不動戶口費 dormant account fee不動盤 in

12、active order不公平競爭 uneven playing field【cf level playingfield】不公平損害補救 unfair prejudice remedy不活潑公司 dormant company不記名式國庫券【中國內(nèi)地】 Bearer Treasury【Mainland China】不記名證券 bearer securities不交收遠(yuǎn)期外集合約；不交割遠(yuǎn)期外集合約* non-deliverable forward contract (NDF)不可抗力 force majeure不能配對買賣盤 order imbalance不派息歐式認(rèn)購期權(quán) non-divid

13、end paying European call option不派息歐式認(rèn)沽期權(quán) non-dividend paying European put option不停電電源安裝；不延續(xù)電源安裝 uninterrupted power supply (UPS)不限量發(fā)行 tap issue部分區(qū)域網(wǎng)絡(luò) Local Area Network (LAN)部分完成的買賣指示 partially filled order* Terms commonly used in the Mainland內(nèi)地用語62021 12 月C財經(jīng)市場開展專責(zé)小組 The Financial Market Developmen

14、t TaskForce財務(wù)報表審閱方案 Financial Statements Review Programme財務(wù)風(fēng)險 financial risk; financial exposure財務(wù)顧問 financial adviser財務(wù)匯報；財務(wù)申報 financial reporting財務(wù)匯報檢討委員會 Financial Reporting Review Committee(FRRC); Financial Reporting ReviewPanel財務(wù)匯報局 The Financial Reporting Council (FRC)財務(wù)監(jiān)管 financial regulation

15、財務(wù)通融 financial accomodation財務(wù)業(yè)績 financial results財務(wù)摘要報告 summary financial report財務(wù)租賃 financial lease財政部【中國內(nèi)地】 Ministry of Finance【Mainland China】財政股東 financial shareholder財政健全 financial integrity財政年度 financial year財政資源規(guī)那么 financial resources rules財資企業(yè)集團 financial conglomerate財資市場公會 Treasury Markets

16、Association參考發(fā)行價 indicated issue price參考平衡成交量 Indicative Equilibrium Volume (IEV)參考平衡價錢 Indicative Equilibrium Price (IEP)參與者財務(wù)資源監(jiān)察系統(tǒng) Participant Financial Resources SurveillanceSystem參與者持股紀(jì)錄報表 Participant Shareholding Report參與者電子通訊系統(tǒng) Participant System參與者網(wǎng)間銜接器 Participant gateway參與者資料提取系統(tǒng)【期貨】 Parti

17、cipant Access Services【futures】72021 12 月參與者資訊系統(tǒng) Participants Information System (PIS)參與者自設(shè)系統(tǒng) Participant Supplied System (PSS)殘值 salvage value倉 position Code of Conduct支配價錢 price manipulation戰(zhàn)略投資者 strategic investor戰(zhàn)略投資者* tactical investor差額繳款 marks / marks payment差價 spread差價合約 contract for differe

18、nces (CFD)查詢報失股票資料功能【中央結(jié)算系統(tǒng)】 Enquire Reported Lost Certificate【CCASS】查詢公布資料【中央結(jié)算系統(tǒng)】 Enquire Announcement Information【CCASS】查詢交收指示未獲配對緣由【中央結(jié)算系統(tǒng)】 Enquire Unmatched SI Reason【CCASS】拆骨專家 asset stripper拆賣資產(chǎn) asset stripping產(chǎn)品諮詢委員會【證監(jiān)會】 Products Advisory Committee 【SFC】產(chǎn)權(quán)負(fù)擔(dān) encumbrances長倉 long position; bu

19、ll position長期指數(shù)期權(quán) / 遠(yuǎn)期指數(shù)期權(quán) long-dated index options常務(wù)委員會 Executive Committee償債基金 sinking fund償債才干風(fēng)險 insolvency risk場內(nèi)規(guī)那么 on-market rules場內(nèi)買賣 pit trading場內(nèi)買賣產(chǎn)品 exchange traded product場內(nèi)買賣盤 on-floor order場內(nèi)買賣期權(quán) exchange traded option場內(nèi)終端機 on-floor terminal場外購回股份 off-market share repurchase場外規(guī)那么 off-ma

20、rket rules場外買賣 off-floor trading; off-board trading82021 12 月場外買賣議價板【美國】 OTC Bulletin Board【US】場外期權(quán) over-the-counter option場外衍生工具 over-the-counter derivative場外證券市場 over-the-counter market場外終端機 off-floor terminal超額配發(fā)/配股權(quán) over-allotment option超額配發(fā)機制 over-allotment option scheme超額配售選擇權(quán)* over-allotment

21、option超額認(rèn)購 oversubscribed; overbooked超國家機構(gòu) supranational entity超連結(jié) hyperlink超買 overbought超賣 oversold炒高價錢 ramping; price ramping承辦銀行 administering bank承兌 acceptance承兌行 acceptance house承配人 placee承前【會計】 brought forward【accounting】承讓人 assignee; transferee承銷* underwrite承銷商* underwriter本錢效益 cost effective

22、ness成交單/成交單據(jù)/買賣單據(jù) contract note成交額比率 turnover ratio成交紀(jì)錄 trading record成交確認(rèn)委托* transaction confirmation order成交調(diào)整 trade amendment程式買賣/買賣 algorithmic trading; programme trading;black box trading程序覆檢委員會【證監(jiān)會】 Process Review Panel【SFC】誠信責(zé)任 fiduciary duties遲報買賣 late reported sales92021 12 月持倉 position持倉比例

23、 position ratio持倉風(fēng)險調(diào)整 position risk adjustment持倉凈額 net position持倉類別【期權(quán)】 tier【options】持倉上限 / 限額 position limit持倉限額比率 position limit ratio持股編號 shareholder Reference Number (SRN)持股人的分布情況 spread of holders持權(quán)本錢【期權(quán)】 cost of carry繼續(xù)報價 Continuous Quotes繼續(xù)出賣機制 tap facility繼續(xù)買賣時段 continuous trading session繼續(xù)關(guān)

24、連買賣 continuing connected transaction繼續(xù)運營【會計】 going concern【accounting】繼續(xù)運營之業(yè)務(wù) continuing operation繼續(xù)凈額交收 continuous net settlement (CNS)繼續(xù)披露及資料傳送政策 Continuous Disclosure and CommunicationPolicy繼續(xù)責(zé)任 continuing obligation; on-going obligation繼續(xù)專業(yè)培訓(xùn)課程 Continuous Professional Training (CPT)持有本錢 cost of

25、carry反復(fù)認(rèn)購 multiple applications重估 revaluation重新實物化 rematerialisation重整賬目 restatement of accounts重置本錢 replacement cost重組 reorganisation籌備董事會 Preparatory Board初步認(rèn)購價 initial subscription price出市代表/出市員 floor trader; authorised clerk除凈日 ex-date除凈日未經(jīng)調(diào)整之收市價 ex unadjusted close102021 12 月除牌 delisting除權(quán) ex-r

26、ights除息基準(zhǔn) ex-dividend basis貯藏 reserve貯藏基金 reserve fund儲存區(qū)域網(wǎng)絡(luò) storage area network (SAN)儲架式注冊* shelf registration facility處置時延 order processing latency穿價買賣 trade through傳統(tǒng)基金會【美國】 The Heritage Foundation【US】傳統(tǒng)債券 plain vanilla bond串流數(shù)據(jù) streaming data創(chuàng)投基金創(chuàng)業(yè)基金 venture capital創(chuàng)新及科技基金 Innovation and Techno

27、logy Fund創(chuàng)業(yè)板 Growth Enterprise Market (GEM)創(chuàng)業(yè)板【深圳證券買賣所】 ChiNext【Shenzhen Stock Exchange】GEM Listing Rules(Rules Governing theListing of Securities on the GrowthEnterprise Market of the Stock Exchangeof Hong Kong Limited)創(chuàng)業(yè)板上市委員會 GEM Listing Committee GEM Investor Guide創(chuàng)業(yè)板指數(shù) Growth Enterprise Index (

28、GEI)窗口定價權(quán)證 Window Barrier Warrant純買賣板 trading-only board次要控制人 minority controller從價印花稅 ad valorem stamp duty存管處及共用代理人系統(tǒng) Depository and Common Nominee System(DNS)存管代理人 depository nominee存貨 inventory存款公司公會 The Deposit-Taking Companies Association存留利息 retention interest錯價買賣 error trade112021 12 月錯誤包容 f

29、ault tolerance錯誤陳說 misstatement錯誤買賣 erroneous trade錯誤買賣合約 mistraded contract* Terms commonly used in the Mainland內(nèi)地用語122021 12 月D打和點 breakeven point打印機分流器 printer sharer大額持倉匯報協(xié)議 Large Exposure Report Agreement大額股票【中央結(jié)算系統(tǒng)】 jumbo certificate【CCASS】大額買賣盤 block order大額未平倉合約 large open position大股東 substa

30、ntial shareholder; major shareholder大利市 Teletext大利市版頁 Teletext page大利市網(wǎng)絡(luò)供應(yīng)商費用 Teletext carrier charge大利市影像廣播效力 Teletext video broadcast service大利市資訊效力 Teletext Information Service大量報價設(shè)備 Mass Quotation Facility大量戶口轉(zhuǎn)移指示 Mass Account Transfer Instruction (MassATI)大量開盤 mass quote大批登記效力 bulk registration

31、 service大手買賣 block trade大手買賣機制；大手買賣設(shè)備 Block Trade Facility; Block Trading Facility(BTF)大型股 large cap stock大宗買賣* block trade代辦股份轉(zhuǎn)讓系統(tǒng)【中國內(nèi)地】 Agency Share Transfer System; ShareTransfer Agent System【MainlandChina】代表委任表格 proxy form代處置效力；代表處置效力 on-behalf-of processing代價 consideration代價發(fā)行 consideration iss

32、ue代價股份 consideration share代客買賣 agency trade132021 12 月代客買賣戶口 agency account代理戶口 agency account代理人 agent代理人戶口 nominee account代履行權(quán)責(zé)效力費 corporate actions service fee代收股息/債券利息效力費 dividend and debt securities interestcollection service fee代息股份 scrip entitlement貸出費 lending fee貸股人 stock lender貸股人參與者【中央結(jié)算系統(tǒng)

33、參與者】 Stock Lender Participant【CCASS】貸款抵押證券 collateralised loan obligation (CLO)貸款股/貸款債券 loan stock貸款融通 loan facility貸款銀團 loan syndicate待收取的經(jīng)紀(jì)參與者 【中央結(jié)算系統(tǒng)】 Long Broker Participant【CCASS】待支付的經(jīng)紀(jì)參與者 【中央結(jié)算系統(tǒng)】 Short Broker Participant【CCASS】待轉(zhuǎn)名股份 “street name share certificate戴維森報告書即 證券業(yè)檢討委員會報告書Ian Hay Dav

34、ison Report (ie Report of theSecurities Review Committee)擔(dān)保方案 Guarantee Scheme擔(dān)保買賣 guarantee transaction擔(dān)保權(quán)益 security interest擔(dān)保人 guarantor擔(dān)保物* collateral; security單播數(shù)據(jù)傳送專線 unicast datafeed單價配對【期權(quán)】 netting【options】單日貨幣市場 intra-day money market單位信托基金 unit trust單一董事會制 unitary board system單一價錢競價市場 sing

35、le price auction system單一種股份的衍生認(rèn)股權(quán)證 single share derivative warrant淡倉 short position檔案傳送協(xié)定 file transfer protocol142021 12 月檔案轉(zhuǎn)換 file transfer品德及指引委員會 Ethics and Guidance Committee道瓊斯工業(yè)平均指數(shù) Dow Jones Industrial Average道瓊斯工業(yè)平均指數(shù)期權(quán) Dow Jones Industrial Average Options到期/到期日 maturity; expiry date到期前有效買

36、賣盤 good-till-date order (GTD)到期日 expiration date到期收益率 yield to maturity到期月份 expiry month德國期貨及期權(quán)買賣所 Deutsche Terminborse (DTB)德意志聯(lián)邦銀行 Deutsche Bundesbank登記持有人 registered owner登記股東 registered shareholder登記過戶費 scrip fee等價期權(quán) at-the-money option低收費經(jīng)紀(jì) discount broker低于面值 below par低于最正確賣盤價/低于最好沽盤價 downtick

37、; minus tick抵銷 set off抵押 charge; pledge抵押安排 security arrangement抵押股份統(tǒng)制戶口 Stock Collateral Control Account抵押品 collateral; security抵押品資歷 collateral eligibility抵押債券 mortgage bond抵押債項 secured debts抵押證券 asset-backed securities (ABS)第二板/第二板市場 second board; second market第二代自動對盤及成交系統(tǒng)第二代自動對盤系統(tǒng)Automatic Order

38、 Matching and ExecutionSystem / Second Generation (AMS/2)第二上市 secondary listing第三代自動對盤及成交系統(tǒng)第三代自動對盤系統(tǒng)Automatic Order Matching and ExecutionSystem / Third Generation (AMS/3)152021 12 月第三方網(wǎng)站根本報價效力 Third Party Website Basic Market PricesService第三者結(jié)算 Third Party Clearing (TPC) Guideline on Third Party We

39、bsite Service第一板 main board第一上市 primary listing遞耗資產(chǎn) decaying asset遞延股 deferred share遞延稅項 deferred tax地域性指數(shù)認(rèn)購權(quán)證 regional index call warrant點子 basis point墊款 advance; monies advanced電子呈交系統(tǒng) Electronic Submission System (ESS)電子傳送證券資訊效力 Electronic Mailing Stock InformationService (EMSIS)電子登載系統(tǒng) Electronic

40、Publication System (EPS)【證監(jiān)會】 Guidelines for Electronic Public Offerings【SFC】電子化財政資源規(guī)那么報表系統(tǒng) e-FRRR system電子買賣 electronic trading電子款項交收費 electronic money settlement fee電子款項交收效力 Electronic Money Settlement Services電子認(rèn)購初次公開招股效力 Electronic Initial Public Offering service(EIPO)電子認(rèn)購新股指示 Electronic Applica

41、tion Instruction for NewIssue Shares電子收付款指示 Electronic Payment Instruction (EPI)電子數(shù)據(jù)搜集、分析及檢索系統(tǒng)【美國】 Electronic Data Gathering, Analysis andRetrieval (EDGAR)【US】電子通訊平臺e 通訊 Electronic Communications Platform (ECP)電子通訊網(wǎng)絡(luò) electronic communications network (ECN)電子證券申報及批核系統(tǒng) e-Securities Declaration and App

42、rovalSystem掉期 swap吊銷資歷令 disqualification order162021 12 月跌停板措施 circuit breakers蝶式買賣 butterfly spread定點權(quán)證 digital warrant定價方式 pricing model定界期權(quán) barrier option定界認(rèn)股證/定界權(quán)證 barrier warrant定鏡處置 snapshot定期債券 term bond定息按揭 fixed-rate mortgage定息組合股 Fixed Income ETF定向增發(fā)* private placement東盟地域論壇 ASEAN Regional

43、 Forum東盟自在貿(mào)易區(qū) ASEAN Free Trade Area (AFTA)東南亞國家協(xié)會東協(xié) Association of South-East Asian Nations(ASEAN)東亞及大洋洲證券買賣所聯(lián)會 East Asian and Oceanian Stock ExchangesFederation (EAOSEF)董事酬金 directors remuneration Declaration and Undertaking with regard toDirectors董事會 board of directors董事會報告 directors report董事袍金 di

44、rectors fee董事/行政總裁具報書 Directors / Chief Executives Notifications凍結(jié) locked up凍結(jié)股份機制 securities-on-hold mechanism動態(tài)對沖 dynamic hedging兜售證券 hawking of securities獨立財務(wù)顧問 independent financial adviser獨立調(diào)查局 Independent Investigation Board獨立非執(zhí)行董事 independent non-executive director (INED)獨立顧問 independent advi

45、ser獨立上市 separate listing獨立信托戶口 segregated trust account172021 12 月獨資運營者 sole proprietor瀆職行為 misconduct短期舉債/借貸 short term borrowings短期同業(yè)拆放市場 call market短期證券 short-dated securities短期資金 short-term money短期資金借貸市場 money market短訊提示效力 Alert Message Service對沖 hedging對沖比率 hedging ratio對沖基金 hedge fund對沖基金的基金 f

46、und of hedge funds對沖值【期權(quán)】 delta【options】對角買賣 diagonal spread對盤 order matching對盤前時段 pre-order matching period對盤時段 order matching period對敲 bucketing對手方 counterparty對手風(fēng)險 counterparty risk對手經(jīng)紀(jì) contra broker對賬 reconciliation兌付* redemption多邊買賣設(shè)備 multilateral trading facility (MTF)多任務(wù)站 multiple-workstation

47、s多任務(wù)站系統(tǒng) Multi-workstation System (MWS)多批交收處置程序 batch settlement run多頭* long position; bull position多種貨幣買賣 multi-currency trading* Terms commonly used in the Mainland內(nèi)地用語182021 12 月E額外按金 additional margin餌盤 bait order HYPERLINK 51/ 二板市場* second board二級市場 secondary market; after market / aftermarket二類

48、股票【臺灣】 TIGER Board【Taiwan】24 個價位規(guī)那么 24-spread rule二手市場 used market HYPERLINK 51/ 二態(tài)期權(quán)方式 “two-state option valuation model二線股 second liner; second line stock二項式期權(quán)定價方式 binomial option pricing model二氧化碳當(dāng)量 carbon dioxide equivalent (CO2e)* Terms commonly used in the Mainland內(nèi)地用語192021 12 月F發(fā)鈔局制度 currenc

49、y board system發(fā)牌資料冊 licensing information booklet發(fā)盤價 offer price HYPERLINK 51/ 發(fā)起人 promoter發(fā)行紅股 scrip issue發(fā)行機構(gòu) issuer發(fā)行價 issue price發(fā)行量加權(quán)股價指數(shù)【臺灣買賣所】 Weighted Index【Taiwan Stock Exchange】發(fā)行人 issuer HYPERLINK 51/ 發(fā)行人保薦戶口 Issuer Sponsored Account發(fā)行人登記冊 Issuer Register發(fā)行人電子存盤系統(tǒng) issuer electronic filing

50、 system發(fā)行人可選擇支付現(xiàn)金/發(fā)行人現(xiàn)金選擇權(quán) issuers cash option發(fā)行人資料傳送專線 Issuer Information Feed發(fā)行新股 new issue HYPERLINK 51/ 發(fā)行章程 prospectus發(fā)行資料摘要【權(quán)證】 indicative terms sheet【warrants】法定貯藏 statutory reserve法定公積金【中國內(nèi)地】 statutory surplus reserve【Mainland China】法定公益金【中國內(nèi)地】 statutory public welfare fund【MainlandChina】 HY

51、PERLINK 51/ 法定股本 authorized capital法律風(fēng)險 legal risk法律實體 legal entity法人股【中國內(nèi)地】 legal person share; institutional share【Mainland China】法團大股東具報書 Corporate Substantial ShareholdersNotification反駁買賣 rejected sales反響測試方式 beta test mode202021 12 月反收買 reverse takeover反收買文件 defence document反彈 rally反通貨膨脹 disinf

52、lation反向可轉(zhuǎn)換產(chǎn)品 reverse convertibles反向淡倉買賣所買賣基金 inverse / short exchange-traded fund房地產(chǎn)投資信托基金 real estate investment trust (REIT) Code on Real Estate Investment Trusts訪客廊 Viewing Gallery HYPERLINK 51/ 放寬控制 deregulation放寬利率控制 deregulation of interest rates非H 股內(nèi)地民營企業(yè) non-H-share Mainland private enterpr

53、ise(NHMPE)非規(guī)范型權(quán)證； 非規(guī)范型認(rèn)股證；特種認(rèn)股證exotic warrants HYPERLINK 51/ 非常艱苦的出賣事項 very substantial disposal非常艱苦的收買事項 very substantial acquisition非成立為的注冊人士 unincorporated registered person非登記持有人 non-registered holder非即日平倉買賣 overnight trade非即時數(shù)據(jù) delayed data非交割遠(yuǎn)期外集合約* non-deliverable forward contract (NDF)非結(jié)算的期權(quán)

54、買賣參與者/非結(jié)算參與者 【期權(quán)買賣】Non-Clearing Options Trading Participant;Non-Clearing Participant (NCP) 【optionstrading】非金錢利益 soft-dollar benefits非金錢傭金 soft commission HYPERLINK 51/ 非經(jīng)常工程 extraordinary item非流通股【中國內(nèi)地】 non-tradable share 【Mainland China】非認(rèn)可負(fù)債 non-ranking liabilities非上市可買賣股份 “trading only stock非實物化

55、 dematerialisation HYPERLINK 51/ 非市場莊家的買賣 non-market-making transaction非受監(jiān)管發(fā)行人 unregulated issuer212021 12 月非一切者權(quán)益變動表 statement of “non-owner movement inequity非現(xiàn)貨月恒生指數(shù)期貨合約 non-spot month Hang Seng Index futurescontract非整手買賣盤 round-lot-plus order非正常工程 abnormal item非執(zhí)行董事 non-executive director非自動對盤的買賣

56、 manual trade非中介化 disintermediation分包銷商 sub-underwriter HYPERLINK 51/ 分拆 / 分拆上市 spin-off分行證明書 branch certificate分類表決制度 classified voting system分類賬 sub-ledger分類指數(shù) sub-index分別債* detachable convertible bond分立* spin-off分列登記冊 Split Register分派 distribution分銷 distribution粉紅價單【美國】 Pink Sheets【US】封鎖式基金 close

57、d-end fund瘋狂拋售 bear raid風(fēng)險參數(shù) risk parameter風(fēng)險管理 risk management; exposure management風(fēng)險管理委員會 Risk Management Committee風(fēng)險管理憲章 Risk Management Charter風(fēng)險鑒別 risk identification風(fēng)險控制 risk control風(fēng)險陳列按金制度 risk array margining system風(fēng)險陳列方法 risk array method風(fēng)險陳列算式 risk array algorithm風(fēng)險披露 risk disclosure風(fēng)險披露聲

58、明書【創(chuàng)業(yè)板】 Risk Disclosure Statement【GEM】222021 12 月風(fēng)險評價 risk evaluation風(fēng)險容量 appetite for risk風(fēng)險容限 risk tolerance風(fēng)險投資基金 venture capital風(fēng)險值 value-at-risk否認(rèn)聲明 negative statement; disclaimer浮動價錢換股票據(jù)；不確定性可換股票據(jù) toxic convertible浮息按揭 variable-rate mortgage浮息存款證 floating rate certificate of deposit (FRCD)浮息票據(jù)

59、 floating rate note (FRN)效力業(yè)聯(lián)會【香港總商會】 Coalition on Service Industry 【Hong KongGeneral Chamber of Commerce】副保薦人【創(chuàng)業(yè)板】 co-sponsor【GEM】附帶執(zhí)行買賣盤【倫敦買賣所】 contingent order【LSE】附寄結(jié)單效力的股份獨立戶口【中央結(jié)算系統(tǒng)】Stock Segregated Account with StatementService CCASS附屬貸款 subordinated loan附屬公司 subsidiary附屬企業(yè) subsidiary underta

60、king復(fù)牌 resumption of trading富時指數(shù)集團 FTSE Group復(fù)式按金 spread margin復(fù)式盤 spread order復(fù)式期權(quán) spread option付方參與者 delivering Participant付款參與者 paying Participant付運中貨品 goods-in-transit負(fù)債 liabilities負(fù)債比率 debt-to-equity ratio負(fù)債日 indebtedness date* Terms commonly used in the Mainland內(nèi)地用語232021 12 月G改良特別股份買賣方法 Enhan