精編2019年樂百氏公司ISO14001審核報(bào)告

1、Mhnagenent Syst em Cert i f i cat i onAudit Summary Fteport管理體系認(rèn)證審核總結(jié)報(bào)告Orga ni zati on:公司名稱Robust (Gua ngdong) Drinking Water Co., Ltd. Guan gzhou Branch 樂百氏(廣東)飲用水有限公司廣州分公司Address:公司地址Baishan Village, Taihe Town, Baiyun District, Guangzhou, Guan gdo ng, China中國廣東省廣州市白云區(qū)太和鎮(zhèn)白山村Sta ndard(s): 審核標(biāo)準(zhǔn)£

2、;014001:2004Accreditatio nUKASBody(s):認(rèn)可機(jī)構(gòu)Represe ntative公司代表Ms. ZHANG Jun張俊小姐Site(s) audited: 審核地點(diǎn)Same as addressDate(s) of audit(s): 審核日期Dec.03.2009EAC Code:EAC代 碼03NACE Code:NACE弋碼15.98Lead auditor:審核組長Mr. Derek, YongWAN王勇先生Additional team member(s):審核組其他成員Mr. Hunson, Xiang ZhengHUAN黃向真先生Mr. Nick

3、, Ni ng KANG 康寧先生This report is con fide ntial and distributio n is limited to the audit team, client representative and the SGS office.這份報(bào)告是保密的，派發(fā)僅限于審核組，客戶代表和SGS辦公室。1. Audit objectives審核目的The objectives of this audit were:本次審核目的是：to confirm that the man ageme nt system con forms with all the requir

4、eme nts of the audit sta ndard;確認(rèn)管理體系符合審核標(biāo)準(zhǔn)的所有要求；to confirm that the orga ni zatio n has effectively impleme nted the pla nned man ageme nt system;確認(rèn)組織有效地策劃并實(shí)施管理體系；to confirm that the man ageme nt system is capable of achiev ing the organization ' s policy objectives.確認(rèn)管理體系能夠達(dá)成組織的方針目標(biāo)。Job n 

5、6;CAN7587Report date:Dec.03.2009Visit Type:RenewalVisit n : °1CONFIDENTIALDoc name:GS0304Issue n :9Page n°:1 of 4Manu facture of mi neral water and purified water 礦泉水和純凈水的生產(chǎn)Has this scope bee n ame nded as a result of this audit? 匚Yes是.No否本次審核確認(rèn)范圍是否更改？This is a multi-site audit and an Appe

6、ndix listing all匚Yes是匚No否releva nt sites an d/or remote locati ons has bee n established(attached) and agreed with the clie nt這是一個(gè)多現(xiàn)場審核，已建立一份附加的清單以列出所有相關(guān)現(xiàn)場和/或遠(yuǎn)程場所，并經(jīng)客戶確認(rèn)。3. Current audit findings and conclusions本次審核發(fā)現(xiàn)點(diǎn)及結(jié)論The audit team con ducted a process-based audit focus ing on sig ni fica nt asp

7、ects/risks/objectives required by the sta ndard(s). The audit methods used were in terviews, observati on of activities and review of docume ntatio n and records.審核組完成了基于過程的審核，關(guān)注審核標(biāo)準(zhǔn)所要求的重要因素/風(fēng)險(xiǎn)/目標(biāo)。所采用的審核方法包括面談，觀察活動(dòng)及評審文件和記錄。The structure of the audit was in accorda nee with the audit pla n and audit

8、pla nning matrix in cluded as ann exes to this summary report.審核的安排依據(jù)本份報(bào)告所附的審核計(jì)劃及審核策劃矩陣圖。The audit team con cludes that0 has 匚 established and maintained itsthe orga ni zati onhas notman ageme nt system in line with the requireme nts of the sta ndard and dem on strated the ability of the system to s

9、ystematically achieve agreed requireme nts for products or services with in the scope and the orga ni zati on' spolicy and objectives.審核組結(jié)論為該組織匚已 未根據(jù)審核標(biāo)準(zhǔn)要求建立和實(shí)施管理體系，并展示了有 系統(tǒng)地達(dá)成認(rèn)證范圍內(nèi)產(chǎn)品或服務(wù)所承諾的要求和達(dá)成組織方針目標(biāo)的系統(tǒng)能力。Number of0 Major 1 Minornoncon formities嚴(yán)重輕微iden tified:識別的不符合項(xiàng)數(shù)量 Therefore the audit tea

10、m recommends that, based on the results of this audit and the system ' s dem on strated state of developme nt and maturity, man ageme nt system certification be:根據(jù)本次審核結(jié)果和體系所展現(xiàn)出的發(fā)展和成熟的狀態(tài)，審核組建議管理體系認(rèn)證結(jié)果Job n °CAN7587Report date:Dec.03.2009Visit Type:RenewalVisit n : °1CONFIDENTIALDoc name

11、:GS0304Issue n :9Page n°:2 of 4為：匚 Gran ted 推薦發(fā)證/ 口 Co ntin ued 證書繼續(xù)有效/ 匚 Withheld 終止 / 匚 Suspe nded un til satisfactory corrective actio n is completed.暫停直至采取了有效的糾正措施4. Previous Audit Results上一次審核結(jié)果The results of the last audit of this system have been reviewed, in particularto assure appropri

12、ate correct ion and corrective action has bee n impleme nted to address any noncon formity ide ntified. This review has con cluded that:已對上一次審核結(jié)果進(jìn)行了評審，特別是確保對所提出的不符合項(xiàng)已采取適當(dāng)?shù)募m正措 施。評審結(jié)論為：匚 Any noncon formity ide ntified duri ng previous audits has bee n corrected and the corrective acti on con ti nues t

13、o be effective.上一次審核提出的不符合項(xiàng)已被糾正，并且糾正措施是持續(xù)有效的。匚 The man ageme nt system has not adequately addressed noncon formity ide ntified during previous audit activities and the specific issue has been re-defined in the noncon formity secti on of this report.管理體系對于上一次審核提出的不符合項(xiàng)沒有充分地解決，這一問題在本次審核報(bào)告的不 符合項(xiàng)部分已被再次提出

14、。5. Audit Fi ndi ngs審核發(fā)現(xiàn)點(diǎn)The audit team con ducted a process-based audit focus ing on sig ni fica nt aspects/risks/objectives required by the sta ndard(s). The audit methods used were in terviews, observati on of activities and review of docume ntatio n and records.審核組完成了基于過程的審核，關(guān)注審核標(biāo)準(zhǔn)所要求的重要因素/風(fēng)險(xiǎn)/目標(biāo)

15、。所采用的審核方法包括面談，觀察活動(dòng)及評審文件和記錄。The man ageme nt system docume ntati on dem on strated con formity with the requirements 匚Yes是 匚 No 否 of the audit standard and provided sufficient structure to support impleme ntati on and maintenance of the man ageme nt system.管理體系文件展現(xiàn)出和審核標(biāo)準(zhǔn)是相符合的，并且提供了充分的架構(gòu)以支持管理體系的實(shí)施和維護(hù)。

16、The orga ni zatio n has dem on strated effective impleme ntati on and maintenance /Yes 是 No 否 improvement of its management system.組織的管理體系在有效地實(shí)施、維護(hù)及改善中。The orga ni zatio n has dem on strated the establishme nt and track ing of appropriate key岡Yes 是 No 否 performanee objectives and targets and monitor

17、edprogress towards their achieveme nt.組織建立并跟蹤適當(dāng)?shù)年P(guān)鍵業(yè)績目標(biāo)及指標(biāo)，并且對達(dá)成狀況進(jìn)行監(jiān)控。Job n °CAN7587Report date:Dec.03.2009Visit Type:RenewalVisit n : °1CONFIDENTIALDoc name:GS0304Issue n :9Page n°:3 of 4The internal audit program has bee n fully impleme nted and dem on strates effectiveness|_Yes 是匚

18、No 否 as a tool for maintaining and improving theman ageme nt system.內(nèi)部審核被全面實(shí)施，成為維護(hù)及改善管理體系的有效工具。The man ageme nt review process dem on strated capability to en sure the con ti nuing 岡Yes 是 No否suitability, adequacy, effectiveness of the management system.管理評審過程能夠確保組織管理體系持續(xù)的適宜性、充分性和有效性。Throughout the a

19、udit process, the man ageme nt system dem on strated overall匚Yes 是 No 否 con forma nee with the requireme nts of the audit sta ndard.整個(gè)審核過程顯示，組織的管理體系與審核標(biāo)準(zhǔn)的要求總體上是符合的。Certificati on claims are accurate and in accorda nee with SGS guida neeN/A不適用Yes是No否認(rèn)證聲明是準(zhǔn)確的并且與SGS勺指南相符合。6. Sig nifica nt Audit Trails

20、Followed主要審核思路The specific processes, activities and fun cti ons reviewed are detailed in theAudit Planning Matrix and the Audit Plan. In performing the audit, various audit trails and linkages were developed, including the following primary audit trails, followed throughout 。經(jīng)評審過的特定的過程、活動(dòng)和功能詳細(xì)記錄在審核

21、策劃矩陣圖和審核計(jì)劃上。在本次審 核中，多種的審核思路及貫穿方法被采用，包括以下所記錄的主要審核點(diǎn)。Refer to check no tesJob n °CAN7587Report date:Dec.03.2009Visit Type:RenewalVisit n : °1CONFIDENTIALDoc name:GS0304Issue n :9Page n°:4 of 47. Noncon formities不符合項(xiàng)見附件內(nèi)容Job n °CAN7587Report date:Dec.03.2009Visit Type:RenewalVisit n

22、: °1CONFIDENTIALDoc name:GS0304Issue n :9Page n°:5 of 4Noncon formities detailed here shall be addressed through the orga ni zati on corrective actio n process, in accorda nee with the releva nt corrective actio n requireme nts of the audit sta ndard, in clud ing actions to an alyse the ca

23、use of the noncon formity and preve nt recurre nee, and complete records maintain ed.這里詳細(xì)描述的不符合相應(yīng)根據(jù)審核標(biāo)準(zhǔn)中有關(guān)糾正措施的要求通過組織的糾正措施過程 解決，包括分析不符合項(xiàng)的原因和預(yù)防再發(fā)生的措施，并保持完整的記錄。匚 Corrective actions to address ide ntified major noncon formities shall be carried out immediately and SGS notified of the actions taken with

24、in 30 days.An SGS auditor will perform a follow up visit within 90 days to confirm the acti ons take n, evaluate their effective ness, and determ ine whether certificati on can be gran ted or con ti nu ed.對于識別的嚴(yán)重不符合項(xiàng)組織應(yīng)立即采取糾正措施并在30天內(nèi)將所采取的措施通知SGSSGS將安排審核員在90天內(nèi)進(jìn)行一次跟進(jìn)審核，對措施進(jìn)行確認(rèn)，評估措施的有效性，并 確定是否推薦認(rèn)證或證書是否

25、持續(xù)有效。匚 Corrective actions to address ide ntified major noncon formities shall be carried out immediately and records with support ing evide nee sent to the SGS auditor for close-out with in 90 days.對于識別的嚴(yán)重不符合項(xiàng)組織應(yīng)立即采取糾正措施，并將措施記錄下來連同支持性的證據(jù) 傳遞給SGS審核員以便于在90天內(nèi)進(jìn)行關(guān)閉。匚 Corrective actions to address ide ntif

26、ied minor noncon formities shall be documented on an action plan and sent by the client to the auditor within 5 days for review. If the actions are deemed to be satisfactory they will be followed up at the n ext scheduled visit.對于識別的輕微不符合項(xiàng)組織應(yīng)在5天內(nèi)制定措施計(jì)劃并傳遞給審核員。如果確信措施能滿足要求，這些措施將在下次安排的訪問中予以跟進(jìn)。匚 Correct

27、ive actions to address ide ntified minor noncon formities have bee n detailed on an acti on pla n and the in ten ded acti on reviewed by the auditor, deemed to be satisfactory and will be followed up at the n ext scheduled visit.對于識別的輕微不符合項(xiàng)所采取的措施已經(jīng)詳細(xì)描述在措施計(jì)劃中，將要采取的措施已經(jīng) 被審核員評審并確信能滿足要求，將在下次安排的訪問中予以跟進(jìn)。N

28、ote: - In itial, Re-certificatio n and Exte nsion audits recomme ndati on forcertificati on cannot be made uni ess check box 4 is completed. For recertification audits the time scales may need to be reduced in order to ensure re-certification prior to expiry of current certification.注釋：-初次認(rèn)證、重新認(rèn)證和擴(kuò)大

29、范圍審核-不能做出認(rèn)證推薦直到復(fù)選框 4被完成。 對于重新認(rèn)證審核，時(shí)間框架可能需要縮短，以確保在當(dāng)前證書有效期內(nèi)獲得新證。Note: At the n ext scheduled audit visit, the SGS audit team will follow up on all ide ntified noncon formities to confirm the effective ness of the corrective acti on take n.Jo下次安排的審核訪問，SGS審核組將跟進(jìn)所有識別的不符合項(xiàng)Visit以確認(rèn)曲取的糾応措施的:有1C 效性）ENTIALDoc

30、 name:GS0304Issue n :9Page n°:6 of 4總體觀察項(xiàng)及改善點(diǎn)8. Gen eral Observati ons & Opport un ities for Improveme nt1建議公司盡快實(shí)施危險(xiǎn)廢棄物的合法轉(zhuǎn)移；2 法律法規(guī)的收集應(yīng)更加全面一些，尤其要關(guān)注廣東省地方法規(guī)的要求；3對于和環(huán)境有重要影響的崗位，應(yīng)進(jìn)行更明確識別，并通過有效途徑使從事該崗位人員 的能力滿足要求；4.有的垃圾桶沒有標(biāo)識：如進(jìn)桶區(qū)的那個(gè)垃圾桶。5有的桶不需要撥蓋，如新桶，這種情況下，撥蓋機(jī)可以停止以減少噪音危害。6. 微生物檢驗(yàn)室最好安裝出口指示燈，雖然該單位只上白

31、班。7. 最好能保留有外來施工人員的資格證書，雖然有適當(dāng)?shù)墓芾?。Job n °CAN7587Report date:Dec.03.2009Visit Type:RenewalVisit n : °1CONFIDENTIALDoc name:GS0304Issue n :9Page n°:7 of 4Correcti ve Act i on FtequestMajor 匚MinorDetails of Non-C on formity:公司沒有按照要求對飯?zhí)糜蜔煹呐欧徘闆r進(jìn)行監(jiān)測，以證實(shí)其排放滿足相關(guān)法律法規(guī)的要 求。Orga ni zati on Represe

32、ntativeMs. ZHANG JunAuditor:Derek WANGDetails of Non-C on formity:公司沒有按照要求對飯?zhí)糜蜔煹呐欧徘闆r進(jìn)行監(jiān)測，以證實(shí)其排放滿足相關(guān)法律法規(guī)的要 求。Orga ni zatio n:Robust (Gua ngdo ng) Drinking Water Co., Ltd. Guan gzhou BranchSite(s) audited:Baisha n Village, Taihe Town, Baiy un District, Guan gzhou, Guangdong, Chi naDate(s) of audit(s):Dec.03.2009Tea