股票代持協(xié)議的簽訂流程詳解指南

股票代持協(xié)議的簽訂流程詳解指南合同編號：__________stocknomineeagreementThisSTOCKNOMINEEAGREEMENT(this“Agreement”)isenteredintoasof__________(the“EffectiveDate”),andbetween____________________________(the“Nominee”)and____________________________(the“Stockholder”).RECITALS:WHEREAS,theStockholderistherecordownerofcertainsharesofcapitalstockof_______________(the“Company”);WHEREAS,theNomineedesirestoholdthesharesoftheCompanyonbehalfoftheStockholderforcertainpurposes;andWHEREAS,theStockholderdesirestoenterintothisAgreementtoevidencethearrangementbetweentheparties.NOW,THEREFORE,inconsiderationofthemutualpromisescontainedhereinandforothergoodandvaluableconsideration,thereceiptandsufficiencyofwhicharehereacknowledged,thepartiesheretoagreeasfollows:1.AppointmentofNominee.TheStockholderhereappointstheNomineeasitsnomineetoholdthesharesoftheCompany(the“Shares”)onitsbehalfandtotakesuchactionsasarenecessaryorappropriatetoevidencesuchappointment.1.1RepresentationsandWarrantiesoftheStockholder.TheStockholderrepresentsandwarrantstotheNomineethat:(a)OwnershipofShares.TheStockholderistherecordowneroftheSharesandhasgoodandmarketabletotheShares,freeandclearofanyliens,encumbrances,orclaims;(b)Authority.TheStockholderhasthefullright,power,andauthoritytoenterintothisAgreementandtoappointtheNomineeasitsnomineetoholdtheShares;and(c)ValidIssuance.TheShareshavebeendulyauthorized,validlyissued,andarefullypaidandnonassessable.1.2RepresentationsandWarrantiesoftheNominee.TheNomineerepresentsandwarrantstotheStockholderthat:(a)Authority.TheNomineehasthefullright,power,andauthoritytoenterintothisAgreementandtoholdtheSharesasnomineefortheStockholder;and(b)NoConflict.TheNominee’sappointmentasnomineefortheStockholderdoesnotconflictwithanylegalorethicalrulesorregulationsapplicabletotheNominee.2.DutiesoftheNominee.TheNomineeagreestoperformthefollowingdutieswithrespecttotheShares:(a)HoldShares.TheNomineeshallholdtheSharesasnomineefortheStockholderandshallnottakeanyactionthatwouldcausetheSharestobereissuedinthenameoftheNomineeoranyotherpersonorentity;(b)DistributeShares.TheNomineeshalldistributetheSharestotheStockholderortheStockholder’sdesigneeupontheStockholder’srequest;and3.Indemnification.TheStockholderagreestoindemnifyandholdharmlesstheNomineeagainstanyandalllosses,damages,claims,liabilities,andexpenses(includingreasonableattorneys’fees)incurredtheNomineeinconnectionwiththeperformanceofitsdutiesunderthisAgreement,excepttotheextentsuchlosses,damages,claims,liabilities,andexpensesareduetotheNominee’swillfulmisconductorgrossnegligence.4.GoverningLaw.ThisAgreementshallbegovernedandconstruedinaccordancewiththelawsoftheStateofNewYork,withoutregardtoitsconflictoflawsprinciples.5.EntireAgreement.ThisAgreement(includingtheexhibitshereto)constitutestheentireagreementbetweenthepartiesandsupersedesallprioragreements,understandings,negotiations,anddiscussions,whetheroralorwritten,oftheparties.6.AmendmentsandModifications.ThisAgreementmaybeamendedormodifiedonlyawritteninstrumentexecutedbothparties.8.SuccessorsandAssigns.ThisAgreementshallbebindinguponandinuretothebenefitofthepartiesandtheirrespectivesuccessorsandassigns.9.Severability.IfanyprovisionofthisAgreementisheldtobeinvalidorunenforceable,theremainingprovisionsofthisAgreementshallremaininfullforceandeffect.10.Counterparts.ThisAgreementmaybeexecutedinoneormorecounterparts,eachofwhichshallbedeemedanoriginalbutallofwhichtogether一、附件列表：1.股票代持協(xié)議2.股東身份證明文件3.提名人身份證明文件4.股票證明文件5.法律意見書6.授權(quán)書7.任何與股票代持協(xié)議相關(guān)的其他文件二、違約行為及認(rèn)定：1.股東未能履行其對提名人的承諾，如未能提供合法的股東身份證明文件或股票證明文件。2.提名人未能履行其對股東的承諾，如未能按照股東的要求持有或分發(fā)股票。3.任何一方未能遵守適用法律法規(guī)的行為。4.任何一方未能履行協(xié)議中的其他義務(wù)。三、法律名詞及解釋：1.股東：指協(xié)議中記錄為某公司股票的所有者。2.提名人：指被股東指定為持有股票并代表股東執(zhí)行相關(guān)行為的個人或?qū)嶓w。3.股票代持協(xié)議：指股東與提名人之間簽訂的協(xié)議，提名人持有股東的股票并按照股東的要求執(zhí)行相關(guān)行為。4.適用法律法規(guī)：指協(xié)議執(zhí)行過程中適用的法律、法規(guī)、規(guī)章等規(guī)范性文件。四、執(zhí)行中遇到的問題及解決辦法：1.股東未能提供合法的股東身份證明文件或股票證明文件，解決辦法是要求股東在規(guī)定時間內(nèi)提供相關(guān)文件，如果股東未能按時提供，則提名人可以拒絕持有股票。2.提名人未能按照股東的要求持有或分發(fā)股票，解決辦法是股東可以要求提名人在規(guī)定時間內(nèi)履行其義務(wù)，如果提名人未能按時履行，則股東可以尋求法律途徑追究提