華為自評(píng)審核表 Quality System Audit

1、Information and InstructionQuality System Audit內(nèi)部公開2022/5/2華為機(jī)密，未經(jīng)許可不得擴(kuò)散#Adient - INTERNALPage 1 of 43Information and InstructionQuality System Audit內(nèi)部公開2022/5/2華為機(jī)密，未經(jīng)許可不得擴(kuò)散#Adient - INTERNALPage 2 of 43Information and InstructionQuality System Audit內(nèi)部公開2022/5/2華為機(jī)密，未經(jīng)許可不得擴(kuò)散#Adient - INTERNALPage 3

2、 of 43Information and Instructions通通知知和和說說明明書書PURPOSE目目的的This document was developed as an Audit Tool to assess a suppliers Quality Systems against HUAWEIs Quality Systems Requirements.The HUAWEIQuality Systems Audit (QSA) is build upon the TL:9000 Quality Systems Standard, but with additional HUAWE

3、I specific requirements included.本文件是根據(jù)華為的質(zhì)量體系要求開發(fā)的稽核工具，用于評(píng)估供應(yīng)商的質(zhì)量體系。華為的質(zhì)量體系稽核(QSA)是建立在TL:9000質(zhì)量體系標(biāo)準(zhǔn)的基礎(chǔ)上，但是增加了華為的特殊要求SCOPE范范圍圍The HUAWEI Quality Systems Audit is not commodity specific, therefore it may be used to assess the Quality Systems deployed by a supplier/manufactureirrespective of the commo

4、dity.華為的質(zhì)量體系稽核不是針對(duì)產(chǎn)品的，因此QSA用于評(píng)估供應(yīng)商的質(zhì)量體系而不考慮產(chǎn)品。AUDIT BY SELF ASSESSMENT自自我我評(píng)評(píng)估估稽稽核核A suppliers facility is required to complete a self assessment using this tool in advance of the HUAWEI Audit. (One QSA is required per facility.)By doing this, a facility will be able to prepare for the audit and seek

5、 advance help and guidance from HUAWEI SQE to be best positioned to succeed.It is expected that during the self-assessment process, that the supplier will use this opportunity to ask questions for either clarification or to betterunderstand intent of the audit criteria. Waiting for the formal HUAWEI

6、 audit to ask these types of questions is too late. It is also expected that based on selfaudit results, a supplier will inform the HUAWEI team of their readiness for a formal HUAWEI audit.A self assessment is completed by scoring the relevant column in each worksheet.供應(yīng)商的工廠需要在華為稽核之前用該工具進(jìn)行自我評(píng)估。（每一個(gè)工

7、廠都需要進(jìn)行QSA自我評(píng)估）。為了做好自我評(píng)估，進(jìn)而取得成效，工廠需要為稽核做好準(zhǔn)備、從華為的SQE那里尋求幫助和指導(dǎo)。希望在自我評(píng)估的過程中，供應(yīng)商應(yīng)抓住機(jī)會(huì)向華為SQE提出疑問，無論是為了澄清問題還是為了更好的理解該稽核標(biāo)準(zhǔn)。等到華為來正式稽核時(shí)再提問就太晚了。同時(shí)也期望供應(yīng)商基于自我評(píng)估的結(jié)果，在準(zhǔn)備就緒后通知華為進(jìn)行正式的稽核。自我評(píng)估結(jié)果應(yīng)在每一個(gè)工作表中對(duì)應(yīng)的欄目完成評(píng)分。AUDIT BY HUAWEI華華為為稽稽核核During the audit process, the HUAWEI SQE may wish to review every question/criterio

8、n listed on the audit document, or alternatively the SQE may choose tofocus only on those questions for which the supplier awarded themselves a score of 2 by self-assessment. The path taken is right to SQE discretion.The score awarded by the SQE Auditor will be entered in the Score column on each wo

9、rksheet.在稽核過程中，華為SQE可能會(huì)評(píng)審稽核文件里面的每一個(gè)問題，也可能選擇關(guān)注供應(yīng)商自評(píng)是2分條款.華為審核員在每一個(gè)工作表中的HW Score進(jìn)行打分。AUDIT RESULTS稽稽核核結(jié)結(jié)果果The SQE Auditor must complete ALL sections before an Audit Result can be declared.The Audit Result of each section is based on the number of questions scored as 1 versus the total number of questi

10、ons of the section*2.Any questions that are scored as N/A are adjusted automatically in the score denominator.The overall average score does not determine the Audit Result, rather all the individual section scores will determine the Audit Result.The Pass score for the Audit is 80%. If the Audit Scor

11、es for all sections of equal or greater than 80% are achieved, a Pass result is awarded.If an Audit Score of equal or greater than 70% but less than 79% is achieved at any section, a Conditionally Passed result is awarded.If an Audit Score of less than 70% is achieved at section 1,3,4,7,8,9,10,11, a

12、 Fail or Not Pass result is awarded.審核員必須在審核結(jié)果公布前完成所有部分的審核。每部分的審核結(jié)果等于每部分的所有得分除以每部分問題數(shù)目2倍。任何選擇N/A的項(xiàng)目在分母里面會(huì)自動(dòng)除去。總平均分不是最終稽核結(jié)果，每一單獨(dú)的部分得分決定稽核結(jié)果。80%以上通過。如果所有部分稽核得分多于80%，則結(jié)果是通過。如果任何一部分得分多于70%、少于79%，則結(jié)果是有條件通過。如果第1、3、4、7、8、9、10、11部分中任何一部分少于70%，則結(jié)果是不通過。If a Conditionally Passed Result is awarded, a Corrective

13、 Action Plan is due from the supplier within TWO weeks of the date of audit completion for anysections of the QSA that are below 80%.If a Not Pass Result is awarded, a Corrective Action Plan is due from the supplier within TWO weeks of the date of audit completion for any sections of theQSA that are

14、 below 70%. On completion of this Corrective Action Plan, a supplier is required to generate second Corrective Action Plan to bridge to the 80%Approved Status.All Corrective Action Plans must contain a timeline to bridge to a Conditionally Passed or Passed status, depending on the initial audit resu

15、lt, and mustpropose a target date for a HUAWEI follow-up Audit.Failure to achieve a Conditionally Passed Result on a follow up Audit may impact business award decisions.如果結(jié)果是有條件通過，則供應(yīng)商應(yīng)在稽核完成后2周內(nèi)對(duì)得分少于80%的部分提交糾正行動(dòng)計(jì)劃。如果結(jié)果是不通過，則供應(yīng)商應(yīng)在稽核完成后2周內(nèi)對(duì)得分少于70%的部分提交糾正行動(dòng)計(jì)劃。在糾正行動(dòng)計(jì)劃完成后，供應(yīng)商應(yīng)輸出第二輪糾正行動(dòng)計(jì)劃以達(dá)到80%通過的狀態(tài)。所有的糾正

16、行動(dòng)計(jì)劃必須依據(jù)最初稽核結(jié)果，確定提升到有條件通過或通過的狀態(tài)的截至日期，并給出華為跟蹤稽核的建議日期。跟蹤稽核結(jié)果如果不能達(dá)到有條件通過，可能會(huì)影響商務(wù)合作的決議。A PASS RESULT通通過過結(jié)結(jié)果果Once a suppliers facility has Passed the Audit, the Quality Systems are approved for the facility audited, not all supplier facilities.Passing the QSA does not guarantee a business award, but is t

17、he first step towards winning technical approval for a site. In addition, many commodities havea commodity specific Quality Process Audit (QPA), which also requires to be passed before technical approval may be obtained.一旦供應(yīng)商的工廠通過了該稽核，表示稽核過的工廠的質(zhì)量體系獲得認(rèn)可，不代表供應(yīng)商所有的工廠。通過質(zhì)量體系稽核并不保證一定會(huì)有商務(wù)合作，但它是獲得技術(shù)承認(rèn)的第一步。

18、另外，很多物料會(huì)有質(zhì)量制程稽核，需要在獲得技術(shù)承認(rèn)之前通過。AUDIT MECHANICS and QUESTIONSQuality System AuditInformation and InstructionQuality System Audit內(nèi)部公開2022/5/2華為機(jī)密，未經(jīng)許可不得擴(kuò)散#Adient - INTERNALPage 4 of 43The Audit breaks down the Quality System into individual sections, each of which is represented by an individual worksh

19、eet.Within each worksheet is contained a series of questions specifically pertaining to the section being examined.The questions were devised and developed as closed questions with every attempt to avoid ambiguity.Because of the closed nature of the questions, there can only be one of four answers t

20、o any question, i.e. (0), (1), (2), or (N/A).If the Criterion is fully met, a score of 2 is obtained. If the Criterion is partially met, a score of 1 is obtained. If the Criterion is not met, a score of 0 is obtained.A score of N/A may be awarded if the SQE believes that any particular question is t

21、ruly Not Applicable in the case of the supplier facility under review.In any cases the total number of N/A should be kept as minimum as possible.If there is any doubt as to the score to award for any given Criterion, a score of zero shall be awarded by default.Any Criterion that scores 2 shall be cl

22、early demonstrated, followed, and be beyond reproach.In the event that a supplier clearly meets the intent of the audit question, but does not exactly do what the question asks, a score of 2 shall be given.本稽核把質(zhì)量體系分成幾個(gè)單獨(dú)的部分，每一部分在單獨(dú)的工作表陳述。每一工作表包含一系列的問題均會(huì)檢查到。每一個(gè)問題均會(huì)設(shè)計(jì)成封閉式問題，以避免含糊。因?yàn)榉忾]式問題的性質(zhì)，每一個(gè)問題只有一個(gè)答

23、案，如0、1、2或不適用。如果完全滿足標(biāo)準(zhǔn)，得2分；部分滿足，得1分；完全不滿足，得0分。如果SQE評(píng)估后認(rèn)為供應(yīng)商有不適用的部分會(huì)填寫不適用。無論如何，不適用的項(xiàng)目數(shù)應(yīng)盡可能最少。如果對(duì)給出的標(biāo)準(zhǔn)有任何懷疑的話，該項(xiàng)目將默認(rèn)為0分。應(yīng)充分地驗(yàn)證、跟蹤任何給2分的項(xiàng)目。如果供應(yīng)商充分滿足滿足稽核問題體現(xiàn)的意圖，但并清楚問題所問的是什么，得2分。TRAINING培培訓(xùn)訓(xùn)The QSA is very technical in content with regard to Quality Systems and Engineering Techniques.An internal training

24、 session will be provided to the SQEswho use this checklist.SQEs who use this tool are considered within HUAWEI as being sufficiently qualified to conduct this audit.關(guān)于質(zhì)量體系和工程技術(shù)該QSA是有很多技巧方面的的內(nèi)容的。我們會(huì)給使用該查檢表的SQE提供內(nèi)部培訓(xùn)。在華為經(jīng)過成分資格認(rèn)證的SQE會(huì)被安排使用該工具進(jìn)行稽核。AUDIT SCHEDULE稽稽核核時(shí)時(shí)間間表表The Audit may be used as and wh

25、en the need arises. However, HUAWEI may conduct an official audit annually for key suppliers. The frequency of the re-audit will be based on the audit result & action closure of the last audit, as well as the supplier quality performance in the past year period.Before conducting an audit, the audito

26、r must ensure the HUAWEI commodity management team responsible for the relationship are advised of the auditschedule.It is also intended for suppliers to conduct internal audits by self assessment every quarter so progress may be reported to HUAWEI.必要時(shí)華為會(huì)進(jìn)行該稽核。華為對(duì)關(guān)鍵供應(yīng)商會(huì)進(jìn)行正式的稽核。重新稽核的頻率基于稽核結(jié)果和上次改善行動(dòng)的關(guān)

27、閉狀況，同時(shí)供應(yīng)商過去一年的質(zhì)量績效也是考慮因素。進(jìn)行稽核之前，審核員應(yīng)確保相關(guān)管理責(zé)任人考慮過該稽核時(shí)間表。同時(shí)也期望供應(yīng)商每季度進(jìn)行一次內(nèi)審并把進(jìn)程報(bào)告給華為。ADDITIONAL QUESTIONS附附加加問問題題Please contact for additional information.請(qǐng)聯(lián)系 以獲得附加說明。REVISION HISTORY版版本本歷歷史史DateDescription Of RevisionRevised ByRev.2011/4/2Original document.zhaoshaolin2.0Information and InstructionQual

28、ity System Audit內(nèi)部公開2022/5/2華為機(jī)密，未經(jīng)許可不得擴(kuò)散#Adient - INTERNALPage 5 of 43Information and InstructionQuality System Audit內(nèi)部公開2022/5/2華為機(jī)密，未經(jīng)許可不得擴(kuò)散#Adient - INTERNALPage 6 of 43QSA ResultQSA Audit Checklist內(nèi)部公開2022/5/2華為機(jī)密，未經(jīng)許可不得擴(kuò)散#Adient - INTERNALPage 7 of 43SupplierFastprintDateFactory Location Guang

29、zhouAuditor No.SECTIONSelf Actual %HUAWEIActual % Goal% Auditor1Quality Systems96.8%N/A80%2Contract Review92.9%N/A80%3Design Control95.7%N/A80%4Documentation Control100.0%N/A80%5Supplier Quality Control87.5%N/A80%6Product ID & Lot Traceability100.0%N/A80%7Process Control82.8%N/A80%8Inspection and Te

30、st/Status96.9%N/A80%9Calibration94.1%N/A80%10 Nonconforming Product Control82.9%N/A80%11 Handling, Packaging, Storage & Delivery100.0%N/A80%12 Quality Record100.0%N/A80%13 Disaster Recovery83.3%N/A80%QSA Score (%)92.7% #DIV/0!0%0%QSA ResultPassed#DIV/0!0%0%92.7%#DIV/0!Passed#DIV/0!0%0%92.7%#DIV/0!Cr

31、iteria:0%0%65.0%#DIV/0!Passed80 100%0%0%65.0%#DIV/0!Conditionally Passed70 79%0%0%Not Passed 70 %0%0%0%0%Quality System AuditQSA ResultQSA Audit Checklist內(nèi)部公開2022/5/2華為機(jī)密，未經(jīng)許可不得擴(kuò)散#Adient - INTERNALPage 8 of 43HUAWEI World Wide Procurement, Supplier Quality Engineering審審核核結(jié)結(jié)果果綜綜述述( (根根據(jù)據(jù)文文件件審審核核、現(xiàn)現(xiàn)場場

32、審審核核、高高層層訪訪談?wù)劦鹊茸鲎龀龀觯㎞o問問題題描描述述 NC Description問問題題歸歸類類 IssueClassification問問題題嚴(yán)嚴(yán)重重等等級(jí)級(jí)Issue Seriouslevel123456789101112131415161718192021:,QSA ResultQSA Audit Checklist內(nèi)部公開2022/5/2華為機(jī)密，未經(jīng)許可不得擴(kuò)散#Adient - INTERNALPage 9 of 432223242526272829303132333435363738394041424344454647RevReliQuaQuaQuaSPC:,QSA R

33、esultQSA Audit Checklist內(nèi)部公開2022/5/2華為機(jī)密，未經(jīng)許可不得擴(kuò)散#Adient - INTERNALPage 10 of 4348ReliQuality System requirementsQSA Audit Checklist內(nèi)部公開2022/5/2華為機(jī)密，未經(jīng)許可不得擴(kuò)散#Adient - INTERNALPage 11 of 431: Quality System RequirementsSelf AvgScore:97%HW AvgScore:N/ASelfScoreHWScoreRemarks質(zhì)質(zhì)量量系系統(tǒng)統(tǒng)要要求求Counts:124Count

34、s:0Subtotal:120Subtotals:0(Ref 4.2.1)1.1Has the supplier defined and documented its corporate quality policy?供應(yīng)商是否有定義并文件化的公司質(zhì)量方針？2有，在質(zhì)量手冊(cè)中體現(xiàn)1.2(a) Is the Quality Policy appropriate to the purpose of the organization?質(zhì)量方針是否與組織的宗旨相適應(yīng)？2是1.3(b) Does the Quality Policy include a commitment to comply with

35、 requirements and continually improve theeffectiveness of the quality management system?質(zhì)量方針是否包括對(duì)滿足要求和持續(xù)改進(jìn)質(zhì)量管理體系有效性的承諾？2是1.4(c) Does the Quality Policy provide a framework for establishing and reviewing quality objectives?質(zhì)量方針是否提供制定和評(píng)審質(zhì)量目標(biāo)的框架？2是1.5(d) Is the Quality Policy communicated and understoo

36、d within the organization?質(zhì)量方針是否在組織內(nèi)得到溝通和理解？2有培訓(xùn)和溝通1.6(e) Is the Quality Policy reviewed for continuing suitability?質(zhì)量方針是否在持續(xù)適宜性方面得到評(píng)審？2每年都有進(jìn)行管理評(píng)審1.7Are quantifiable and measurable quality objectives, including those to meet requirements for product,established at relevant functions and levels withi

37、n the organization?是否在組織的相關(guān)職能和層次上建立可測(cè)量的質(zhì)量目標(biāo),質(zhì)量目標(biāo)包括滿足產(chǎn)品要求所需的內(nèi)容？2有制定質(zhì)量目標(biāo)1.8Are the quality objectives consistent with the corporate quality policy?質(zhì)量目標(biāo)是否與質(zhì)量方針保持一致？2是(Ref 4.2.1)1.9Does the quality management system documentation include a quality manual?質(zhì)量管理體系文件是否包含質(zhì)量方針？2是，在質(zhì)量手冊(cè)中包含(Ref 4.2.2)1.10Does t

38、he quality manual include the scope of the quality management system, including details of andjustification for any exclusions?質(zhì)量手冊(cè)是否包括質(zhì)量管理體系的范圍，包括任何刪減的細(xì)節(jié)和正當(dāng)理由？2是(Ref 4.2.2)1.11Does the quality manual include a description of the interaction between the processes of the qualitymanagement system?質(zhì)量手冊(cè)

39、是否包括質(zhì)量管理體系過程之間的相互作用的表述？2是(Ref 5.5.1)1.12Has the supplier defined the responsibility, authority and interrelation of all personnel who manage, performand verify work that affects the quality of products, materials or services? (i.e. procedures, organizationcharts, quality manual)供應(yīng)商是否制定和產(chǎn)品質(zhì)量，材料和服務(wù)相關(guān)的

40、管理，執(zhí)行，審核人員的權(quán)責(zé)和相互關(guān)系?（即程序文件，組織圖，品質(zhì)手冊(cè)）2是，在質(zhì)量手冊(cè)中均有規(guī)定Quality System requirementsQSA Audit Checklist內(nèi)部公開2022/5/2華為機(jī)密，未經(jīng)許可不得擴(kuò)散#Adient - INTERNALPage 12 of 43(Ref 5.5.1)1.13Has the supplier provided adequate resources for in-house verification activities such as inspection, testing,monitoring and review of

41、processes and products?供應(yīng)商是否提供足夠的資源來做內(nèi)部的驗(yàn)證行動(dòng)，如檢驗(yàn)、測(cè)試、和對(duì)制程和產(chǎn)品的監(jiān)控和評(píng)審? 2是，根據(jù)產(chǎn)品特點(diǎn)和 生產(chǎn)配備了足夠的設(shè)備設(shè)備、檢測(cè)儀器、設(shè)備等。(Ref 5.5.2)1.14Has the supplier appointed a management representative who has responsibility and authority for ensuringthat a quality management system has been implemented and maintained?供應(yīng)商是否指定一名管理者

42、代表，其職責(zé)和權(quán)限是否保證管理體系是否有效實(shí)施和維護(hù)？2是(Ref 5.5.2)1.15Has the management representative tracked and drove the improvement on quality management systemperformance with record/report.管理者代表是否追蹤和推動(dòng)質(zhì)量管理體系績效的改進(jìn)？并且有記錄和報(bào)告2是，有記錄和報(bào)告(Ref 5.5.2)1.16Has the improvement effectiveness verified (record/evidence required)?改進(jìn)的

43、有效性是否進(jìn)行驗(yàn)證？（需要記錄和證據(jù)）2有驗(yàn)證報(bào)告(Ref 5.6)1.17Does the supplier conduct management reviews of the suitability and effectiveness of the qualitymanagement system at appropriate intervals? (i.e. does the quality system meet customer requirements?)供應(yīng)商是否按適當(dāng)?shù)臅r(shí)間間隔評(píng)審質(zhì)量管理體系的適宜性和有效性？如質(zhì)量系統(tǒng)滿足客戶要求？2有管理評(píng)審，有管理評(píng)審控制程序(Ref 5

44、.6.2)Does the management reviews include verification of the following input:管理評(píng)審是否包括以下輸入：1.18(a) Achievement of quality objectives質(zhì)量目標(biāo)的達(dá)成2是1.19(b) Results of the audits審核結(jié)果2是1.20(c) Customer feedback顧客反饋2是1.21(d) Process performance and product conformity過程的業(yè)績和產(chǎn)品的符合性2是1.22(e) Status of preventive a

45、nd corrective actions預(yù)防和糾正措施的狀況2是1.23(f) Follow-up actions from previous management reviews以往管理評(píng)審的糾正措施2是1.24(g) Changes that could affect the quality management system, and可能影響質(zhì)量管理體系的變更2是Quality System requirementsQSA Audit Checklist內(nèi)部公開2022/5/2華為機(jī)密，未經(jīng)許可不得擴(kuò)散#Adient - INTERNALPage 13 of 431.25(h) Rec

46、ommendations for improvement改進(jìn)建議2是Quality System requirementsQSA Audit Checklist內(nèi)部公開2022/5/2華為機(jī)密，未經(jīng)許可不得擴(kuò)散#Adient - INTERNALPage 14 of 43(Ref.5.6.3)Does the output of management reviews include any decisions and actions related to:管理評(píng)審的輸出是否包括與以下方面有關(guān)的任何決定和措施：1.26(a) Improvement of the effectiveness of

47、 the quality management system and its process?質(zhì)量管理體系及其過程有效性的改進(jìn)；2是1.27(b) Improvement of product related to customer requirements, and與顧客要求有關(guān)的產(chǎn)品的改進(jìn)；2是1.28(c) Resource needs資源需求。2是1.29Are implementation of action items from management review tracked?管理評(píng)審的改善行動(dòng)項(xiàng)目執(zhí)行情況是否追蹤？2是1.30Are records maintained of

48、 these management reviews?管理評(píng)審的記錄是否保存？2是(Ref 8.2.2)1.31Does the supplier conduct internal audits at planned intervals?供應(yīng)商是否按策劃的時(shí)間間隔進(jìn)行內(nèi)部審核？2是(Ref 8.2.2)1.32Do the internal audits verify compliance with planned arrangements, ISO standards and qualitymanagement system? 內(nèi)部審核是否符合策劃的安排、ISO標(biāo)準(zhǔn)的要求以及質(zhì)量管理體系的要求

49、；2是，有內(nèi)部審核控制程序(Ref 8.2.2)1.33Do the internal audits determine whether the quality management system is effectively implemented andmaintained? (e.g., meeting the customer requirements?)內(nèi)部審核是否確定質(zhì)量管理體系得到有效實(shí)施與保持？ 如滿足客戶要求？2內(nèi)部審核控制程序(Ref 8.2.2)1.34Are the internal audits planned on the basis of the status a

50、nd importance of the activity, as well as theresults of previous audits?內(nèi)部審核計(jì)劃是否基于活動(dòng)的狀況和重要性以及以往審核的結(jié)果？2內(nèi)部審核控制程序(Ref 8.2.2)1.35Are the audit criteria, scope, frequency and methods defined for the internal audit?是否定義內(nèi)部審核的準(zhǔn)則、范圍、頻次和方法？2內(nèi)部審核控制程序(Ref 8.2.2)1.36Are the selection of auditors and conduct of a

51、udits ensuring the objectivity and impartiality of the auditprocess? (e.g. auditors shall not audit their own work.)審核員的選擇和審核的實(shí)施是否確保審核的客觀性和公正性？如審核員不能審核自己的工作。2內(nèi)部審核控制程序(Ref 8.2.2)1.37Is there a procedure documented the responsibilities and requirements for planning and conducting audits,and for report

52、ing results and maintaining records ?策劃和實(shí)施審核以及報(bào)告結(jié)果和保持記錄的職責(zé)和要求是否在形成文件的程序中作出規(guī)定？2有內(nèi)部審核控制程序有審核計(jì)劃及報(bào)告(Ref 8.2.2)1.38Do the follow up activities include the verification of the actions taken and the reporting of verification results?跟蹤活動(dòng)是否包括對(duì)所采取措施的驗(yàn)證和驗(yàn)證結(jié)果的報(bào)告？2見審核報(bào)告1.39Are the audit results analyzed for imp

53、rovement from a system level?是否從系統(tǒng)面對(duì)審核結(jié)果做分析，以便于從系統(tǒng)面進(jìn)行改善1是(Ref 6.2.2)1.40Is there a system that identifies training requirements for all personnel affecting the quality of the product?是否有一個(gè)系統(tǒng)識(shí)別所有從事影響產(chǎn)品質(zhì)量的的人員的培訓(xùn)需求？2有培訓(xùn)工作規(guī)范Quality System requirementsQSA Audit Checklist內(nèi)部公開2022/5/2華為機(jī)密，未經(jīng)許可不得擴(kuò)散#Adient -

54、 INTERNALPage 15 of 43(Ref 6.6.2)1.41Does a system exist for determining which personnel are qualified for a job function?現(xiàn)有系統(tǒng)是否可以確定員工有崗位資格認(rèn)證。2有操作崗位員工上崗培訓(xùn)及多崗位培訓(xùn)管理辦法(Ref 6.6.2)1.42Is there a system to disqualify and re-qualify personnel in a job function?有沒有系統(tǒng)保證對(duì)不合格員工重新做資質(zhì)認(rèn)證？2有操作崗位員工上崗培訓(xùn)及多崗位培訓(xùn)管理辦法(Re

55、f 6.2.2)1.43Are accurate training records maintained?是否保持正確的培訓(xùn)記錄？2所有的培訓(xùn)記錄均有保存(Ref6.2.2.C.5)1.44Does the supplier implement senior quality training?such as SPC、FMEA、Cpk、Gauge R&R、QC 7Tools、QCC、6sigma and so on.是否實(shí)施高級(jí)質(zhì)量培訓(xùn)（如SPC、FMEA、Cpk、Gauge R&R、QC 7 Tools、QCC、6sigma工具等）？2都有實(shí)施此類培訓(xùn)(Ref 8.4)1.45Does the

56、 supplier determine, collect and analyze appropriate data to demonstrate the suitability andeffectiveness of the quality system ?供應(yīng)商是否確定、收集和分析適當(dāng)?shù)臄?shù)據(jù)，以證實(shí)質(zhì)量管理體系的適宜性和有效性？2有質(zhì)量目標(biāo)管理規(guī)范每月進(jìn)行質(zhì)量目標(biāo)達(dá)成統(tǒng)計(jì)(Ref 8.4 /8.5)1.46Does the above analysis evaluate where continual improvement of the effectiveness of the quali

57、ty systemcan be made.以上分析是否評(píng)價(jià)在何處可以持續(xù)改進(jìn)質(zhì)量管理體系的有效性？2有對(duì)數(shù)據(jù)分析，管理評(píng)審有評(píng)審(Ref 7.4.2)1.47Does the supplier get ISO9001 certification and establish environment protection management system?Does the supplier get other certification,such as TL9000/TS16949 and so on.是否通過ISO9001認(rèn)證并建立環(huán)保管理體系,是否通過其他體系的認(rèn)證？如TL9000/TS16

58、949等.2已通過ISO90011.48Does the supplier get yearly audit of third party and close all the audit issues according to requirement? 是否定期接受第三方機(jī)構(gòu)的年度監(jiān)督審核并按要求完成稽核問題點(diǎn)的關(guān)閉？2如DNV、SGS、UL等等1.49Does the supplier have special department to manage the RoHS,Reach and so on?是否有專門的部門對(duì)RoHS、Reach等環(huán)保要求進(jìn)行管理？2由品質(zhì)管理部門負(fù)責(zé)管理1.50

59、Does the supplier entirely collect and analyse the environment protection requirement the market andcustomer? i.e. RoHS,Reach是否對(duì)目標(biāo)市場和客戶的環(huán)保要求進(jìn)行了全面的收集與分析？如RoHS,Reach等。1有對(duì)法律法規(guī)收集分析，并及時(shí)更新，以保證產(chǎn)品符合環(huán)保要求1.51Has the supplier defined and documented 6S manegement procedure and put it in practice?是否制定6S管理程序并實(shí)施？2

60、有6S管理辦法1.52Does the supplier have special customer manager for HUAWEI?是否有對(duì)華為專責(zé)的客戶經(jīng)理？2是1.53Does the supplier have the capability to provide technogy support and training for customer ?是否有能力向需要的顧客提供技術(shù)支持與培訓(xùn)？2我司可提供售前后的良好技術(shù)支持與培訓(xùn)，定期還會(huì)對(duì)不同地區(qū)的顧客進(jìn)行拜訪Quality System requirementsQSA Audit Checklist內(nèi)部公開2022/5/2華為