口語(yǔ)——財(cái)務(wù)術(shù)語(yǔ)（一）

1、姓名：_ 班級(jí)：_ 學(xué)號(hào)：_-密-封 -線- 口語(yǔ)財(cái)務(wù)術(shù)語(yǔ)（一）考試時(shí)間：120分鐘 考試總分：100分題號(hào)一二三四五總分分?jǐn)?shù)遵守考場(chǎng)紀(jì)律，維護(hù)知識(shí)尊嚴(yán)，杜絕違紀(jì)行為，確?？荚嚱Y(jié)果公正。估值師 valuer估值報(bào)告 valuation report低收費(fèi)經(jīng)紀(jì) discount broker低于面值 below par低于最佳賣盤(pán)價(jià) / 低于最好沽盤(pán)價(jià) downtick; minus tick實(shí)盤(pán)買(mǎi)賣價(jià)firm bid and ask quotations作價(jià)買(mǎi)賣 market making傭金回扣mission rebate兌付 redemption免責(zé)聲明 disclaimer冷淡對(duì)待令 c

2、old shoulder order利息補(bǔ)貼 interest rate subsidy利息資本化 capitalisation of interest利益沖突事宜委員會(huì) conflictmittee利率上限 interest-rate ceiling利率掉期 / 利率調(diào)期* interest-rate swap利率期貨 interest-rate futures利率銜接 interest collar; interest rate collar利潤(rùn) profit初次公開(kāi)招股 initial public offering （ipo）初步認(rèn)購(gòu)價(jià) initial subscription pri

3、ce助理主管創(chuàng)業(yè)板 assistant supervisorgem即日平倉(cāng)交易 day trade即日回購(gòu)協(xié)議銀行 intraday repurchase agreementbanking即日有效買(mǎi)賣盤(pán) good-for-day order即日拆借市場(chǎng) intra-day money market即日流動(dòng)資金 intraday liquidity即日差額繳款報(bào)告中央結(jié)算系統(tǒng) intra-day marks collection reportccass即日追補(bǔ)按金 intra-day margin call即日?qǐng)?bào)價(jià) intraday quotation即日買(mǎi)賣 day trade即日盤(pán) / 即日

4、買(mǎi)賣盤(pán) day order即日鮮 day trade即日額外按金 intra-day margin即月 front-month即夜傳送報(bào)告資料服務(wù)中央結(jié)算系統(tǒng) overnight report distributionccass實(shí)時(shí)支付結(jié)算系統(tǒng)金管局 real time gross settlement system （rtgs）hkma實(shí)時(shí)或取消 immediate-or-cancel （ioc）實(shí)時(shí)匯款同時(shí)交收銀行 payment vs payment （pvp）banking實(shí)時(shí)信息 real time information實(shí)時(shí)數(shù)碼數(shù)據(jù)傳送專線 realtime digital dat

5、afeed實(shí)時(shí)數(shù)碼數(shù)據(jù)服務(wù) realtime digital data service （rdds）實(shí)時(shí)轉(zhuǎn)送 online transfer否定聲明 negative statement; disclaimer囤倉(cāng)策略 buy and hold strategy均衡價(jià)格 equilibrium price坐盤(pán) proprietary trading夾倉(cāng) squeeze; short squeeze尾盤(pán) at-the-close order技術(shù)分析 technical analysis投資分析員 investment analyst投資服務(wù)指令歐洲聯(lián)盟 investment services d

6、irective （isd）european union投資者戶口服務(wù) investor account service投資者戶口持有人 investor participant （ip）投資者戶口持有人規(guī)則 terms and conditions for investor participants投資者與證券市場(chǎng)刊物 investors and the stock marketpublication投資者應(yīng)知多點(diǎn)刊物 know more about your investmentpublication投資級(jí)別 investment grade投資理念 investment philosop

7、hy投資組合 portfolio投資組合經(jīng)理 portfolio manager投資對(duì)象 investee投資管理研究聯(lián)會(huì) association for investment management and research （aimr）投資顧問(wèn) investment adviser投資顧問(wèn)委員會(huì) investment advisorymittee投標(biāo)程序 tender procedure折扣 discount; haircut折扣經(jīng)紀(jì) discount broker折算 translation折舊 depreciation折讓 discount折讓經(jīng)紀(jì) discount broker拋空 s

8、hort selling改良特別股份交易方法 enhanced special stock trading method更正交易 trade amendment更改財(cái)政年度結(jié)算日期 change of year end每日平均交收效率 daily average settlement efficiency每日交易活動(dòng)及持倉(cāng)報(bào)告期貨 daily trading activity and open positions summary reportfutures每日回報(bào)標(biāo)準(zhǔn)差 standard deviation of daily return) xt%w= 外語(yǔ)園地金融英語(yǔ) . ) xt%w=每日按金