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ProcessCapability(Cp/Cpk/Pp/Ppk)
GlobalTrainingMaterialCreator :GlobalMechanicsProcessManagerFunction :MechanicsApprover :GaryBradley/GlobalProcessTeamDocumentID :DMT00018-ENVersion/Status :V.1.0/ApprovedLocation :Notes:\\…\NMP\DOCMANR4\PCP\PCProcessLibraryDocManChangeHistory:Issue Date HandledBy Comments1.0 21stDec’01 JimChristy&S?renLundsfryd ApprovedforGlobalUseNOTE–Allcommentsandimprovementsshouldbeaddressedtothecreatorofthisdocument.ProcessCapability(Cp/Cpk/ContentsSection Heading/Description Page1 Variation,TolerancesandDimensionalControl 4 2 Population,SampleandNormalDistribution 153 CpandCpkConcept 284 UseoftheNMPDataCollectionSpreadsheet 445 ConfidenceofCpk 52 ContentsSection Heading/DesProcessCapability-EvaluatingManufacturingVariationAcknowledgementsBennyMatthiassen (NMPCMT,Copenhagen,Denmark)FrankAdler (NMPAlliance,Dallas,USA)JoniLaakso (NMPR&D,Salo,Finland)JimChristy (NMPSRC,Southwood,UK)ProcessCapabilityAcknowledgemSection1Variation,TolerancesandDimensionalControlSection1TwoTypesofProductCharacteristicsVariable:Acharacteristicmeasuredinphysicalunits,e.g.millimetres,volts,amps,decibelandseconds.ONOFFAttribute:Acharacteristicthatbycomparisontosomestandardisjudged“good”or“bad”,e.g.freefromscratches(visualquality).InthistrainingwedealwithvariablesonlyTwoTypesofProductCharacterTheSourcesofProcess/SystemVariationMethodsOperatorsCustomerSatisfactionMaterialEnvironmentEquipmentProcessTheSourcesofProcess/SystemTwoTypesofProcessesAllprocesseshave:Natural(random)variability
=>duetocommoncausesStableProcess:
AprocessinwhichvariationinoutcomesarisesonlyfromcommoncausesUnstableProcess:
AprocessinwhichvariationisaresultofbothcommonandspecialcausesUSLLSLnominalvalueDefectUSLLSLnominalvalue
Unnaturalvariability=>duetospecialcausesTwoTypesofProcessesAllprocShewhart(1931)TheTwoCausesofVariationCommonCauses:Causesthatareimplementedintheprocessduetothedesignoftheprocess,andaffectalloutcomesoftheprocessIdentifyingthesetypesofcausesrequiresmethodssuchasDesignofExperiment(DOE),etc.
SpecialCauses:Causesthatarenotpresentintheprocessallthetimeanddonotaffectalloutcomes,butarisebecauseofspecificcircumstancesSpecialcausescanbeidentifiedusingStatisticalProcessControl(SPC)USLLSLNominal
valueDefectUSLLSLnominal
valueShewhart(1931)TheTwoCausesTolerancesLSL(lowerspecificationlimit)10,7USL(upperspecificationlimit)10,9AcceptablepartRejectedPartRejectedProductNominal10,80,1RejectedPartAtoleranceisaallowedmaximumvariationofadimension.TolerancesLSL(lowerspecificaMeasurementReportInmostcaseswemeasureonlyonepartpercavityformeasurementreportMeasurementReportInmostcaseExampleofCapabilityAnalysisDataForsomecriticaldimensionsweneedtomeasuremorethan1partForcapabilitydataweusuallymeasure5pcs2times/hour=100pcs(butsamplingplanneedstobemadeonthebasisofproductionquantity,rundurationandcycletime)ExampleofCapabilityAnalysisProcessCapability-Whatisit?ProcessCapabilityisameasureoftheinherent
capabilityofamanufacturingprocesstobeabletoconsistentlyproducecomponentsthatmeettherequireddesignspecificationsProcessCapabilityisdesignatedbyCpandCpkProcessPerformanceisameasureoftheperformanceofaprocesstobeabletoconsistentlyproducecomponentsthatmeettherequireddesignspecifications.ProcessPerformanceincludesspecialcausesofvariationnotpresentinProcessCapabilityProcessPerformanceisdesignatedPpandPpkProcessCapability-WhatisiWhyMakeProcessCapabilityStudiesLSL(lowerspecificationlimit)10,7USL(upperspecificationlimit)10,9Nominal10,80,1Thispartiswithinspec.ThetoolwouldbeapprovedifonlythispartwasmeasuredThesepartsareoutofspecandcouldbeapprovedifonlyonegoodpartwasmeasuredAprocesscapabilitystudywouldrevealthatthetoolshouldnotbeacceptedWhenadimensionneedstobekeptproperlywithinspec,wemuststudytheprocesscapability….butstillthisisnoguaranteefortheactualperformanceoftheprocessasitisonlyaninitialcapabilitystudyWhyMakeProcessCapabilitySt
E1.5
E1
E2
E3
E4
E5TheNokiaProcessVerificationProcessBlackdiamondstobefixedbyE3(oftenachangeofawhitediamond)ProposalforblackdiamondstobediscussedwithSupplier.Max:105,85OngoingProcessControl(SPC)TolerancesappliedtodrawingType1FunctionalCharacteristics-1part/cavitymeasuredformeasurementreportWhitediamonds(s)tobeagreedWhitediamonds(s)tobediscussedwithsupplier10parts/cavitymeasuredformeasurementreportCapabilitystudy:Requirement:CpandCpk>1.67byE3.Quantitiestobeagreedwithsupplier.Minimum5partspr1/2hourin10hoursmeasuredforeachcavity=100parts.Canvarydependingontoolcapacity,e.g.stampedparts(seeDMY00019-EN)E1.5E1E2E3E4E5TheNokiaSection2.Population,SampleandNormalDistributionSection2.TheBellShaped(Normal)DistributionSymmetricalshapewithapeakinthemiddleoftherangeofthedata.Indicatesthattheinputvariables(X's)totheprocessarerandomlyinfluenced.TheBellShaped(Normal)Distr“PopulationParameters”
=Populationmean
=PopulationstandarddeviationPopulationversusSamplePopulationAnentiregroupofobjectsthathavebeenmadeorwillbemadecontainingacharacteristicofinterestSampleThegroupofobjectsactuallymeasuredinastatisticalstudyAsampleisusuallyasubsetofthepopulationofinterestPopulationSample“SampleStatistics” x=Samplemean s=Samplestandarddeviation“PopulationParameters”PopulatTheNormalDistributionTheNormalDistributionWhatMeasurementsCanBeUsedtoDescribeaProcessorSystem?Example:1
=52
=73
=44
=25
=6mean(average)ordescribesthelocationofthedistributionμ(mü),ameasureofcentraltendency,isthemeanoraverageofallvaluesinthepopulation.Whenonlyasampleofthepopulationisbeingdescribed,meanismoreproperlydenotedas
(x-bar):WhatMeasurementsCanBeUsedExample:1
=52
=73
=44
=25
=6Themostsimplemeasureofvariabilityistherange.Therangeofasampleisdefinedbyasthedifferencebetweenthelargestandthesmallestobservationfromsamplesinasub-group,e.g.5consecutivepartsfromthemanufacturingprocess.WhatMeasurementsCanBeUsedtoDescribeProcessvariation?Example:1=52=73=4sST-oftennotatedasorsigma,isanothermeasureofdispersionorvariabilityandstandsfor“short-termstandarddeviation”,whichmeasuresthevariabilityofaprocessorsystemusing“rational”sub-grouping.where
istherangeofsubgroupj,Nthenumberofsubgroups,andd2*dependsonthenumberNofsubgroupsandthesizenofasubgroup(seenextslide)WhatMeasurementsCanBeUsedtoDescribeProcessvariation?sST-oftennotatedasorsid2*valuesforSSTWhere:N=no.ofsub-groups,n=no.ofsamplesineachsub-groupd2*d2Typical:N=20&n=5d2*valuesforSSTWhere:N=n
x3
x2
x1
x10x_tExample:WhatMeasurementsCanBeUsedtoDescribeProcessvariation?x3x2x1x10x_tExample:TheDifferenceBetweenSSTandsLT!!meanTimeDimensionShorttermStandardDeviationLongtermStandardDeviationSubgroupsizen=5NumberofsubgroupsN=7TRENDSubgroupNo.1TheDifferenceBetweenSSTandThedifferencebetweenthestandarddeviationssLTandsSTgivesanindicationofhowmuchbetteronecandowhenusingappropriateproductioncontrol,likeStatisticalProcessControl(SPC).Short-termstandarddeviation:Long-termstandarddeviation
:ThedifferencebetweensSTandsLTThedifferencebetweenthestaThedifferencebetweensSTandsLTThedifferencebetweensLTandsST
isonlyinthewaythatthestandarddeviationiscalculatedsLTisalwaysthesameorlargerthansSTIfsLTequalssST,thentheprocesscontroloverthelonger-termisthesameastheshort-term,andtheprocesswouldnotbenefitfromSPCIfsLTislargerthansST,thentheprocesshaslostcontroloverthelonger-term,andtheprocesswouldbenefitfromSPCThereliabilityofsLTisimprovedifthedataistakenoveralongerperiodoftime.AlternativelysLTcanbecalculatedonseveraloccasionsseparatedbytimeandtheresultscomparedtoseewhethersLTisstableThedifferencebetweensSTandExercise1:SampleDistributions1.InExcelfile"Dataexercise1.xls"
youfind100measurementsbeingtheresultofacapabilitystudy.Thespecificationforthedimensionis15,16,01
2.Howwelldoesthesamplepopulationfitthespecification,e.g.shouldweexpectanypartsoutsidespec?3.Mentionpossibleconsequencesofhavingapartoutsidespec.4.Mentionpossiblecausesofvariationforparts.5. Calculatethesamplemeanandsamplestandarddeviationforthe100measurements.UsetheaverageandstdevfunctionsExcel.Exercise1:SampleDistributioSection3.CpandCpkConceptSection3.DefiningCpandPpSamplemeanProcessvariation6*s
USL-LSLLSL
USLNominaldimThetoleranceareadividedbythetotalprocessvariation,irrespectiveofprocesscentring.DefiningCpandPpSamplemeanPDefiningCpkandPpkSamplemeanProcessvariation3sProcessvariation3sMean-LSLUSL-MeanLSL
USLNominaldimCpkandPpkIndexesaccountalsoforprocesscentring.DefiningCpkandPpkSamplemeaWhatistheDifferenceBetweenCpandCpk?TheCpindexonlyaccountsforprocessvariabilityTheCpkIndexaccountsforprocessvariabilityandcenteringoftheprocessmeantothedesignnominalTherefore,CpCpkNOTE:SameappliesalsoforPpandPpkCp=Cpk(bothlow)LSLUSLMean=NominalRejectpartsRejectpartsCphigh,Cpklow
Processshouldbeoptimized!NominalLSLMeanUSLRejectpartsWhatistheDifferenceBetweenWhatDoTheseIndexesTellUs??Simplenumericalvaluestodescribethequalityoftheprocess>>ThehigherthenumberthebetterRequirementforCpandCpkis1.67min.RecommendationforPpandPpkis1.33min.Thisleavesussomespaceforthevariation,i.e.asafetymarginAreweabletoimproveourprocessbyusingSPC?Ifindexislow,followingthingsshouldbegivenathought:IstheproductdesignOK?Aretolerancelimitssetcorrectly?Tootight?Istheprocesscapableofproducinggoodqualityproducts?Processvariation?DOErequired?Isthemeasuringsystemcapable?(SeeGageR&R)WhatDoTheseIndexesTellUsCpk-Witha2-sigmasafetymargin-3sST+3sSTLCLUCLLSLUSLMeanvalue=NominalvalueorTargetRequirementforCpandCpkis
1.67min.1.67isaratioof=5/3or10/6.6*standarddeviation10*standarddeviation2*standarddeviation2*standarddeviationCpk-Witha2-sigmasafetymaCpk<1.67theprocessNOTCAPABLEAcceptabilityofCpkIndex
Cpk>=1.67theprocessisCAPABLECpk>=2.0theprocesshasreachedSixSigmalevelCpk<1.67theprocessNOTCAWhatDoTheseIndexesTellUs??IfCp=Cpk,IfPp=Ppk,IfCpk<Cp,IfPpk<Pp,IfCp=Pp,IfCpk=Ppk,IfPp<Cp,IfPpk<Cpk,…thenprocessisaffectedbyspecialcauses.InvestigateX-bar/R-chartforout-of-controlconditions.SPCmaybeeffective…thenprocessisnotaffectedbyspecialcausesduringthestudyrun.SPCwouldnotbeeffectiveinthiscase…thenprocessperfectlycentred…thenprocessnotcentred(checkprocessmeanagainstdesignnominal)WhatDoTheseIndexesTellUsCpandCpkIndicesandDefects
(bothtailsofthenormaldistribution)Pp=Ppk=1,3363ppmdefects=0,006%Cp=Cpk=1,670,6ppmdefects=0,00006%Note:PpmrejectratescalculatedfromCp&CpkarebasedontheshorttermvariationwhichmaynotrepresentthelongtermrejectrateCpandCpkIndicesandDefectsTheEffectsofCpkandCponFFRTheEffectsofCpkandCponFExercise2:CpandCpkCalculateCpandCpkforthe100measurementsinthefile"Dataexercise1.xls"DeterminetheapproximateCpandCpkforthe4samplepopulationsonthefollowingpageShouldactionsbemadetoimprovetheseprocesses.Ifyes,which?Exercise2:CpandCpkCalculatEstimateCpandCpk?Thewidthofthenormaldistributionsshowninclude±3*sLSLUSLA)LSLUSLB)LSLUSLC)USLLSLD)EstimateCpandCpk?ThewidthEstimateCpandCpk?-A)LSLUSLA)MeanandnominalUSL-LSL6*sUSL-MeanMean-LSL3*sEstimateCpandCpk?-A)LSLUSEstimateCpandCpk?-B)LSLUSLB)NominalMeanUSL-LSL6*sUSL-MeanMean-LSL3*sEstimateCpandCpk?-B)LSLUSEstimateCpandCpk?-C)LSLUSLC)NominalMeanUSL-LSL6*sUSL-MeanMean-LSL3*sEstimateCpandCpk?-C)LSLUSEstimateCpandCpk?-DUSLLSLD)NominalMeanUSL-LSL6*sUSL-MeanMean-LSL3*sEstimateCpandCpk?-DUSLLSLSection4.UseoftheNMPDataCollectionSpreadsheetSection4.ExampleofhowtoCollectData
1. Runinandstabiliseprocess2. Notethemainparametersforreference3. Whentheprocessisstablerunthetoolfor10hours3. Take5partsoutfromeachcavityeveryhalfhourandmarkthemwithtime,dateandcavity.Total20setsof5partsfromeachcavitymustbemade,oraccordingtoagreement.4. Afterthelastsamplelotnotethemainprocessparametersforreference5. Measureandrecordthemainfunctionalcharacteristics(whitediamonds)6. FilldataintotheNMPdatacollectionspreadsheet7. Analyse!SeeDMY00019-ENClassificationandMarkingofFunctionalCharacteristicsTimeDimensionSubgroupsizen=5NumberofsubgroupsN=200,5hoursbetweensamplestakenNote:Forclarity,only6subgroupsareshownExampleofhowtoCollectDataDa
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