進(jìn)口商安全申報及承運人附加要求10+2規(guī)則英文

ImporterSecurityFilingandAdditionalCarrierRequirements“10+2”ProgramLastUpdated:February12,2009PresentationDisclaimerThepurposeofthispresentationistofamiliarizethetradewiththenewImporterSecurityFilingandAdditionalCarrierRequirements.

AlthoughthispresentationattemptstomirrortheInterimFinalRule,listenersarecautionedthattheactualfinalizedregulatorytextintheInterimFinalRuleitselfisbinding.WhileCBPwillrespondtosomequestionsduringthispresentation,certainquestionsaremoreappropriatetoberespondedtoinwriting.PartiesmaysubmitquestionsaboutthegeneralapplicationofthenewrequirementstoCBPviatheSecurity_Filing_General@mailbox.

CBPwillreviewallquestionsreceivedthroughthismailboxandwilldevelopFAQstobepostedontheCBPwebsite.

QuestionsrelatingtospecificfactsandcircumstancesofaprospectivetransactioncanbethesubjectofarulingrequestunderPart177oftheCBPregulations.

Today’sPresentationon“10+2”IntroductionandOverviewImplementationStrategySpecificImporterandFilerRequirementsAdditionalCarrierRequirementsQuestionsandAnswers

BackgroundAdvanceTradeDataInitiative(June2004)CBPTargetingTaskforce(March-May2006)SAFEPortAct(October2006)ConsultativeProcess(November2006-present)ATDI“10+2”Testing(February2007–November2008)NoticeofProposedRuleMakingProcess(January-November2008)

InterimFinalRulePublished(November25,2008)OutreachProcessCBPisconductinganextendedroundofstructuredoutreachactivitiestoengagewiththetradeonallaspectsoftherule.In-personregionalseminarsandtraderoundtablediscussionsatallofCBP’smajorseaportsandotherportsasneeded.LosAngeles-LongBeach: December9–10,2008Seattle: December11,2008NewJersey(Newark): December16-17,2008Miami:

January12-13,2009Oakland-SanFrancisco:

January14,2009Baltimore: January22,2009Philadelphia: January23,2009Charleston: January28,2009Savannah: January29,2009Houston: February4,2009NewYork(JFK): February5,6andFebruary12,2009(LongIsland)Miami February10,2009LosAngeles-LongBeach: February18,2009Boston: February23,2009Chicago February25,2009Portland,OR: March5,2009Norfolk: TBDAtlanta: TBDDetroit: TBD

Note:seetheCBP.govwebsiteforlatestinformationonthe“10+2”TradeOutreachschedule.“10+2”ImplementationStrategyEffectiveDatevs.ComplianceDateEffectiveDate:TheInterimFinalRuletookeffectonJanuary26,2009(60daysafterthepublicationdate).ComplianceDate:12monthdelayedcomplianceperiodfromtheeffectivedatetoallowindustrytocomplywiththenewrequirements.January26,2010.The12monthdelayedcomplianceperiodmaybeextendedifcircumstanceswarrant.StructuredReviewPeriodFlexibleEnforcementRobustOutreachProgramPublicParticipation“Interim”versus“Final”Rule

ImporterSecurityFilingandAdditionalCarrierRequirementsDocketNumber:USCBP-2007-0077CBPhasconcludedthattheproposedregulationswiththemodificationsdiscussedintheRuleshouldbeadoptedasfollows:Therequirementsinsection149.2(b)regardingthetimingoftransmissionfor2ofthe10ImporterSecurityFilingelementsandsection149.2(f)regardingtheflexiblerequirementsfor4ofthe10elementsareadoptedasaninterimfinalrule.Allotherrequirementsinthisruleareadoptedasafinalrule.

CBPisnotinvitingcommentsontheserequirements.Flexibilitiesfor6ElementsCBPhasaddedflexibilityforfourImporterSecurityFilingelementsastotheinterpretationofthedata:Manufacturer(Supplier)name/address,ShiptoParty,CountryofOriginandCommodityHTSUSnumberTheseelementsarestillrequired24hourspriortovessellading.Importers,intheirinitialfiling,willbepermittedtoprovidearangeofacceptableresponsesbasedonfactsavailableatthetime,inlieuofasinglespecificresponse.

Importerswillberequiredtoupdatetheirfilingsassoonasmorepreciseormoreaccurateinformationisavailable.Inaddition,CBPhasaddedflexibilityfortwoImporterSecurityFilingelementsintermsoftimingoftheprovisionofthedata:ContainerStuffingLocationandConsolidator(Stuffer)name/address.ISFImportermustfilethisdataassoonaspossible,butnolaterthan24hourspriortoU.S.arrival.StructuredReviewPeriodDuringthefirstyear,CBPwillmonitorallISFsubmissionsfortimeliness,accuracyandcompletenessandwillworkwithanynon-complyingISFfilerinordertohelpthemadheretothenewrequirements.CBPwillconsideranentity’sprogressintheimplementationoftheruleduringthedelayedenforcementperiodasamitigatingfactorinanyenforcementactionfollowingthedelayedenforcementperiod.Onthebasisofinformationobtainedduringthestructuredreviewandpubliccomments,DHSwillundertakeananalysisoftheelementssubjecttoflexibilities.DHS,incoordinationwithotherpartsoftheExecutiveBranch,willdeterminewhethertoeliminate,modify,orleaveunchangedtheserequirements.Thisonlyappliestotheflexiblerequirements.

InterestedpersonsareinvitedtosubmitwrittencommentsonthosedataelementsforwhichCBPisprovidingsometypeofflexibility

andtherequirementsrelatedtothoseelementsdiscussedinsection149.2(b)and(f).CBPalsoinvitescommentsontherevisedRegulatoryAssessmentandFinalRegulatoryFlexibilityAnalysis.FederaleRulemakingPortal:.FollowtheinstructionsforsubmittingcommentsviadocketnumberUSCBP-2007-0077.Mail:BorderSecurityRegulationsBranch,OfficeofInternationalTrade,U.SCustomsandBorderProtection,7999thStreet,NW,Washington,DC20001.CommentsareduebyJune1,2009.CommentsonRuleMakingFlexibleEnforcementCBPiscommittedtofullysupportingthetradecommunityinitseffortstosuccessfullyimplementtherequirementsofthisrule.Inordertoprovidethetradesufficienttimetoadjusttothenewrequirementsandinconsiderationofthebusinessprocesschangesthatmaybenecessarytoachievefullcompliance,CBPwillshowrestraintinenforcingtherule,takingintoaccountdifficultiesthatimportersmayfaceincomplyingwiththerule,solongas:importersaremakingsatisfactoryprogresstowardcomplianceandaremakingagoodfaithefforttocomplywiththeruletotheextentoftheircurrentability.EnforcementOptionsCBPwillenforcetheImporterSecurityFiling,vesselstowplan,andcontainerstatusmessagerequirementsthroughtheassessmentofliquidateddamages,inadditiontopenaltiesapplicableunderotherprovisionsoflaw.However,duringtheStructuredReviewandFlexibleEnforcementPeriod,CBPwillnot:issueliquidateddamagesforfailuretocomplywiththe“10+2”requirementsusethedonotload(DNL)holdfunctionforfailuretocomplywiththe“10+2”requirements(i.e.timely,accurateandcompletefilings).Thispolicywilllastfortwelvemonthsaftertheeffectivedate.Ifcircumstanceswarrant,CBPreservestherighttotakeanyandallactionsrequiredtoprotectthesecurityoftheUnitedStates.“10+2”ImporterandFilingRequirementsWhatistheSecurityFiling?CarrierRequirements:

VesselStowPlansrequiredforarrivingvesselswithcontainers.

ContainerStatusMessagesrequiredforcontainersarrivingviavessel.TheSecurityFiling,commonlyknownasthe“10+2”initiative,isaCustomsandBorderProtection(CBP)regulationthatrequiresimportersandvesseloperatingcarrierstoprovideadditionaladvancetradedatatoCBPpursuanttoSection203oftheSAFEPortActof2006andsection343(a)oftheTradeActof2002,asamendedbytheMaritimeTransportationSecurityActof2002,fornon-bulkcargoshipmentsarrivingintotheUnitedStatesbyvessel.

ImporterRequirements:

U.S.BoundCargo(IncludesFTZandIT)

:requirestheelectronicfilingofan ImporterSecurityFiling(ISF)comprisedof10dataelements.

TransitCargo(FROB,IEandTE):requirestheelectronicfilingofan ImporterSecurityFiling(ISF)comprisedof5dataelements.NewSecurityFilingDataRequirementsVesselStowPlanContainerStatusMessage(CSM)Data

1.BookingPartyname/address2.ShiptoParty3.CommodityHTS-64.ForeignPortofUnlading

5.PlaceofDelivery(FROB*,IE,TE)ISF-10“USBound”Cargo24HrsPriortoLading*(3461Entries,IT,FTZ)1.ImporterofRecordNumber2.ConsigneeNumber3.Seller(Owner)name/address4.Buyer(Owner)name/address5.ShiptoParty6.Manufacturer(Supplier)name/address7.CountryofOrigin8.CommodityHTS-6

9.ContainerStuffingLocation10.Consolidator(Stuffer)name/addressASAP,ButNLT24HrsPriortoArrivalISF-5“Transit”Cargo24HrsPriortoLading**FROBISF-5isrequiredanytimepriortoladingAdditionalCarrierRequirementsNLT48HrsAfterDeparture*Within24HrsofCreationorReceipt*Anytimepriortoarrivalforvoyageslessthan48HrsMustbelinkedtogetherasaline-itemattheshipmentlevel*ISFsfor“exempt”breakbulkshipmentsarerequired24Hrspriortoarrival.LinktoComparisonSlideFilingRequirementsAllISFfilingsaretobedoneelectronicallyviavesselAutomatedManifestSystem(AMS)ortheAutomatedBrokerInterface(ABI).Therewillbenopaperforms(e.g.,CBPForm3461equivalent)Note:CBPisnotcreatinganinternet-basedwebportaltoaccepttheISFfilings.However,someserviceprovidersallowself-filersindirectaccesstoCBPsystems.ImporterSecurityFiling(ISF)ImporterThepartyrequiredtosubmittheImporterSecurityFiling(ISF)isthepartycausingthegoodstoenterthelimitsofaportintheUnitedStates.Thispartyisknownasthe“ISFImporter”.Couldbetheowner,purchaser,consignee,oragent(e.g.customsbroker).Forforeigncargoremainingonboard(FROB),thispartyisthecarrier(vesseloperatingcarrier).Thepartyfilingtheimmediateexportation(IE),transportationandexportation(T&E),orforeigntradezone(FTZ)documentationistheISFImporterforthosetypesofshipments.TheISFImporterisultimatelyresponsibleforthetimely,accurateandcompletesubmissionoftheISFfiling.AdditionalISFResponsibilitiesPursuanttotheTradeActof2002,wherethepresentingpartyisnotabletoreasonablyverifytheinformationrequiredfortheISFfiling,thatpartymaysubmittheinformationonthebasisofwhatitreasonablybelievestobetrue.ThepartywhofiledtheImporterSecurityFilingmustupdatetheImporterSecurityFilingasadditionalormoreaccurateinformationbecomesavailable.

ISFAgentsTheISFImporter,asabusinessdecision,maydesignateanauthorizedagenttofiletheImporterSecurityFilingontheISFImporter’sbehalf.IfanagentisusedforISFpurposes,apowerofattorney(POA)isrequired.AgentsmusthaveaccesstooneofCBP’sapprovedautomatedsystems.ForISFrequirements,theapprovedsystemsarethevesselAutomatedManifestSystem(AMS)andtheAutomatedBrokerInterface(ABI).ThefilingofanISFdoesnotconstitute“customsbusiness”.Exceptionisthe“UnifiedEntry”filing.TheVesselOperatingCarrier(VOC)mayhireaNon-VesselOperatingCommonCarrier(NVOCC),oranotherparty,tobeitsagentforISFpurposes.PowersofAttorneyPOAsareexecutedbetweenandmaintainedbyprivateparties,notbyCBP.POAsmustbedoneinEnglish.Thereisnoparticularformthatneedstobefollowed.However,19CFR141.32containsanexampleofanacceptablegeneralpowerofattorney.POAsmustberetaineduntilrevoked.Revokedpowersofattorneyandlettersofrevocationmustberetainedforfiveyearsafterthedateoftherevocation.Inmostcases,existingPOAsbetweencertainparties(e.g.U.S.CustomsBrokersandtheirclients)arebroadenoughtocoverthenewISFrequirements.ISFBondingRequirementsISFfilingsmustbesecuredbyabond.Continuousbondswillbeaccepted.SingleTransactionBonds(STBs)willbeacceptedonacasebycasebasis.TheISFImportermustpossessabondordesignateanagenttofileundertheagent’sbondpriortofilingofanISF.Anagentcanfileundertheagent’sbondORundertheISFImporter’sbond.

ThefollowingtypesofbondshavebeenamendedtocoverthenewISFrequirements:Type1:BasicImportationandEntryBond§113.62Type2:BasicCustodialBond§113.63Type3:InternationalCarrierBond§113.64Type4:ForeignTradeZoneOperatorBond§113.73Existingcontinuousbondsdonotrequireabondrider.Aftertheinformedcomplianceperiodofficiallyends,theISFImportermustprovideacomplete,accurateandtimelyfilingorriskliquidateddamagesintheamountof$5,000.CBPisHiringSee“Careers”atWWW.CBP.GOV5MinuteBreak“Non-Technical”Discussionofthe“10+2”ImporterandFilerTechnicalRequirementsISF-10FilingParametersofanISF-10filing:OneISFImporterperfilingOneImporterofRecordNumberperfilingMustbepartofthesame“shipment”Mustbearrivingonthesamevessel/voyageISFsaretobedoneatthe“l(fā)owest”billofladinglevelthathasbeen(orwillbe)recordedinthevesselAMSsystem.CBPwillacceptanISFateitherthehousebillofladinglevelorregular(i.e.,simple,straight)billofladinglevel.AsingleISFmaycovermultiplebillsofladingWhileISFfilingsmaynaturallymatchupwithCBPForm3461Entries,thereisnoactualrequirementthattheydoso.StructureofISF-10FilingISFFiler: ABIFilerCodeorAMSFilerCode(SCAC)ISFImporter: ImporterID#*(CBP5106)**BondHolder: ImporterID#andBondActivityType(1,2,3,4)

Ifbondactivitytype1,Subtype8(continuous)Subtype9(STB)andSuretyCodeBillofLading#: SCAC/bill#athouseorregular(simple,straight)levelFlexibleFilingOption: Defaultis“No”.Mayselect“Yes” 1.ImporterofRecord#:

Limitedtooneperfiling 2.Consignee#: Multiple 3.Buyer(Owner) Multiple 4.Seller(Owner) Multiple 5.ShipToParties Multiple 6.Manufacturer(Supplier) Multiple/Linked 7.CountryofOrigin Multiple/Linked 8.HTS-6 Multiple/Linked 9.ContainerStuffingLoc.Multiple 10.Consolidator(Stuffer) Multiple

Note:ContainerNumbersandMasterBillofLadingNumbersareOPTIONAL. *Inmostcases,theISFImporterandtheImporterofRecordNumberwillbethesame.

**TheISFImportermustensurethattheirimporterIDnumberhasbeenregisteredwithCBPviatheCBPForm5106process.BillofLadingNumberIdentifiercommonlyknownasthe“11thElement”.RequiredaspartoftheISFFiling.TheISFImporter,ortheiragent,mustobtainthisinformationandprovideittoCBPaspartoftheISFfilingNLT24HourspriortovesselladingforISF-10filings.AbsolutelynecessarytoproperlylinktheImporterSecurityFiling(ISF)tothecustomsmanifestdata.UnifiedEntryFilingOptionFouroftheImporterSecurityFilingelementsareidenticaltoelementssubmittedforentry(CBPForm3461)and/orentrysummary(CBPForm7501)purposes.Theseelements:importerofrecordnumberconsigneenumbercountryoforigin,andcommodityHTSUSnumberwhenprovidedatthe10-digitlevel.AnimportermaysubmittheseelementsoncetobeusedforbothImporterSecurityFilingandentry/entrysummarypurposes.Ifanimporterchoosestohavetheseelementsusedforentry/entrysummarypurposes,theImporterSecurityFilingandentry/entrysummarymustbeself-filedbytheimporter

or

filedbyalicensedcustomsbrokerinasingletransmissiontoCBPnolaterthan24hourspriortolading.Inaddition,theHTSUSnumbermustbeprovidedatthe10-digitlevel.Line-ItemLinkingRequirementOnlyrequiredfortheISF-10(nottheISF-5)Manufacturer(Supplier)name/address,CountryofOrigin,CommodityHTS-6mustbelinkedattheshipmentorentrylevel.Foreachitemofmerchandisebeingimported,theISFfilermusttellCBPwhattheitemis,whomadeorsuppliedtheitemandtheitem’scountryoforigin.Line-itemlinkingisnotrequiredatthecontainer,billofladingorinvoicelevel.Line# Manf.(Supp) HTS-6 C/O001 ABCManufacturing 630210 CN

224XingongRd (bedlinens) SHANGHAI,CN 200000002 ABCManufacturing 630221 CN

224XingongRd (pillowcases) SHANGHAI,CN 200000AlternativeAddressIdentifiersAwidelyrecognizedcommerciallyacceptedidentificationnumbermaybeprovidedinlieuofthenameandaddressforcertainelements.Atthistime,CBPwillacceptaDUNSnumberinlieuofthenameandaddressforthefollowingelements:Seller(Owner)name/addressBuyer(Owner)name/addressManufacturer(Supplier)name/addressShipToPartyContainerStuffingLocationConsolidator(Stuffer)name/addressBookingPartyname/addressAddressComponentsPostalCodeinformationis“conditional”.Ifacountryusespostalcodes,itwillberequired.ThepostalcodeisakintotheU.S.ZIPcode.China(CN)usespostalcodesDuringthestructuredreviewandflexibleenforcement

period,thelackofapostalcode(whenrequired)willresultinan“acceptedwithwarning”message.SHANGHAI,CN200000CodedTransactionsNecessarybecausenotallimportationsareexactlyalike.Type01RegularType02“ToOrder”(importerunknown,e.g.“soldonthewater”)Type03HouseholdGoods/PE(informalentries)Type04Government,MilitaryType05DiplomaticType06CarnetsType07U.S.GoodsReturnedMoretypeswillbeaddedifnecessary.CBPwillworkwiththeTradetodevelopthesetypesoffilings.CodedTransactions:Type02“ToOrder”ThisiswherethegoodsarebeingshippedtotheUnitedStateswithoutaknownU.S.ImporterofRecord24hourspriortolading.Forexample,acontainerfullofcocoabeans.AllISF-10elementsarerequired.ImporterofRecord#:AforeignentitymaybeidentifiedastheImporterofRecordNumber.However,thismustbeupdatedpriortoarrivaliftheactualelementbecomesknown.Thisparty’simporternumber(seeCBPForm5106)mustbeonfilewithCBPpriortothefilingoftheISF.Consignee#:MustbeaU.S.entity.CouldbetheU.S.-basedcommoditiesagent,tradingcompany,customsbrokerorsomeotherpartythathasoversightoverornexuswiththetransaction.Thismustbeupdatedpriortoarrivaliftheelementbecomesknown.(Often,thisisthe“NotifyParty”onthecustomsmanifest).Buyer(Owner):Mayprovidethenameoftheownerofthegoods.ThismaybethesameastheSeller(Owner)ISF-10dataelementifthepartiesarethesame.ShipToParty:Mayprovidetheidentityofthefacilitywherethegoodswillbeunladen(e.g.,FIRMScode).Type03:“HouseholdGoodsandPE”Type03“HouseholdGoodsandPersonalEffects”:Thisiswherenon-commercialgoodsarebeingshippedtotheUnitedStates.Forexample,astudentthathasbeenstudyingoverseasisshippinghis/hergoodshome.ImporterofRecord#:ForU.S.Residents,aSocialSecurityNumbermaybeprovidedaslongasithasbeenrecordedbyCBP(seeCBPForm5106). Inthealternative(andfornonU.S.residents),apassportnumber,withcountryofissuanceandadateofbirthmustbeprovided.Consignee#:MaybethesameasImporterofRecord#.Seller(Owner):Owner’snameandlastforeignaddress.Buyer(Owner):Owner’snameandnewaddressintheUnitedStates.ShipToParty:Generally,theimporter’snewaddressintheUnitedStates.Manufacturer(Supplier)name/address:Owner’slastforeignaddress.Type03:“HouseholdGoodsandPE”Type03Continued:CountryofOrigin:CountrycodefromOwner’slastforeignaddress.CommodityHTS-6:9804.00forhouseholdgoodsandpersonaleffectsContainerStuffingLocation:Follownormalrequirements.Consolidator(Stuffer)name/address:Follownormalrequirements.ExemptionsfromtheSecurityFilingBulkCargoisexemptfromallISFrequirements.“Exempt”BreakBulkiscargothathasalreadyreceivedatemporaryexemptionfromCBPforthepurposesofthe24HourManifestRulerequirements.AnISFfor“Exempt”BreakBulkcargoneedstobefilednolaterthan24HourspriortoU.S.arrival.Ship’sEquipment(FromISFfilings)InstrumentsofInternationalTrade(FromISFfilings)CargoarrivalsintotheU.S.bymodesotherthanvessel.DepartmentofDefenseshipmentsthatareexemptfrommanifestrequirements.AmendmentProcessTheISFImporterisultimatelyresponsibleforupdatingtheImporterSecurityFiling.

IfanISFagentwasusedtofiletheinitialISF,theagentcanupdatetheISFviaABIorAMS.IftheISFImporterneedstoupdatetheoriginalISF(e.g.,theISFagentrefusestoupdateorwithdrawtheoriginalfiling),theISFImportermustcontactaCBPClientRepresentativeandhavetheoriginalfilingcancelledbeforea“new”filingcanbesentintoreplacetheoriginalone.TheISFmustbeupdated,ifafterthefilingandbeforethegoodsenterthelimitsofaportintheUnitedStates,therewerechangestotheinformationfiledormoreaccurateinformationbecomesavailable.Note:TherequirementtoamendanISFgenerallyterminateswhenthevesselcallsintotheFIRSTU.S.Port.AmendmentProcessfor“FlexibleOption”Note:IftheISFImportertookadvantageoftheflexibilityastointerpretationforthe

Manufacturer(orsupplier),Shiptoparty,Countryoforigin,andCommodityHTSUSnumber,theISFfilingmustbeupdatedassoonasmorepreciseormoreaccurateinformationisavailable,innoeventlaterthan24hourspriortoarrivalataU.S.port.ISFFilerMessagingComponentsCBPwillreturnsystemmessagestotheISFfiler.Accept,AcceptwithWarning,ConditionalAcceptance*orRejectAuniqueidentificationnumberwillbereturnedforallISFfilingsthathavebeenaccepted;withtheexceptionoftheUnifiedISF-5filing.ReceiptthatafilinghasbeensubmittedUsedtoperformamendmentsorwithdrawalsTheremaybemultipleseparateISFspersamebillofladingAbilloflading“match”or“nomatch”messagewillbereturnedifanISFmatchestoabill.If“nomatch”thesystemwillperiodicallycheckforamatch.Ifamatchismade,amessagewillbesentbacktothefiler.If“nomatch”after5days,thesystemwillreturnawarning.If“nomatch”after20days,thesystemwillreturnasecondwarning.If“nomatch”after30days,thesystemwillreturnafinalwarningmessage.PleasenotethattheISFwillnotactually“expire”.*Aftertheinformedcomplianceperiodends,therewillbeconditionalacceptanceofanISF-10ifthecontainerstuffinglocationandconsolidatorname/addressdataelementsarenotprovidedwiththeinitialISFfiling.ISFFilerMessagingComponentsDoNotLoad(DNL)notificationmessagingCBPwillnotsendanactualDNLholdmessagetotheISFFiler.DNLsaremadeagainstbillsofladingandareonlysenttotheappropriatecarriers.CBPwillsendanotificationtotheISFFilerthattheirISFpromptedaDNLholdmessage.ThismessagingwillgivetheISFFileranopportunitytocorrectamistakeormitigateaperceivednationalsecurityriskpriortovessellading.Forexample,anISFmayhavebeensentwiththeHTScodeof2844.10whichindicatesthepresenceofnuclearmaterials.CarrierMessagingComponentsCBPwillreturnsystemmessagestotheissuerofthebillofladingatthehouseorregularbilllevel(notthemasterbilllevel).Astatusnotificationof“ISFonFile”willbesenttotheissuerofthebilloflading(e.g.,NVOCCorcarrier)andallsecondnotifyparties.Theissuerofthebilloflading(i.e.,NVOCCorcarrier)willnotbeabletoaccesstheactualISFdataelements.Thismessagingwascreatedattherequestofthetrade.CBPwillnotissue“affirmativeload”messages.Thevesseloperator,vesseloperatingcarrierandNVOCCsarenotrequiredtoverifythatanISFhasbeenfiledagainstabilloflading.

TheonusisontheISFimportertoprovideacomplete,validandtimelyISFtoCBP.In-BondDiversions18.5(g)In-bondshipmentswhich,atthetimeoftransmissionoftheImporterSecurityFilingasrequiredby§149.2areintendedtobeenteredasanimmediateexportation(IE)ortransportationandexportation(T&E)shipment,permissiontodivertthein-bondmovementtoaportotherthanthelistedportofdestinationorexportortochangethein-bondentryintoaconsumptionentrymustbeobtainedfromtheportdirectoroftheportoforigin(oftheoriginaldestination).Forexample,cargoshippedfromHongKongtoLongBeach,CAwasoriginallygoingtobeTE’dthroughLaredo,TXtoNuevoLaredo,Mexico.AnISF-5wasfiled24Hourspriortolading.Beforetheshipmentcouldbe“changed”intoaconsumptionentry,permissionwouldneedtobegrantedfromthePortDirectorinLongBeach,CASuchpermissionwouldonlybegranteduponreceiptbyCustomsandBorderProtection(CBP)ofacompleteImporterSecurityFilingasrequiredbypart149.EnforcementMeasures

QuizQ. LiquidatedDamagesinthefirstyear?Q. DoNotLoad(DNL)holdmessagesforISFcompliance reasonsinfirstyear?Q. DNLsfornationalsecurityreasons?AvailableResourcesAvailableTodayonCBP.gov:CopyoftheInterimFinalRuleCopyoftheRegulatoryAssessmentGeneralFrequentlyAskedQuestions(FAQs)DocumentTechnicalFileFormatsNewsReleasesSecurity_Filing_General@mailboxAvailableintheNearFuture:UpdatedGeneralInformationFAQUpdatedTechnicalFAQUpdateFileFormatsQuestions?JohnJurgutisChiefProgramManagerSecureFreightInitiative(SecurityFiling)CustomsandBorderProtectionSecurity_Filing_General@AdditionalCarrierRequirementsStowPlansStowPlansCarriers(i.e.theVesselOperator)arerequiredtosubmitavesselstowplanforvesselsdestinedtotheUnitedStates.OnlyforvesselscarryingContainerizedCargoVesselscarryingonlyBulkorBreak-Bulkcargoareexempted(e.g.,vehiclecarriers)Requirednolaterthan48Hoursafterdeparturefromthelastforeignport.Forvoyageslessthan48Hours,thestowplanisrequiredpriortoarrival.VesselAutomatedManifestSystem(AMS),securefiletransferprotocol(sFTP)ore-mail.StowPlansThevesselstowplanmustincludestandardinformationrelatingtothevesselandeachcontainerlade