中英文客戶交易協(xié)議

第頁共頁中英文客戶交易協(xié)議中英文客戶交易協(xié)議scopeofagreement(協(xié)定的范圍)snc和客戶之間所有交易和所有合同應(yīng)受本項客戶協(xié)議和任何關(guān)于snc的交易規(guī)章，或snc所有的附加條款約束。snc可能隨時設(shè)定或更改這些條款而即時構(gòu)成客戶協(xié)議的一局部。如有必要(假如有的話)，如須采用其他或附加的條款，snc應(yīng)以書面形式同意或通知客戶。任何對此協(xié)議的補充或修改建議，如沒有由snc聘請的受權(quán)人的書面協(xié)議，均為無效。這項協(xié)議提及并延伸到客戶和snc之間潛在交易關(guān)系。此關(guān)系是指在國際銀行間市場，按本協(xié)議規(guī)定的場外即時外匯交易關(guān)系。客戶同意、理解和認同其與snc的交易關(guān)系，在任何時候都不涉及任何交易所的做市，交易或代理活動。根據(jù)符此項協(xié)議的條件，從承受客戶的申請snc開戶到帳戶的全面設(shè)置和完成，snc須以客戶的名義維護并為客戶在帳戶從事現(xiàn)金結(jié)算和在貨幣市場上現(xiàn)貨結(jié)算；并在將來提供其他效勞和產(chǎn)品。除非另有書面明文規(guī)定，所有合同及其他snc與客戶應(yīng)受本客戶協(xié)議，包括風險聲明，snc外匯交易政策，需在必要時修訂。riskacknowledgements〔風險須知〕customeracknowledgesandunderstandsthattradingandinvestmentinleveragedotcforeigncurrencycontractsishighlyspeculative,involvesanextremedegreeofrisk,andisgenerallyappropriateonlyforpersonswhocanassumeriskoflossinexcessoftheirmargindeposit.customerunderstandsthatbecauseofthelowmargin/highleveragenormallyavailableinforeigncurrencytrading,pricechangesinforeigncurrencycontractsmayresultinsignificantlosses.suchlossesmaysubstantiallyexceedcustomer’sinvestmentandmargindeposit.bycustomerdirectingsnc?toenterintoanyforeigncurrencycontract,anyprofitorlossarisingasaresultofafluctuationintheexchangerateaffectingsuchcurrencywillbeentirelyforthecustomer’saccountandrisk.客戶確認并明白，交易和投資在場外杠桿式外集合約是有高度投機性，涉及極端的風險程度，而且通常只合適可承當損失超過其保證金風險的人?？蛻衾斫猓捎诘捅ＷC金/高杠桿作用，進展外幣交易時，外幣匯率收縮引起的價格變動可能導(dǎo)致重大損失。這種損失可能大大超出客戶的投資金額和保證金?？蛻敉ㄟ^snc進入任何外集合同，由于貨幣的匯率波動所造成的利潤或虧損將完全屬于賬戶承當?shù)娘L險?？蛻魴?quán)證，其愿意且可以在財務(wù)上承當外幣交易的風險；并考慮雖然他/她的帳號是由snc開通，如其雇員，代理人或代表提供交易建議，他們對建議導(dǎo)致的虧損不負任何責任?？蛻粢溃谕鈳沤灰字袚；虮ＷC免受損失和預(yù)測交易回報是不可能的?？蛻粢斫鈙nc或任何其代表或任何介紹經(jīng)紀人或其他實體對客戶在他/她的snc外匯賬戶的任何交易也沒有這類的擔保。在任何情況下，客戶須對所有所有與帳戶相關(guān)的交易或者因市場價波動引起的風險承當全部責任和風險?？蛻繇氃敢獠⒃诮?jīng)濟上承當交易損失，并同意即時外匯交易是適宜的投資產(chǎn)品。在snc無法直接控制的情況下，snc對任何因網(wǎng)上(電子)交易平臺或任何通訊設(shè)施或其他原因造成的延時，局部或完全故障不負任何責任?？蛻粜枥斫獠⒋_認按照本協(xié)定進展交易與在標準的市場或交易所進展的交易有所不同?？蛻繇氈趫鐾饣螂娮油鈪R交易所涉及到的風險并且具有承當虧損的經(jīng)濟才能。(對進一步關(guān)于外匯交易的風險的討論，請參閱風險聲明)。?customer’srepresentationsandwarranties(客戶的事實陳述和保證)自每份合同簽訂的日期及在客戶的帳戶中任何交易的日期起，或者對任何snc風險聲明或交易規(guī)定的修改日起，對于所有修改或更新，客戶向snc說明及保證，并站在snc的利益角度同意以下：customerisofsoundmind,legalage(18intheusa)andlegalpetence.客戶是理智，到達法定年齡(在美國為十八歲)和遵循法律規(guī)定。customer(ifnotanaturalperson)isdulyorganizedandvalidlyexistingundertheapplicablelawsofthejurisdictionofitsorganization.客戶(假如不是自然人)，是有效存在正式組建并經(jīng)由法律管轄的組織。executionanddeliveryofthisagreementandallcontractsandothertransactionscontemplatedhereunderandperformanceofallobligationscontemplatedunderthisagreementandallcontractsandothertransactionscontemplatedhereunderhavebeendulyauthorizedbycustomer.本協(xié)定的所有合同和其他在第二十八條和所有根據(jù)這項協(xié)議的義務(wù)下的合同，所有合同和由受權(quán)的顧客按照第二十八條規(guī)定的義務(wù)下執(zhí)行和施行的其他交易。eachpersonexecutinganddeliveringthisagreementandallcontractsandothertransactionscontemplatedhereunderonbehalfofcustomerperformingtheobligationscontemplatedunderthisagreementandanycontractandothertransactioncontemplatedhereunderonbehalfofcustomer,hasbeendulyauthorizedbycustomertodoso.每個人的執(zhí)行和兌現(xiàn)這項協(xié)議，所有合同和其他以第二十八條代表客戶履行合同義務(wù)的交易合同，這項協(xié)議和任何合同和其他交易下，謹代表客戶的利益。executionanddeliverybycustomerofthisagreementandallcontractsandothertransactionscontemplatedhereunder,andperformanceofallofcustomer’sobligationscontemplatedunderthisagreementandanycontractandothertransactioncontemplatedhereunder,willnotviolateanystatute,rule,regulation,ordinance,charter,by-laworpolicyapplicabletocustomer.?客戶根據(jù)本協(xié)定的所有合同和其他交易的情況的執(zhí)行、交付，所有客戶的合同義務(wù)的行為應(yīng)按照這項協(xié)議和任何合同和其他交易的情況，不違背任何法規(guī)、規(guī)那么,規(guī)章、條例、章程，法律或政策適用于顧客。customerhasfullbeneficialownershipofcustomer’saccount.customerhasnotgrantedandwillnotgrantasecurityinterestincustomer’saccountwithsnc?(otherthanthesecurityinterestgrantedtosnc?hereunder)toanypersonwithoutsnc?priorwrittenconsent.customerhasfullbeneficialownershipofallcollateralandwillnotgrantanysecurityinterestinanycollateraltoanyperson(otherthanthesecurityinterestgrantedtosnc?hereunder)withoutpriorwrittenconsentofsnc.客戶已擁有客戶帳戶的全部實益?？蛻粼趕nc帳戶沒有且而不會有對未經(jīng)snc事先書面同意的任何人給予權(quán)益擔保(除第二十八條平安利益給予snc)?？蛻魮碛兴械盅旱牡某浞謱嵰?，也不會在任何人未經(jīng)snc事先書面同意的任何抵押中給予任何權(quán)益擔保(除下文中利益平安給予了snc)。customerwillexecuteanddeliveralldocuments,giveallnotices,makeallfilingsandtakesuchotheractionsassnc,initssolediscretion,deemsnecessaryordesirabletoevidenceorperfectanysecurityinterestinfavourofsnc?ortoprotectsnc?interestswithrespecttoanycollateral.客戶將像snc一樣自主執(zhí)行和提供所有文件，發(fā)出所有通知，進展所有備案和采取其他行動。在其認為必要或適宜時，為了有利于snc，對任何抵押提供證明或者表示尊重。customerherebywarrantsthatregardlessofanysubsequentdeterminationtothecontrary,customerissuitabletotradeforeigncurrencyandisasophisticatedforeignexchangeinvestor.客戶在此保證，不管之后有何相反的決定，客戶是合適進展外匯交易，而且是成熟的外匯投資者。客戶已閱讀并理解本協(xié)議的風險聲明。在每次對snc風險聲明修訂后，客戶需無限制的重新閱讀聲明內(nèi)容?？蛻舨粫绊懣蛻舻膸糁械娜魏伍_盤交易的，除非客戶明白snc風險披露的修改，和客戶同意在實際開盤交易時的任何開盤交易進展均被視為已經(jīng)閱讀并理解已修改的snc外匯風險披露。客戶已經(jīng)閱讀并理解載于本協(xié)議的買賣政策，包括但不限于snc交易政策?？蛻魧彶閟nc買賣政策，其中包括但不限于snc交易政策每次都被修訂。顧客不會影響任何開盤交易的客戶的帳戶，除非客戶明白snc買賣政策的修改，和客戶同意在實際開盤交易時的任何開盤交易進展均被視為已經(jīng)閱讀并理解已修改的snc外匯買賣政策。customeracknowledgesthatcustomerhasconductedsimulatedtradingusingthesncdemotradingplatformforaperiodthathasallowedthecustomertodevelopafullunderstandingofthesnc?intertradingplatformanonlinetradingsystemforspotforeignexchangereal-timetrading.客戶成認曾使用snc進展模擬外匯交易演示平臺，已經(jīng)允許客戶建立一個對snc外匯網(wǎng)上交易平臺的全面認識，為即期外匯實時交易的網(wǎng)上交易系統(tǒng)。allinformationprovidedbycustomertosnc,includinginformationregardingcustomer’stradingexperienceandinvestmentsophistication,istrue,correctandplete,andcustomerwillnotifysnc?promptlyofanychangesinsuchinformation.所有客戶提供應(yīng)snc的外匯信息，包括客戶真實、正確及完好的交易經(jīng)歷和投資的復(fù)雜化，客戶將通知snc外匯及時更改這些信息。trading〔交易〕4.1--authorizationtotradeforcustomer’saccount本協(xié)議相關(guān)的條款和所有的承諾，包括snc外匯風險披露聲明和snc交易政策文件，客戶帳戶申請書和任何適用的增編，客戶受權(quán)snc外匯進展交易。在現(xiàn)貨的根底上按照客戶的電子、書面或口頭指示為客戶的賬戶，通過snc外匯網(wǎng)上交易平臺——網(wǎng)上交易系統(tǒng)直接與snc連接應(yīng)用，可以透過或其他通信手段直接連接到snc外匯交易效勞臺，明確場外外匯買賣合約customeragreestoberesponsibleforanytransactioninstructionreceivedbysnceitherelectronicallyviathesnc-intertradingplatform(orsimilarproduct),ororallyoverthetelephone.?beforeexecutingatransaction,sncwillrequirethecustomeratleast-toprovideusernameandpasswordauthorizationelectronicallyviaaloginprocedureorifcontactedviathetelephone,orallyviaanidentificationprocedure.?correctinformationwillauthenticatethecustomerandallowthecustomertoconducttransactionsintheauthorizedsncaccountforthatauthentication.客戶同意對snc通過snc網(wǎng)上交易平臺(或類似產(chǎn)品)，或收到的任何交易指令負責。在執(zhí)行一項交易前，snc會懇求客戶要至少提供經(jīng)電子受權(quán)登錄的用戶名和密碼，假如是通過聯(lián)絡(luò)，以口頭通過鑒定程序。正確的資料將認證客戶，并授予其有在snc帳戶進展交易的權(quán)利。ifcustomer’saccountisajointaccount,sncisauthorizedtoactontheinstructionsofanyoneownerwithoutfurtherinquiry,withregardtotradingintheaccountand/orthedispositionofanyandallassetsintheaccount.sncshallhavenoresponsibilityforfurtherinquiryintosuchapparentauthorityandnoliabilityfortheconsequencesofanyactionstakenorfailedtobetakenbysnc?andanyofitsemployeesinrelianceonanysuchinstructionsorontheapparentauthorityofanysuchauthorizedperson(s).假如客戶的賬戶是一個聯(lián)名賬戶，snc有權(quán)在沒有作進一步調(diào)查下，識演任何戶主的角色，買賣和/或處置任何和所有資產(chǎn)帳戶。對于交易賬戶.snc不承當對這種表見權(quán)利的進一步討論，并這類表見受權(quán)，不對snc和其信賴的任何雇員，按指示或按任何受權(quán)的表見代理人，采取或未能采取的任何行動的后果負責。--?4.2pricinginformation〔定價信息〕snc?willmakeavailable,bypostingonthesnc?intertradingplatform--anonlinetradingsystem,orbycustomerelectronicallycontactinganyalternativedesignatedbysnc,bytelephoningthesnc?dealingexecutiondesk,orbyanyothermunicativemeansavailabletosnc?andit’scustomers,bidandaskpricesatwhichsnc?ispreparedtoenterforeigncurrencycontractswithauthorizedcustomers.eachbidoraskpriceshallbeforaspotcontractwithaspecifieddateandforaspecificforeigncurrencypair.?sncmakesnowarrantyexpressedorimplied;thatbidandaskpricesshownrepresentprevailingbidandaskpricesintheinterbankmarket.-inaddition,althoughsncreasonablyexpectstomakeavailablecontinuouspricesduringbusinesshours,becauseofanumberoffactorsincludingbutnotlimitedtotechnologyfailures,municationsystemdelays,lackofinterbankliquidityorhighmarketvolatility,sncmakesnowarrantiesthatdealingpricesandliquiditywillbeavailablecontinuouslytocustomerseitherelectronicallyorviathetelephoneorbyanyothermunicationdevise.snc將通過snc網(wǎng)上交易平臺——一網(wǎng)上交易系統(tǒng)，或由客戶通過其他任何snc和其客戶指定的方式，撥到snc或其他任何snc和其客戶協(xié)定的交易執(zhí)行效勞臺，snc在已設(shè)立的外集合同與受權(quán)客戶出價和詢價。每次出價或詢價應(yīng)為有詳細日期的某一特定外幣組合的現(xiàn)貨合同。snc不擔保明示或暗示，顯示在銀行間市場的報價和詢價報價為無效的出價或詢價。此外，雖然snc有理由預(yù)期在交易時間____一個持續(xù)有效的價格，但由于假設(shè)干因素，包括但不僅僅是技術(shù)故障、通訊系統(tǒng)的延誤、銀行間缺少流動資金或較大市場波動，snc不擔保客戶通過電子或或其他任何通信方式下得到的交易價格和流動性可持續(xù)有效。--4.3executionoforders(下單的執(zhí)行)allcontractsmadeandenteredintobetweencustomerandsnchereunderwillbeenteredintobysnc?asprincipal.?snc?willreasonablyattempttoexecuteallordersthatitmay,initssolediscretion,acceptfromcustomerforthepurchaseorsaleofcontractsinaccordancewiththecustomer’selectronic,writtenortyped,ororalinstructions.however,sncshallnotberesponsibleforanylossordamagecaused,directlyorindirectly,byanyevents,actionsoromissionsbeyondthereasonabledirectcontrolofsnc,including,withoutlimitation,lossordamageresulting,directlyorindirectly,fromanydelaysorinaccuraciesinthetransmissionofordersand/orinformationduetoabreakdowninorfailureofanytransmissionormunicationfacilities.所有客戶和snc簽訂的合同，將被snc錄入。snc將合理地嘗試執(zhí)行的所有命令，它可在其自行斟酌，承受客戶以電子、書面、打字或口頭知識的買賣合同。然而，snc不應(yīng)對受到任何事件、超出snc合理直接控制的行為或不行為，直接或間接造成的損失或損害承當任何責任，其中包括但不僅僅是，因任何傳輸或通訊設(shè)施損壞或失敗直接或間接造成任何傳遞訂單和/或信息的拖延或不準確。business.?insuchcircumstances,orderswillbeexecutedona“best-effortsbasis”oncethemarketisreopenedonthenextsncbusinessday.customeracknowledgesthatexecutionmaynotbeimmediateoratthepricedictatedbytheopeninglevelduetoimbalancesinorders,marketconditions,marketliquidityorothercircumstances.?sncshallhavenoresponsibilityfordelaysinthetransmissionofordersduetodisruption,marketconditions,failureormalofmunicationsfacilitiesandshallnotbeliableforanyclaims,losses,damages,costsorexpenses,includingattorneys’fees,toanypersonorentityasaresultofitsnegligence.客戶成認、理解并同意，所有市場訂單和非市場訂單，如限價單、止損訂單、一放取消另一方訂單，或任何其他受snc的代表傳播和承受的非市場訂單，都被snc所承受和在"盡最大努力"的根底上按照有關(guān)規(guī)定、營運政策、不時修正、客戶確認開展。但是，由于市場條件或其它情況，snc可能無法在市場或客戶指定程度上執(zhí)行?？蛻粜柰猓瑂nc將不承當任何這些命令執(zhí)行失敗的責任。這包括但不僅僅是所有在一個周末或假期期間，snc停頓交易時入場的訂單。在這種情況下，當市場在將來snc的交易日重新開放時，訂單將在"盡最大努力"的根底上被執(zhí)行。客戶明確，由于訂單不平衡、市場條件、市場流動資金或其他情況，執(zhí)行不一定是即時的或在規(guī)定的價格程度上。snc不對在發(fā)送訂單過程中，因擾亂、市場條件、通訊設(shè)施的失效或故障造成的延誤負責；并不為由于其忽略造成任何索賠、損失、本錢或費用，包括任何人或?qū)嶓w在內(nèi)的律師費承當責任。-?4.4--positionsandorderslimitations(倉位和下單限制)snc?reservesthesolediscretionaryrighttolimitthenumberofopenpositionswhichcustomermayenter,acquireormaintainwithsnc,torefuseacceptanceofanyorderenteredbycustomerortoalteritsdealingrelationshipwiththecustomertoincludeorexcludeuseofanyelectronictradingworkorothertradeexecutionmethodinanymannerandtoanyextent.snc保存自行裁量，以限制客戶與snc獲得或維持，可能進入的未平倉合約數(shù)?；亟^承受任何客戶的入場命令或改變其與客戶，包括或不包括使用任何電子交易網(wǎng)絡(luò)或其他以任何方式任何程度的方法執(zhí)行的交易關(guān)系。--4.5ting(對沖)snc有權(quán)在每月末自由決定對沖所有倉。marginrequirements(保證金要求)customershallprovidetoandmaintainwithsnc?margininsuchamountsandinsuchforms,andwithinsuchlimitsassnc,initssolediscretion,mayfromtimetotimerequire.marginrequirements,includinginitial(opening)marginandmaintenancemarginrequirements,aredefinedinsnc?tradingpolicies.snc?maychangemarginrequirementsatanytime.customeragreestodepositbyimmediatewiretransfersuchadditionalmarginwhenandasrequiredbysnc,andwillimmediatelymeetallmargincallsinsuchmodeoftransmissionassnc?shall,initssolediscretion,designate;provided,however,andnotwithstandinganydemandforadditionalmargin,snc?mayatanytimeproceedtoliquidatecustomer’saccountinaccordancewithtradingpolicies.anyfailurebysnc-toenforceitsrightshereundershallnotbedeemedafuturewaiverofsuchrightsbysnc,andthecustomershallimputenoliabilitytosnc-whatsoeverforlossesresultingfromsuchfailure.nopreviousmarginrequirementbysnc?shallprecludesnc?fromincreasingordecreasingthatrequirementwithoutpriornotice.snc?maycallforadditionalmargin(“margincall”)atanytimecustomer’smarginbalancefallsbelowthesnc?maintenancemarginlevelasappliedtothataccountandatanytimesnc,initssolediscretion,believesthatitisprudenttodoso.snc?mayatanytimeliquidatecustomer’saccountinaccordancewithtradingpoliciesandparagraph12below.客戶應(yīng)提供并保持snc一定數(shù)額和一定形式的保證金；而在snc限度可隨時斟酌決定保證金的要求，包括初期(開戶時)snc交易政策指定的保證金和維持保證金的要求。snc可以在任何時候改變保證金要求?？蛻袅⒓措妳R同意并視snc需要存入額外保證金時，會立即滿足所有保證金要求，在這種傳播方式為snc應(yīng)自行劃定提供的。然而,盡管有額外保證金的需求，按照交易政策和第12段，snc可以在任何時候進展客戶帳戶的清算。securityagreement(平安協(xié)議)inordertosecureanyindebtednessorotherobligationsatanytimeowingfromcustomertosnc,including,withoutlimitation,為了確保任何從客戶到snc在任何時間的債務(wù)或義務(wù)，包括沒有限制，indebtednessorotherobligationsunderanyaccount,contractorothertransactionwithsnc?;or任何賬戶的債務(wù)或其他義務(wù)，合約或其它與snc的交易；或者anyindebtednessorotherobligationsresultingfromanyguaranteebycustomerofanyaccount,contractorothertransactionwithsnc?,customerherebyassigns,pledgesandgrantstosnc-asecurityinterestinandrightofsetoffagainst:snc在保障權(quán)益下有權(quán)取消任何債務(wù)或因任何客戶帳戶的任何保證，合同或其它與snc的交易，客戶的轉(zhuǎn)讓、認捐和送贈；allofcustomer’saccountswithsnc;所有snc帳戶的客戶allcontracts,cashandotherpropertyincustomer’saccountatsnc-ordeliveredorotherwiseprovidedbycustomertosecureitsindebtednessorotherobligationstosnc-orinsnc-possessionorcontrolforanypurpose(includingsafekeeping);and所有在snc或交付或客戶另有規(guī)定的合約、現(xiàn)金及其他在客戶帳戶的財物，以確保其對snc欠債或其他義務(wù)，或snc為任何目的的控制包括平安保管)；allproductsandproceedsoftheforegoing(collectively,(i),(ii)and(iii)arereferredtoas“collateral”).所有前述的產(chǎn)品和收益((i)、(ii)、(iii)被稱為"抵押品")。intheeventofindebtednessofcustomertosnc-forreasonsincludingbutnotlimitedto(a)and(b)outlinedabove,snc-shallhavetherighttosell,pledge,rehypothecate,assign,invest,mingleandotherwiseuseanycollateralitholds(including,butnotlimitedto,usingthecontractsascollateralforaloantosnc?)freefromanyclaimorrightofanynaturewhatsoeverofthecustomer,includinganyequityorrightofredemptionbythecustomerandtoregisteranycollateralinthenameofsnc?,itscustodianoranomineeforeither.anyfailurebysnc?toenforceitsrightshereundershallnotbedeemedafuturewaiverofsuchrightsbysnc.snc?isirrevocablyappointedasattorney-in-factforcustomerandisauthorized,withoutnoticetocustomer,toexecuteanddeliveranydocuments,giveanynoticeandtotakeanyactionsonbehalfofcustomer,includingtheexecution,deliveryandfilingoffinancingstatements,thatsnc?deemsnecessaryordesirabletoevidenceortoprotectsnc?interestwithrespecttoanycollateral.intheeventthatthecollateraldeemedacceptabletosnc?(“eligiblecollateral”)isatanytimeinsufficienttosatisfycustomer’sindebtednessorotherobligationstosnc,includingobligationstoprovidemargininaccordancewithtradingpoliciesandparagraph7hereof,customershallpromptlypayupondemandtheentireamountofsuchdeficitinaccordancewithtradingpoliciesandparagraph8hereof.因客戶的snc債務(wù)原因，包括但不僅僅是上述的(a)和(b)，snc有權(quán)出售、抵押、質(zhì)押、轉(zhuǎn)讓、投資，并以其它方式使用任何其所持有的抵押品(包括但不僅僅是，以合同作為snc的貸款抵押品)，客戶不具有對包括客戶或其監(jiān)護人或提名人的任何股權(quán)或贖回權(quán)，和在snc名下登記任何抵押品，提出任何索賠或應(yīng)具的權(quán)利。任何snc對行使其權(quán)利的失敗，不被認為是snc將來放棄這些權(quán)利。snc不可撤消地在不通知客戶的情況下作為客戶和受權(quán)的實際代理人，代表客戶執(zhí)行和提供任何文件，發(fā)出任何通知并采取任何行動，包括處理、發(fā)送融資檔案，snc在舉證和保護snc利益與尊重任何抵押品上被認為是必要或合適的。snc認為是可承受的抵押品("合格的抵押品")，即在任何時候，當客戶缺乏以抵償snc的負債或其他義務(wù)，包括按照貿(mào)易政策和第7條，提供保證金的義務(wù)，客戶應(yīng)按照貿(mào)易政策和第八條要求的，迅速支付全部負債金額。capacity(性能)anyandallcontractsandtransactionsmadeandenteredintobysnc?hereunderasaresultofcustomerdirectingsnc?toenterintosuchcontractsandtransactions,aremadeandenteredintobysnc?asprincipal.unlessotherwiseagreedtoinwritingsnc?shallactasprincipalinanyandallcontractsandtransactionswiththecustomerandnotasbroker,intermediary,agent,andadvisororinanyfiduciarycapacity.thecustomerunderstandsandrecognizesthatanyandalltransactionsandcontractsenteredasaresultofcustomerdirectingsnc-toenterintosuchtransactionsandcontractsmaybeenteredbysnc,asprincipal,withfinancialinstitutionsincluding,withoutlimitationbanks,clearinginstitutionsandforeignexchangedealers(“counterparty”)atthesolediscretionandoptionofsnc.customerrepresents,agreesandauthorizessnc-toactasprincipalinentering,delivering,selling,purchasingandclearingwithcounterpartyanyandallcustomer’scontracts.customershallguaranteeandholdsnc?harmlessagainstanylossitmaysustainthereby.snc-may,atitssolediscretionandoption,actasprincipalinpurchasing,selling,deliveringandclearinganycontracts,includingallcustomer’scontracts,withthecounterparty(s).因客戶的snc債務(wù)原因，包括但不僅僅是上述的(a)和(b)，snc有權(quán)出售、抵押、質(zhì)押、轉(zhuǎn)讓、投資，并以其它方式使用任何其所持有的抵押品(包括但不僅僅是，以合同作為snc的貸款抵押品)，客戶不具有對包括客戶或其監(jiān)護人或提名人的任何股權(quán)或贖回權(quán)，和在snc名下登記任何抵押品，提出任何索賠或應(yīng)具的權(quán)利。任何snc對行使其權(quán)利的失敗，不被認為是snc將來放棄這些權(quán)利。snc不可撤消地在不通知客戶的情況下作為客戶和受權(quán)的實際代理人，代表客戶執(zhí)行和提供任何文件，發(fā)出任何通知并采取任何行動，包括處理、發(fā)送融資檔案，snc在舉證和保護snc利益與尊重任何抵押品上被認為是必要或合適的。snc認為是可承受的抵押品("合格的抵押品")，即在任何時候，當客戶缺乏以抵償snc的負債或其他義務(wù)，包括按照貿(mào)易政策和第7條，提供保證金的義務(wù)，客戶應(yīng)按照貿(mào)易政策和第八條要求的，迅速支付全部負債金額。rollovers(隔夜利息)intheabsenceofanoffsettingorclosingliquidationtradedonepriortothecloseofbusiness,snc?isauthorizedtorolloveralloranyportionoftheforeigncurrencypositionsincustomersaccountatsnc?’sabsolutediscretionandatcustomer’srisktothenextsettlementspotdate.-rolloverswillbeexecutedatratesdeterminedbysncandatsnc’sabsolutediscretion.?rolloverdebitsorcreditswillbereflectedinthecustomer’saccountatatimeafterthenormalcloseofthebusinessdayforsnc.?sncreservestherighttochangeatitssolediscretion,anyrolloverdebitsorcreditsatanytimeifsnc,atitssolediscretiondeemsthattheamountdebitedorcreditedwasinerror.在交易完畢前未對所完成的交易作對沖或關(guān)閉清算，snc被受權(quán)在其自行決定的和對客戶在之后現(xiàn)貨交收日的風險下，滾轉(zhuǎn)客戶帳戶中全部或任何外幣份額。滾轉(zhuǎn)執(zhí)行情況由snc在其自行的決定權(quán)根底上決定。滾轉(zhuǎn)的借記或信貸將在正常交易日關(guān)閉后一段時間內(nèi)反映在客戶的帳戶上。假如snc的自行決定的借記或信貸數(shù)額被認為有錯誤，snc保存自行斟酌在任何時候改變?nèi)魏谓栌浕蛸J記的權(quán)利。?liquidationofaccountsanddeficitbalances(賬戶和赤字余額的清算)intheeventof(在以下情況)thedeathordeclarationofinpetenceofcustomer;死亡或被宣告不能成為客戶；thefilingofapetitioninbankruptcy,orapetitionfortheappointmentofareceiver,ortheinstitutionofanyinsolvencyorsimilarproceedingbyoragainstcustomer;遞交了一份破產(chǎn)、呈請委任接收人，或任何提起破產(chǎn)訴訟或由客戶或?qū)蛻舻念愃圃V訟的請愿書；thefilingofanattachmentagainstanyofcustomer’saccountscarriedbysnc?;提交一份snc對任何客戶的帳戶進展的附件；insufficientmargin,orsnc-determinationthatanycollateraldepositedtoprotectoneormoreaccountsofcustomerisinadequate,regardlessofcurrentmarketations,tosecuretheaccount;保證金缺乏，或snc不管目前的市場報價，為保護一個或多個保證金缺乏客戶帳戶，以保證賬--戶，而給予的任何抵押存款；customer’sfailuretoprovidesnc?anyinformationrequestedpursuanttothisagreement;or客戶未能向snc提供任何這項協(xié)定要求的信息；anyothercircumstancesordevelopmentsthatsnc-deemsappropriateforitsprotection;insnc?’ssolediscretionitmaytakeoneormoreoranyportionof,thefollowingactions;任何其他snc認為是適當保護的情況或開展；在snc自行斟酌后，可能采取的一個或多個行動如下：satisfyanyobligationcustomermayhavetosnc,eitherdirectlyorbywayofguarantyofsurety,outofanyofcustomer’sfundsorpropertyinitscustodyorcontrol;履行任何客戶對snc可能有的義務(wù)，或直接由保證人擔保，對任何客戶的資金或財產(chǎn)保管或控制；sellorpurchaseanyorallforeigncurrencycontractsorotherpropertyheldorcarriedforcustomer,and出售或購置任何或全部外幣合約，或客戶持有的其他財產(chǎn)；cancelanyoralloutstandingordersorcontracts,oranyothermitmentsmadeonbehalfofcustomer.anyoftheaboveactionsmaybetakenwithoutdemandformarginoradditionalmargin,withoutpriornoticeofsaleorpurchaseorothernoticetocustomer,customer’spersonalrepresentatives,heirs,executors,administrators,trustees,legatees,orassigns,andregardlessofwhethertheownershipinterestshallbesolelythatofthecustomerorbeheldjointlywithothers.customershallatalltimesbeliableforthepaymentofanydeficitbalanceincustomer’saccountupondemandbysnc-and,inallcases,customershallbeliableforanydeficiencyremainingincustomer’saccountintheeventoftheliquidationthereofinwholeorinpartbysnc-orbycustomer.取消任何或所有未完成的訂單或合同，或任何代表客戶的其他承諾。有上述情況，未經(jīng)買賣或其他事先給客戶的通知，客戶的代表、繼承人、遺囑執(zhí)行人、監(jiān)護人、受托人、遺囑贈予人，或轉(zhuǎn)讓，無論受益人是客戶單獨提名還是聯(lián)名提名，可不扣除保證金或額外保證金。客戶應(yīng)隨時有支付任何snc要求的赤字。在所有情況下，客戶應(yīng)承當任何帳戶中局部由snc或由客戶清算后剩下的赤字。intheeventthattheproceedsrealizedpursuanttoliquidationareinsufficientforthepaymentofallliabilitiesofcustomerduetosnc,customershallpromptlypayupondemandtheentireamountofanysuchdeficit,togetherwithallotherdeficitsandallunpaidliabilitiesofcustomer.-includedare-allcostsofenforcementandcollection,suchas,butnotlimitedto,actualattorneys’fees,disbursements,travelandotherexpenses,interestonanysuchdeficitandliabilitiesatarateequaltofive(5)percentagepointsabovethethenprevailingprimerateatsnc’sprincipalbankorthemaximuminterestrateallowedbylaw,whicheverislowerandanyothercostincurredbysnc.intheeventsnc?incursexpensesotherthanthoseforcollectionofdeficitswithrespecttocustomer’saccount,customeragreestopayallsuchexpensesinfull.訴訟使依法清算由于snc客戶缺乏以支付的`所有負債。連同其他所有赤字和所有積欠債務(wù)，客戶應(yīng)按要求及時支付全部赤字金額，包括所有執(zhí)行費用和集資等，但不僅限于實際支付律師的費用、付款、旅費和其他費用，任何此類赤字和負債的利息率在最高法律所允許的snc主體銀行主要利率的五個百分點以上，或法律批準和低于snc其他任何費用的最低利率?？蛻敉庾泐~支付snc支出〔除客戶帳戶局部的赤字的收款〕的所有費用。charges(收費)sncwillsupply,uponrequest,astructureofmissionschargedatthetimeoftherequest.althoughsnc?reservestherighttochangeitsfeestructureatanytimeatitssolediscretion,snc?willinitiallyonlychargeforincidentalbankingrelatedfeessuchaswiretransfersfordeposits/withdrawalsandreturnedcheckfees.?snc?willalsochargecustomerforthepurchaseofoptional,addedservicesofferedbysnc.snc會根據(jù)要求收取傭金或經(jīng)紀費。雖然snc保存在任何時間自行改變收費構(gòu)造的權(quán)利，但snc只收取銀行附帶的相關(guān)費用，如電匯存款/取款和退還支票的收費。snc也將收取客戶可選擇性購置、由snc提供的增值效勞的費用。customerswhoareintroducedtosnc?byanintroducingbrokersorthirdpartyadvisor被外匯經(jīng)紀人或第三方參謀介紹給snc的客戶introducingbrokerregardingthefutureprofitorlossesincustomeraccountsasaresultofthirdpartytradingsystems,researchreports,markettradingadviceorinterpretationofeconomicnewsandevents.ifcustomerreceivesinformationortradingadvicefromanintroducingbrokerorthirdparty,snc?shallinnowaybeheldresponsibleforanylossresultingfromthecustomersuseofinformationoradvice.snc?providesorotherwisemakesavailableasnc?riskdisclosuredocumenttocustomerswhentheyopenaccounts.anycustomerintroducedbyintroducingbrokersorthirdpartiesshouldcarefullyreadthesnc-accountapplication,snc-riskdisclosuredocumentandsnc-tradingpoliciesdocumentandshouldnotrelyoninformationsuppliedbytheintroducingbrokerorthirdparty.customershouldunderstandthatintroducingbrokersorthirdpartyadvisorsareoftennotregulatedbyagover____entagencyandthattheintroducingbrokerorthirdpartyadvisorshallhavetherighttoaccessinformationregardingtheaccountofthecustomerincludingbutnotlimitedtoaccountinformation,customeraddress,phonenumber,emailaddress.theintroducingbrokerorthirdpartyadvisorwillnothavetradeauthorizationprivilegesunlessgrantedinwritingbythecustomerviathesigningofapowerofattorneydocumentauthorizingthetrading.假如介紹經(jīng)紀人或第三方參謀向客戶介紹snc外匯，顧客理解到snc外匯可能需向個人或?qū)嶓w支付費用、傭金或其他報酬等進展介紹?？蛻舸_認并同意介紹經(jīng)紀人或第三方參謀介紹snc外匯，介紹經(jīng)紀人或第三方參謀不持有或收取任何代表snc外匯的保證金資金或為客戶的帳戶。資金應(yīng)該是透過電匯或其他方式直接發(fā)往snc，作為將保證金進入交易的帳戶。snc外匯不管制，并不認同或擔保客戶可能或會承受經(jīng)介紹經(jīng)紀人或第三方參謀的任何資料或意見的準確性。包括介紹經(jīng)紀人就將來由于第三方電子交易系統(tǒng)、研究報告、市場交易咨詢或解釋經(jīng)濟新聞和事件致使客戶賬戶盈利或虧損所作為的，沒有限制的實際或默示承諾的信息和意見。假設(shè)客戶從介紹經(jīng)紀人或第三方收到信息或買賣咨詢，snc外匯絕不對由客戶使用信息或忠告所致的任何損失負責。snc外匯提供或以其他方式使snc現(xiàn)有的外匯風險在客戶開戶時披露。任何介紹經(jīng)紀人或第三方的客戶應(yīng)當仔細閱讀snc外匯帳戶申請書，snc外匯風險披露文件及snc外匯交易政策文件，而不應(yīng)依賴通過中間商或第三方提供的信息?？蛻舸_認并明確，保證金外匯交易涉及的風險非常高，許多人因買賣外匯而損失金錢。所有客戶應(yīng)該明白，他們在買賣外匯時只是買賣風險資本基金。風險資本基金，是指就算損失，也不會改變你或你的家人的生活的資金?？蛻粢矐?yīng)明白，介紹經(jīng)紀人或第三方參謀不常常政府機構(gòu)標準，而該介紹經(jīng)紀人或第三方參謀有權(quán)查閱有關(guān)客戶帳戶的信息，包括但不限于帳號客戶地址、號碼、____地址等。介紹經(jīng)紀人或第三方參謀不會有貿(mào)易受權(quán)的特權(quán)，除非客戶經(jīng)書面并簽署一份受權(quán)書，給予其受權(quán)買賣的文件。introducingbrokersresponsibilitytosnc?andtotheirclients?(介紹經(jīng)紀人向snc和客戶應(yīng)負責任)introducingbrokershavecertainresponsibilitiestoclientsandsnc?withrespecttotheirintroducedaccounts:介紹經(jīng)紀人為客戶和snc外匯就其帳戶介紹的責任：responsibleformunicatingwiththeirintroducedclientsinvestmentobjectivesandinvestmentopportunitiesgiventhoseobjectives,負責與客戶溝通，投資目的和這些目的帶來的投資時機；responsibleforplyingwithalllegalrequirements,rulesandregulationsapplicabletobeingalicensedintroducingbroker遵守所有適用于持牌經(jīng)紀引用的法律規(guī)定、法規(guī)；responsibleforplyingwithalllegalrequirements,rulesandregulationsapplicabletotheircustomers遵守所有適用于客戶的法律規(guī)定、法規(guī)；determininganymissionstructureandmunicatingthestructuretotheintroducedclients.確定任何傭金架構(gòu)和向客戶解釋構(gòu)造.theintroducingbrokerwillnotberesponsiblefor(介紹經(jīng)紀人將不負責):theopeningoftheaccountincluding,butnotlimitingtotheapproving,servicingandmonitoringofcustomer’saccounts(s)andobtainingandverifyingaccountinformationasisrequiredbythelawandregulation,初始帳戶包括但不僅限于客戶帳戶的批準、效勞和監(jiān)視的和獲取并核實法律規(guī)定的所需要的帳戶信息；collectingfundsfromtheclientsforthepurposeoffacilitatingmarginforeignexchangetradingorsatisfyingmarginrequirements,從客戶以促進保證金外匯買賣或滿足保證金要求的目的出發(fā)，集資資金；executinganytransactionsoracceptinganyordersforthecustomer’saccount(s),orperforminganyactionthatwouldcauseorappeartocauseachangeincustomerpositionoraccount,includingbutnotlimitedtorollingoverspotpositions,liquidatingpositions,payinginterest,requiringmargin,oracceptingadditionalfundsorpayingoutfundstothecustomer,為客戶的賬戶執(zhí)行任何交易或承受任何訂單，或從事任何造成或看起來造成客戶或賬戶價值狀況改變的行動，包括但不限于再投資當場作出的狀況、清算狀況、支付利息、保證金，或承受額外資金或支付款項的客戶。providinganyaccountstatementstothecustomers,向客戶提供任何帳單；respondingtoplaintsorinquiries.回應(yīng)投訴或咨詢。?statementsandconfirmations(聲明和確認)交易確認將在網(wǎng)上隨交易執(zhí)行，應(yīng)該立即反映在客戶的snc外匯保證金監(jiān)測上，snc外匯平倉窗口，帳目報表及報告及其在其歷史上的交易報告。為客戶帳戶以執(zhí)行業(yè)務(wù)時，那些也會反映在snc外匯保證金上。當交易確認將在網(wǎng)上執(zhí)行，應(yīng)該立即反映在客戶的snc外匯保證金監(jiān)測上，snc外匯開通平倉窗口snc即期外匯帳目報表及其歷史上的交易報告。對客戶帳戶有權(quán)用執(zhí)行交易，之后也會反映在網(wǎng)上的snc外匯保證金檢測系統(tǒng)上，snc外匯開通平倉窗口，snc即期外匯帳目報表及其歷史上的交易報告。報告和所有在線的平臺及帳目報表,為客戶視為正確、確鑿和有約束力，假如顧客不反對通過立即收到異議書面確認，其會在snc外匯并不改變已確認的執(zhí)行價格及細節(jié)后的三個營業(yè)日內(nèi)傳遞給客