Supplier-Assessment-Report供應(yīng)商評(píng)估報(bào)告(英文)報(bào)告

PotentialSupplierAssessment潛在供方評(píng)審報(bào)告SUPPLIERDATA 供應(yīng)商資料Name名稱:Address地址:Commodity:Chem化工類Elec電器類Met金屬類零件類別Product產(chǎn)品:PhoneNo.電話:FaxNo.傳真:SupplierContacts:聯(lián)系人Position:職位:RESULTS評(píng)審結(jié)果No.Element要素**ConformsQuestions符合問(wèn)題4.1DocumentationReview文件審核AllManagementResponsibility管理職責(zé)44.2QualitySystem質(zhì)量體系84.3ContractReview合同評(píng)審14.4DesignControl設(shè)計(jì)控制44.5DocumentandDataControl文件和資料控24.6制Purchasing采購(gòu)44.8ProductIdentificationandTraceability14.9產(chǎn)品標(biāo)識(shí)及可追溯性ProcessControl過(guò)程控制64.10InspectionandTesting檢驗(yàn)和試驗(yàn)64.11Inspection,MeasuringandTestEquipment4檢驗(yàn)，測(cè)量和試驗(yàn)設(shè)備4.13ControlofNonconformingProduct2不合格品的控制4.14CorrectiveandPreventiveAction5預(yù)防和糾正措施4.15Handling,Storage,PackagingandDelivery64.16搬運(yùn)，儲(chǔ)存，包裝及交付ControlofQualityRecords質(zhì)量記錄的控14.17制InternalQualityAudits內(nèi)部質(zhì)量審核54.18Training培訓(xùn)1GeneralMotorsSpecific通用汽車具體要1求Totalscore總分TARGETDATEFORCORRECTIONOFALLNONCONFORMITIES糾正所有不符合項(xiàng)的目標(biāo)日期:

ASSESSMENTDATA 評(píng)審資料Date日期:Assessedby評(píng)審人:AssessmentCriteria評(píng)審標(biāo)準(zhǔn)OverallRatingScore總分OverallRatingResult總結(jié)果Comments:評(píng)語(yǔ):TeamLeaders’signature ’s評(píng)審小組組長(zhǎng)簽字:AssessorPhoneNo.評(píng)審員電話:NonconformitiesPointCorrectiveActionO/L-Date不符合ScoreMinorMajor分?jǐn)?shù)糾正措施O/L日期輕微主要:....../....../......1QuestionScoring問(wèn)題評(píng)分標(biāo)準(zhǔn)>Suppliernotfamiliarwithrequirementsofelementandhasnorelevant0documentation.>供應(yīng)商不了解要素的要求并且沒(méi)有相關(guān)文件Supplierisfamiliarwith1requirementsofelementbutthereisnoevidence/documentation/implement.供應(yīng)商了解要素要求但沒(méi)有證據(jù)/記錄/實(shí)施.Supplierisfamiliarwithrequirementsofelement2andhaspreliminary/draftdocumentation.供應(yīng)商了解要素要求并具有初步/草案性的文件.3>Documentationisavailablebutimplementationisonly0–30%complete.文件已建立但僅實(shí)施了0-30%>Documentationisavailableand4implementationis30–60%complete.文件已建立并實(shí)施了解情況 50-60%Implementation60–80%complete5andthereispreliminaryevidenceofrelevantresults.

ElementScoring要素評(píng)分標(biāo)準(zhǔn)>Implementation80–95%completeanddocumentedevidenceisavailable.已實(shí)施80-95%并且有記錄在案的證據(jù)可查 .Fullimplementationandconfirmedevidenceofeffectiveness-Suppliermetminimumreq.完全實(shí)施并且具有確認(rèn)實(shí)施有效的證據(jù)-供應(yīng)商滿足最低要求.Analysisofresults&continuousimprovementcanbedemonstrated.有證據(jù)表明對(duì)實(shí)施效果的分析和持續(xù)改進(jìn)Supplierhasreachedworldclassperformanceandcontinuousimprovementinallareas.供應(yīng)商達(dá)到世界級(jí)的表現(xiàn)并在各個(gè)方面取得持進(jìn).Supplierisbest-in-class,demonstratesignif.Innovationbeyondcustomerrequirementsandsetstheindustrybenchmark.供應(yīng)商是同類別中的最佳.證據(jù)表明供應(yīng)商有超出客戶要求的顯著革新并確立該行業(yè)的基準(zhǔn).

分?jǐn)?shù)計(jì)算TotalPoints總分:No.ofapplicableelements適用要素?cái)?shù)目:8Point=TotalPointsScoreNo.ofapplicableelements分?jǐn)?shù)=OverallRating:分?jǐn)?shù)=總分/合適的要素10已實(shí)施了60-80%并且已有了相應(yīng)實(shí)施效果的初步證據(jù).Note:注：ToPassorbeRecommendedthescoremust>=7.通過(guò)評(píng)審或被推薦的要求為至少（7）分．ToconditionalPassorbeRecommendedthescoremust>=6.AllnonconformancesmustbecorrectedbeforePPAPandSQEwillverify.有條件通過(guò)評(píng)審或被推薦的要求為至少（ 6）分．所有的不符合應(yīng)在產(chǎn)品 PPAP前得到糾正并為SQE驗(yàn)證。ToPassorbeRecommendedaminimumscoreoffive(5)isrequiredoneveryapplicableelement.通過(guò)評(píng)審或被推薦的最低要求是每一個(gè)適用要素需要得到至少（5）分．ToPassorbeRecommendedaminimumscoreofsix(6)isrequiredoneveryapplicableelementasbellow.通過(guò)評(píng)審或被推薦的最低要求是下列所列每一個(gè)要素需要得到至少（6）分．4.9ProcessControl過(guò)程控制4.10InspectionandTesting檢驗(yàn)和試驗(yàn)4.13Controlof nonconformanceproducts不合格品控制4.14CorrectiveandPreventiveAction預(yù)防和糾正措施Iftheproductisrelatedsafetyorkeypart,mustaddthiselement:如果產(chǎn)品涉及安全或是關(guān)鍵零件，必須增加這一要素：4.8ProductIdentificationandTraceability 產(chǎn)品標(biāo)識(shí)和可追溯性(5)計(jì)分方法：要素分 =要素內(nèi)各問(wèn)題平均， 總分=各要素平均2POTENTIALSUPPLIERASSESSMENTREPORT 潛在供應(yīng)商評(píng)審報(bào)告DOCUMENTREVIEW 文件審核 Supplier供應(yīng)商AssessmentDate評(píng)審日期Question問(wèn)題HasaqualitymanualcoveringtherequirementsofQS-9000beenprepared?0.1 Doesthequalitymanualincludeormakereferencetoqualitysystemproceduresandoutlinethestructureofthedocumentationusedinthequalitysystem?是否已編制了覆蓋QS9000要求的質(zhì)量手冊(cè)？質(zhì)量手冊(cè)是否包括或引用了質(zhì)量體系程序,并概述質(zhì)量體系文件的結(jié)構(gòu)？ManagementResponsibility 管理職責(zé)Qualitypolicy 質(zhì)量方針Organization 組織Managementrepresentative 管理者代表Managementreview 管理評(píng)審Businessplan 業(yè)務(wù)計(jì)劃Customersatisfaction 客戶滿意QualityPlanning 質(zhì)量策劃Crossfunctionalteams 橫向協(xié)調(diào)小組Feasibilityreviews 可行性評(píng)審Controlplans 控制計(jì)劃ProcessFMEA’s過(guò)程失效模式及后果分析(過(guò)程FMEAs)Contractreview 合同評(píng)審Designcontrol(asapplicable) 設(shè)計(jì)控制(如適用)Designreview 設(shè)計(jì)評(píng)審Designverification 設(shè)計(jì)驗(yàn)證Designvalidation 設(shè)計(jì)確認(rèn)Designchanges 設(shè)計(jì)更改ProductionPartApproval 生產(chǎn)件批準(zhǔn)ContinuousImprovement 持續(xù)改進(jìn)FacilitiesandToolingManagement 設(shè)施和工裝管理DocumentandDataControl 文件和資料控制Documentchanges 文件更改Purchasing 采購(gòu)Subcontractorevaluation 分供方評(píng)價(jià)ControlofCustomersuppliedProduct 顧客提供產(chǎn)品的控制Productidentificationandtraceability 產(chǎn)品標(biāo)識(shí)和可追溯性ProcessControl 過(guò)程控制Processmonitoring 過(guò)程監(jiān)視Processcapability/performance 過(guò)程能力/性能Verificationofsetups 作業(yè) 準(zhǔn)備的驗(yàn)證Processchanges過(guò)程更改Plannedpreventivemaintenance 有計(jì)劃的預(yù)防性維護(hù)Predictivemaintenance 預(yù)見性維護(hù)Inspectionandtesting 檢驗(yàn)和試驗(yàn)Appearanceiteminspection(ifapplicable) 外觀項(xiàng)目檢驗(yàn)(如適用)Labaccreditation(ifrequired) 實(shí)驗(yàn)室認(rèn)可(如需要)Inspection,Measuring&TestEquipment 檢驗(yàn)，測(cè)量和試驗(yàn)設(shè)備MeasurementSystemAnalysis 測(cè)量 系統(tǒng)分析

::AssessorNotes評(píng)審員記錄3InspectionandTestStatus 檢驗(yàn)和試驗(yàn)狀態(tài)ControlofnonconformingProduct 不合格品控制Controlofreworkedproduct 返工產(chǎn)品控制Eng.Approvedproductauthorization 經(jīng)工程批準(zhǔn)的產(chǎn)品的授權(quán)Correctiveandpreventiveactions 糾正和預(yù)防措施Handling,Storage,Packaging,Preservation&Delivery 搬運(yùn)，儲(chǔ)存，包裝，防 護(hù)和交付ControlofQualityRecords 質(zhì)量記錄的控制InternalQualityAudits 內(nèi)部質(zhì)量審核Training 培訓(xùn)Servicing 服務(wù)StatisticalTechniques 統(tǒng)計(jì)技術(shù)ELEMENTSCORE0to10要素分0-104MANAGEMENTRESPONSIBILITY 管理職責(zé)ELEMENT4.1 要素4.1Question問(wèn)題Hastheresponsibility,authority,interrelationshipofallpersonnelwhomanage,1.4 performandverifyworkaffectingqualitybeendefinedanddocumented?對(duì)從事與質(zhì)量有關(guān)的管理，執(zhí)行及驗(yàn)證工作的人員是否規(guī)定了他們的職責(zé)，權(quán)限和相互關(guān)系,并形成了文件？Doesthesupplier’smanagementwithexecutiveresponsibilityreviewallquality1.12 systemelementsatdefinedintervalstoinsureitscontinuingsuitabilityandeffectiveness?供方負(fù)有執(zhí)行職責(zé)的管理者是否按規(guī)定的時(shí)間間隔對(duì)質(zhì)量體系的所有要素進(jìn)行評(píng)審,以確保持續(xù)的適宜性和有效性？Doesthesupplierutilizeaformal,documented,comprehensivebusinessplanthat1.13 includesshort-termandlonger-termgoalsandplan(s)?供方是否使用正式的形成文件的全面的業(yè)務(wù)計(jì)劃，包括短期和長(zhǎng)期目標(biāo)和計(jì)劃？Aretrendsindataandinformationcomparedwith:1.20 數(shù)據(jù)和資料的發(fā)展趨勢(shì)是否與下列幾個(gè)方面進(jìn)行比較？

AssessorNotes評(píng)審員記錄Competitors 競(jìng)爭(zhēng)對(duì)手;Appropriatebenchmarks 適當(dāng)?shù)哪繕?biāo)廠家;Progresstowardbusinessobjectives,toleadtoappropriateactiontosupport:developmentprioritiesforresolvingcustomerproblemsdeterminationofkeycustomerrelatedtrends?業(yè)務(wù)目標(biāo)的實(shí)現(xiàn),并轉(zhuǎn)化為可操作的信息以支持:優(yōu)先解決與顧客相關(guān)的問(wèn)題?確定關(guān)鍵的與顧客相關(guān)的趨勢(shì)ELEMENTSCORE0to10要素分0-105QUALITYSYSTEM 質(zhì)量體系ELEMENT4.2 要素4.2Question問(wèn)題Arethereadequatesupportingprocedures(level2)foreachelementofthe2.1 qualitymanual?質(zhì)量手冊(cè)的每個(gè)要素是否都有足夠的程序文件(第二層次)支持?Isthequalityplanningprocessconsistentwithallotherrequirementsofthe2.2 qualitysystem,documentedinasuitableformat,anddoesitconsiderasappropriatetheelementsofthequalitysystemthataddress:質(zhì)量策劃過(guò)程是否與質(zhì)量體系的所有其它要求相一致,并以適當(dāng)?shù)男问叫纬晌募?是否適當(dāng)考慮了與下列活動(dòng)有關(guān)的質(zhì)量體系要素:Identificationandacquisitionofallinspection&production/serviceresources?確定并配備所有檢驗(yàn)和生產(chǎn)/ 服務(wù)所需的資源？Conductingdesignandprocessfeasibilitystudies?進(jìn)行設(shè)計(jì)和過(guò)程可行性的研究？Updatingandmaintenanceofallqualitycontrolandinspectionmethodology?更新并保持所有質(zhì)量控制和檢測(cè)手段？Identificationofsuitableverificationatappropriatestages?確定在適當(dāng)階段進(jìn)行合適的驗(yàn)證？Production,installationandservicingprocesseswhichdirectlyaffectquality.直接影響質(zhì)量的生產(chǎn)，裝配和服務(wù)過(guò)程？PreparationofcontrolplansandFMEA制定’控s?制計(jì)劃和失效模式及后果分析(FMEAs)？Reviewofstandardsandspecifications? 標(biāo)準(zhǔn)和規(guī)范評(píng)審？Ismanufacturingfeasibilityinvestigated,confirmed,anddocumented,(team2.6 feasibilitycommitmentform)priortocontractingproposedproducts.在簽訂生產(chǎn)某種新產(chǎn)品合同前,是否分析并確定了制造該產(chǎn)品的可行性，并形成文件(以小組可行性承諾形式)？Aremistakeproofingtechniquesutilizedwhereappropriate,whichincludebut2.11 arenotlimitedtoplanningofprocess,facilities,equipmentandtooling,andinproblemresolution?是否采用了適當(dāng)?shù)姆厘e(cuò)技術(shù)，應(yīng)包括但不限于在過(guò)程,設(shè)施，設(shè)備和工裝的策劃及在解決問(wèn)題過(guò)程中使用？Docontrolplanscoverthreephases:prototype,pre-launchandproduction,as2.14 requiredbythecustomer?控制計(jì)劃是否按顧客要求包括了樣件，試生產(chǎn)和 生產(chǎn)三個(gè)階段？Arecontrolplansreviewedandupdatedasappropriatewhenanyofthefollowing2.15 occurs:當(dāng)發(fā)生下列情況時(shí),控制計(jì)劃是否進(jìn)行適當(dāng)?shù)脑u(píng)審和更新？Productorprocesschanges產(chǎn)品或過(guò)程變更？Processesarefoundtobeunstableornon-capable發(fā)現(xiàn)過(guò)程不穩(wěn)定或能力不足？Inspectionmethod,frequency,etc.isrevised? 檢驗(yàn)方法,頻次等發(fā)生改變？Isthereevidenceofcontinuousimprovementinquality(extendingtoproduct2.19 characteristics),service(timinganddelivery)andprice,thatbenefitallcustomers?是否有證據(jù)證明在質(zhì)量(延伸至產(chǎn)品特性)，服務(wù)(時(shí)間安排和交付)和價(jià)格方面實(shí)施了持續(xù)改進(jìn)以利于所有顧客?

AssessorNotes評(píng)審員記錄6**2.25

Doestheplantlayoutminimizematerialtravelandhandling,facilitatesynchronousmaterialflow,andmaximisevalue-addeduseoffloorspace?工廠的布局是否有利于最大限度地減少材料的交轉(zhuǎn)和搬運(yùn)，便于材料的同步流動(dòng)，并最大限度地使場(chǎng)地得到增值使用？ELEMENTSCORE0to10要素分0-107CONTRACTREVIEW 合同評(píng)審ELEMENT4.3 要素4.3AssessorNotesQuestion問(wèn)題 評(píng)審員記錄Arerecordsofcontractreviewsmaintained?3.4是否保存了合同評(píng)審的記錄？ELEMENTSCORE0to10要素分0-108DESIGNCONTROL 設(shè)計(jì)控制ELEMENT4.4 要素4.4Question問(wèn)題Dothefollowingexist,ifnotwaivedbythecustomer:4.8 如未經(jīng)顧客聲明放棄， 是否具備下列條件：Appropriateresourcesandfacilitiesavailabletousecomputeraideddesign,engineeringandanalysis?為開展計(jì)算機(jī)輔助設(shè)計(jì)，工程和分析工作提供適當(dāng)?shù)馁Y源及設(shè)施？IfCAD/CAEissubcontracted,hasthesupplierprovidedtechnicalleadership?如果 CAD/CAE 被分包，供方是否提供技術(shù)支持？AreCAD/CAEsystemscapableoftwowayinterfacewithcustomersystems?CAD/CAE 是否有能力與顧客的系統(tǒng)雙向接口？Arethererecordsofformaldocumenteddesignreviewsbytheappropriate4.11functionsconductedatappropriatestagesofdesignperthedesignplan?是否有記錄證明在設(shè)計(jì)的適當(dāng)階段,由適當(dāng)部門的人員按設(shè)計(jì)計(jì)劃進(jìn)行正式的文件化的設(shè)計(jì)評(píng)審？Whenrequiredbythecustomer,doesthesupplierhaveacomprehensiveprototype4.21 program?當(dāng)顧客要求時(shí)，供方是否有全面的樣件計(jì)劃？Istheperformancetesting(thatconsidersandincludesasappropriatelife,4.23durability,reliability)trackedfortimelycompletionandconformance?是否進(jìn)行性能試驗(yàn)(適用時(shí)考慮并包括壽命，耐久性，可靠性)以跟蹤預(yù)期的完成情況及符合性？

AssessorNotes評(píng)審員記錄ELEMENTSCORE0to10要素分0-109DOCUMENTANDDATACONTROL 文件和資料的控 制ELEMENT4.5 要素4.5AssessorNotesQuestion問(wèn)題 評(píng)審員記錄Aredocumentsanddatareviewedandapprovedbyauthorisedpersonnelpriorto5.2issue?文件和資料在發(fā)布前是否經(jīng)授權(quán)人員的審批？Isthereamasterlist(orequivalent)identifyingdocumentrevisionstatusreadily5.3available?是否具有并可隨時(shí)得到識(shí)別文件修改狀態(tài)的控制清單(或等效文件)?ELEMENTSCORE0to10要素分0-1010PURCHASING 采購(gòu)ELEMENT4.6 要素4.6Question問(wèn)題Aresubcontractorsevaluatedandselectedbasedontheirabilitytomeetquality6.3systemandqualityassurancerequirements?對(duì)分承包方的評(píng)價(jià)和選擇是否以他們滿足質(zhì)量體系和質(zhì)量保證要求的能力為依據(jù)？Doesthesupplierdefinetheappropriatetypeandextentofcontrolover6.4 subcontractors?供方是否明確了對(duì)分承包方實(shí)施控制的方式和程度？Arequalityrecords(4.16)ofacceptablesubcontractorsestablishedandmaintained?6.5是否建立并保存認(rèn)可的分供方質(zhì)量記錄？Is100%ontimedeliveryarequirementofthesubcontractors?6.7 是否對(duì)分承包方提出100%按時(shí)交付的要求？

AssessorNotes評(píng)審員記錄ELEMENTSCORE0to10要素分0-1011PRODUCTIDENTIFICATIONANDTRACEABILITY產(chǎn)品標(biāo)識(shí)和可追溯性ELEMENT4.8要素4.8Question問(wèn)題AssessorNotes評(píng)審員記錄Istraceabilitymaintainedandrecordedwhenrequiredbythecustomer?8.2 當(dāng)顧客要求時(shí),可追溯性是否得到保持并加以記錄？ELEMENTSCORE0to10要素分0-1012PROCESSCONTROL 過(guò)程控制ELEMENT4.9 要素4.9Question問(wèn)題Docontrolledconditionsincludeuseofsuitableproduction,installationand9.2 servicingequipment,andsuitableworkingenvironmentincludingbutnotlimitedtomaintainingpremisesinastateoforder.Cleanlinessandrepair?受控狀態(tài)是否包括使用合適的生產(chǎn)，安裝和服務(wù)設(shè)備并安排適宜的工作環(huán)境,適宜的環(huán)境包括但不限于承諾保持有序，清潔和完好狀態(tài)？是否有通過(guò)ISO14001環(huán)境管理認(rèn)證證書？是否有通過(guò)環(huán)境管理“三同時(shí)”驗(yàn)收?qǐng)?bào)告？Isthereaneffectiveplannedpreventivemaintenancesystemthatidentifieskey9.9processequipment,providesappropriateresources,andincludesataminimum:是否建立了有效的,有計(jì)劃的預(yù)防性維護(hù)系統(tǒng)以標(biāo)識(shí)關(guān)鍵過(guò)程設(shè)備，提供適當(dāng)?shù)馁Y源，這個(gè)系統(tǒng)是否至少包括：Aproceduredescribingplannedmaintenanceactivities?描述計(jì)劃性維護(hù)活動(dòng)的程序？- Scheduledmaintenanceactivities?定期的維護(hù)活動(dòng)？- Predictivemaintenancemethods? 預(yù)見性的維護(hù)方法？Aprocedureprovidingforpackagingandpreservationofequipment,toolingandgauging?為設(shè)備，工裝和量具提供包裝和防護(hù)的程序？Availabilityofreplacementpartsforkeymanufacturingequipment?隨時(shí)可得到關(guān)鍵生產(chǎn)設(shè)備的備件？Documenting,evaluatingandimprovingmaintenanceobjectives?文件化，評(píng)估和改進(jìn)維護(hù)目標(biāo)？Havedocumentedprocessmonitoringandoperatorinstructionsderivedfromthe9.12sourceslistedintheAdvancedProductQualityPlanningandcontrolPlanreferencemanual,orequivalentsources,beenpreparedforallemployeeshavingresponsibilitiesforoperationofprocessesandaretheyaccessibleattheworkstation?是否為所有負(fù)責(zé)過(guò)程操作的人員提供了文件化的過(guò)程監(jiān)視和作業(yè)指導(dǎo)書,這些指導(dǎo)書來(lái)源于產(chǎn)品質(zhì)量先期策劃和控制計(jì)劃(APQP)參考手冊(cè)或其他等效文件,在工作崗位是否易于得到作業(yè)指導(dǎo)書?

AssessorNotes評(píng)審員記錄13Doprocessmonitoringandoperatorinstructionsincludeorreference,as9.13appropriate:必要時(shí),過(guò)程監(jiān)視和作業(yè)指導(dǎo)書是否包括或參考了以下內(nèi)容？Operationnameandnumberkeyedtoprocessflowdiagram?過(guò)程流程圖中重要的作業(yè)名稱和編號(hào)？- Partnameandpartnumber?零件名稱和編號(hào)？- Currentengineeringlevel/date? 現(xiàn)行工程等級(jí)/日Requiredtools,gaugesandotherequipment?所需工具設(shè)備？

期？，量具和其他- Materialidentificationanddispositioninstructions? 材料的標(biāo)識(shí)和處置指導(dǎo)書？CustomerandsupplierdesignatedSpecialCharacteristics?顧客和供方規(guī)定的特殊特性？- SPCrequirements? 統(tǒng)計(jì)過(guò)程控制(SPC)要求？- Relevantengineeringandmanufacturingstandards? 相關(guān)的工程和制造標(biāo)準(zhǔn)？- Inspectionandtestinstructions? 檢驗(yàn)和試驗(yàn)指導(dǎo)書？- Reactionplan?反應(yīng)計(jì)劃？- Revisiondateandapprovals?修訂日期和批準(zhǔn)？- Visualaids?目視輔助？- Toolchangeintervalsandset-upinstructions? 工具更換周期和作業(yè)準(zhǔn)備指導(dǎo)書？Doesthesupplermaintainorexceedtheprocesscapabilityorperformanceas9.14 approvedbyPPAPthroughtheimplementationandadherencetothecontrolplan,processflowdiagram,measurementtechnique,samplingplansandreactionplanswhenacceptancecriteriaisnotmet?供方是否通過(guò)實(shí)施且符合控制計(jì)劃，過(guò)程流程圖，測(cè)量技術(shù)，抽樣計(jì)劃和當(dāng)未滿足接收準(zhǔn)則時(shí)的反應(yīng)計(jì)劃來(lái)保持或超出PPAP時(shí)批準(zhǔn)的過(guò)程能力或性能？Aresignificantprocesseventsrecorded(onthecontrolcharts)?9.15 重大過(guò)程事件是否有記錄(在控制圖中)？ELEMENTSCORE0to10要素分0-1014INSPECTIONANDTESTING檢驗(yàn)和試驗(yàn)ELEMENT4.10要素4.10Question問(wèn)題Doesthesupplierensurethatincomingproductisnotusedorprocessed(exceptforurgent10.2productionpurposes),untilithasbeeninspectedorotherwiseverifiedasconformingtospecifiedrequirementsinaccordancewiththequalityplanand/ordocumentedprocedures?供方是否能夠確保未按質(zhì)量計(jì)劃和/或形成文件的程序進(jìn)行檢驗(yàn)或驗(yàn)證合格的產(chǎn)品不投入使用或加工(緊急放行除外)？Ispositiveidentificationprovidedandrecordedformaterialusedinproductionbutnot10.4 verified?對(duì)未經(jīng)驗(yàn)證投入生產(chǎn)的材料是否有明確標(biāo)識(shí)并做好記錄？Doesthesupplierinspectandtestproductasrequiredbythequalityplan(controlplan)10.6 and/orthedocumentedprocedures?供方是否按質(zhì)量計(jì)劃(控制計(jì)劃)和/或形成文件的程序?qū)Ξa(chǎn)品進(jìn)行檢驗(yàn)和試驗(yàn)？Doesthesupplierholdproductuntiltherequiredinspectionsandtestshavebeencompleted10.7ornecessaryreportshavebeenreceivedandverified,exceptforreleaseunderpositiverecall(see4.10.2.3)?供方是否能夠在所要求的檢驗(yàn)和試驗(yàn)完成或必需的報(bào)告收到和驗(yàn)證前,不將產(chǎn)品放行,除非有可靠的追回程序?(見4.10.2.3)?Doesthesuppliercarryoutfinalinspectionandtestinginaccordancewiththequalityplan10.9(controlplan)and/ordocumentedprocedures?供方是否按質(zhì)量計(jì)劃(控制計(jì)劃)和/或形成文件的程序進(jìn)行最終檢驗(yàn)和試驗(yàn)？Doesthesupplierassurethatnoproductisdispatcheduntilallactivitiesspecifiedinthe10.11 documentedprocedureshavebeensatisfactorilycompletedandthattheassociateddataanddocumentationisavailableandauthorized?供方能否確保形成文件的程序中規(guī)定的各項(xiàng)活動(dòng)圓滿完成且有關(guān)數(shù)據(jù)和文件齊備并得到認(rèn)可后,產(chǎn)品才能發(fā)出？Whenthesupplierusesindependent/commerciallaboratoriesaretheyaccredited?10.21 當(dāng)供方使用獨(dú)立/商業(yè)性的實(shí) 驗(yàn)室時(shí)，他們是否經(jīng)過(guò)認(rèn)可？

AssessorNotes評(píng)審員記錄ELEMENTSCORE0to10要素分0-1015INSPECTION,MEASURINGANDTESTEQUIPMENT檢驗(yàn)、測(cè)量和試驗(yàn)設(shè)備ELEMENT4.11 要素4.11Question問(wèn)題** Iseachpieceofequipmentcalibratedatprescribedintervals,againstcertified11.8 equipmenthavingaknownvalidrelationshiptointernationallyornationallyrecognizedstandards,andinthecorrectenvironment?每一臺(tái)設(shè)備是否都按規(guī)定的周期并對(duì)照與國(guó)際或國(guó)家承認(rèn)的基準(zhǔn)有已知有效關(guān)系的設(shè)備進(jìn)行校準(zhǔn)？是否有適宜的環(huán)境？** Doestheprocessforcalibrationofinspection,measuringandtestequipment11.10 includethefollowing:檢驗(yàn)，測(cè)量和試驗(yàn)設(shè)備的校準(zhǔn)過(guò)程是否包括以下內(nèi)容：Typeofequipment? 設(shè)備型號(hào)？Uniqueidentification? 唯一 性標(biāo)識(shí)？Location? 地點(diǎn)？Frequencyofchecks?校驗(yàn)周期？Checkmethod? 校驗(yàn) 方法？Acceptancecriteria? 驗(yàn)收準(zhǔn)則？Correctiveaction? 糾正措施？

AssessorNotes評(píng)審員記錄** Hasthesupplierensuredthatthehandling,preservationandstorageofinspection,11.15 measuringandtestequipmentissuchthattheaccuracyandfitnessforuseismaintained?供方能否確保檢驗(yàn)，測(cè) 量和試驗(yàn)設(shè)備在搬運(yùn)，防護(hù) 和儲(chǔ)存期間,其準(zhǔn)確性和適用性保持完好？** FormeasurementsystemsreferencedintheControlPlanisthereevidencethat11.18 appropriatestatisticalstudieshavebeenconductedtoanalyzethevariationpresentintheresultsofeachtypeofmeasuringandtestequipmentsystem?對(duì)于控制計(jì)劃中提到的所有測(cè)量系統(tǒng)，是否有證據(jù)證明進(jìn)行了適合的統(tǒng)計(jì)研究工作,以分析每種測(cè)量和試驗(yàn)設(shè)備測(cè)量結(jié)果的變差？ELEMENTSCORE0to10要素分0-1016CONTROLOFNONCONFORMINGPRODUCT 不合格品控制ELEMENT4.13 要素4.13Question問(wèn)題Doesthecontrolofnonconformingproductandsuspectmaterialorproduct13.1 provideforidentification,documentation,evaluation,segregation(whenpractical),dispositionandfornotificationofallappropriatefunctions?對(duì)不合格品以及 可疑的材料或產(chǎn)品的標(biāo)識(shí)，記錄，評(píng)價(jià)，隔離(可行時(shí))和處置是否進(jìn)行了控制,并通知有關(guān)的職能部門？Arerepairedand/orreworkedproductsre-inspectedand/ortestedaccordingtothe13.7qualityplan(controlplan)and/ordocumentedprocedures?對(duì)于返修和/或返工后的產(chǎn)品是否按照質(zhì)量計(jì)劃（控制計(jì)劃）和 /或形成文件的程序進(jìn)行重新檢驗(yàn)和/或試驗(yàn)？

AssessorNotes評(píng)審員記錄ELEMENTSCORE0to10要素分0–1017CORRECTIVEANDPREVENTIVEACTION糾正和預(yù)防措施ELEMENT4.14要素4.14Question問(wèn)題** Aretheappropriatecorrectiveorpreventiveactionsdevelopedtoeliminatethe14.1 causesofactualorpotentialnonconformances?為消除實(shí)際的或潛在的不合格原因,是否采取了適當(dāng)?shù)募m正或預(yù)防措施?** Doesthesupplieruseadisciplinedproblemsolvingmethodtoaddressinternalor14.3 externalnonconformances?當(dāng)內(nèi)部和外部出現(xiàn)不合格時(shí),供方是否采取了規(guī)范且有效的解決問(wèn)題的方法?** Doproceduresforcorrectiveactionincludeeffectivehandlingofcustomer14.6 complaintsandreportsofnonconformances?糾正措施程序是否包括有效地處置顧客抱怨和不符合報(bào)告？** Doproceduresforcorrectiveactionincludeapplicationofcontrolstoensurethat14.9 correctiveactionistakenandthatitiseffective?糾正措施程序是否包括實(shí)施控制,以確保糾正措施的執(zhí)行及其有效性？** Doproceduresforpreventiveactionincludeprovisionsthattherelevant14.16 informationonactionstakenissubmittedformanagementreview?預(yù)防措施程序是否包括將所采取措施的有關(guān)信息提交管理評(píng)審？

AssessorNotes評(píng)審員記錄ELEMENTSCORE0to10要素分0–1018HANDLING,STORAGE,PACKAGING,PRESERVATIONANDDELIVERY搬運(yùn),儲(chǔ)存,包裝，防護(hù)和交付ELEMENT4.15 要素4.15Question問(wèn)題Havemethodsforthehandlingofproducttopreventdamageordeteriorationbeen15.1 provided?是否提供了防止產(chǎn)品損壞或變質(zhì)的搬運(yùn)方法?

AssessorNotes評(píng)審員記錄Doesthesupplieruseaninventorymanagementsystemtooptimizeinventory15.5turns,assurestockrotationandminimizeinventorylevels?供方是否采用庫(kù)存管理系統(tǒng),以不斷優(yōu)化庫(kù)存周轉(zhuǎn)期，確保貨物周轉(zhuǎn)并最大限度地減少庫(kù)存量？Areapplicablecustomerpackagingstandards/guidelines(includingservicepart15.7packagingstandards)compliedwith?適用的顧客包裝標(biāo)準(zhǔn)/