管理體系認(rèn)證審核總結(jié)報告

1、Man ageme nt System Certificati onAudit Summary Report 管理體系認(rèn)證審核總結(jié)報告Orga ni zati on:公司名稱xAddress:公司地址xSta ndard(s): 審核標(biāo)準(zhǔn)ISO 14001:2004Represe ntative: 公司代表Site(s) audited: 審核地點Same as addressDate(s) of audit(s): 審核日期EAC Code:EAC代碼4NACE Code:NACE代碼18.21Lead auditor:審核組長Additi onal team member(s):審核組其他

2、成員This report is confidential and distribution is limited to the audit team, client representative and the SGS office. 這份報告是保密的，派發(fā)僅限于審核組，客戶代表和SGS辦公室。Audit objectives 審核目的The objectives of this audit were:to confirm that the man ageme nt system con forms with all the requireme nts of the audit sta nd

3、ard;確認(rèn)管理體系符合審核標(biāo)準(zhǔn)的所有要求；to confirm that the orga ni zati on has effectively impleme nted the pla nned man ageme nt system;確認(rèn)組織有效地策劃并實施管理體系；to confirm that the management system is capable of achieving the organization' s policy objectives.確認(rèn)管理體系能夠達(dá)成組織的方針目標(biāo)。Scope of certificati on 認(rèn)證范圍Man ufacture

4、of clothi ng with featherThis is a multi-site audit and an Appe ndix listi ng all releva nt sites an d/or I N/A不適用L_ Yes 是 一 No 否remote locati ons has bee n established (attached) and agreed with theclient對于多地點抽樣審核，已建立一份附加的清單以列出所有的地 點和/或移動場所，并經(jīng)客戶確認(rèn)。Current audit findings and con clusi ons 本次審核發(fā)現(xiàn)點及結(jié)論

5、The audit team con ducted a process-based audit focus ing on sig nifica nt aspects/risks/objectives required by the sta ndard(s). The audit methods used were in terviews, observati on of activities and review of docume ntati on and records.審核組以審核標(biāo)準(zhǔn)所要求的重要因素、風(fēng)險及目標(biāo)為關(guān)注焦點，完成了基于過程的審核。所采用的審核方法包 括面談，觀察活動及評審

6、文件及記錄。The structure of the audit was in accordance with the audit plan and audit planning matrix included as annexes to this summary report.審核的安排依據(jù)本份報告所附的審核計劃及審核策劃矩陣圖。The audit team con eludes that the orga ni zati on兇 has has not established and maintained itsman ageme nt system in line with the re

7、quireme nts of the sta ndard and dem on strated the ability of the system to systematically achieve agreed requireme nts for products or services within the scope and the orga ni zati on objectives.審核組結(jié)論為該組織has已has not未 根據(jù)審核標(biāo)準(zhǔn)要求建立和實施管理體系，并具備系統(tǒng)地達(dá)成認(rèn)證范圍內(nèi)產(chǎn)品或服務(wù)所承諾要求的能力及達(dá)成組織方針目標(biāo)的能力。Number of noncon formit

8、ies ide ntified:0 Major2 Minorstate不符合項數(shù)量嚴(yán)重輕微Therefore the audit team recomme nds that, based on the results of this audit and the system' s dem on stratedevelopme nt and maturity, man ageme nt system certificati on be:基于審核結(jié)果及組織所展現(xiàn)岀的狀態(tài)，審核組建議管理體系認(rèn)證結(jié)果為：I - 1 Gran ted 推薦發(fā)證 / | I Con ti nued 證書繼續(xù)有效

9、/ Withheld 終止 / | I Suspe nded un til satisfactorycorrective action is completed.暫停直至采取了有效的糾正措施4. Previous Audit Results 上一次審核結(jié)果The results of the last audit of this system have bee n reviewed, in particular to assure appropriate correcti on and corrective acti on has bee n impleme nted to address a

10、ny noncon formity ide ntified. This review has con cluded that: 已對上一次審核結(jié)果進行了評審，特別是確保對所提出的不符合項已采取適當(dāng)?shù)募m正措施。評審結(jié)論為：I：: Any nonconformity identified during previous audits has been corrected and the corrective action continues to be effective.上一次審核提出的不符合項已被糾正，并且糾正措施是持續(xù)有效的。The man ageme nt system has not a

11、dequately addressed noncon formity ide ntified duri ng previous audit activities and the specific issue has been re-defined in the nonconformity section of this report.管理體系對于上一次審核提岀的不符合項沒有充分地解決，這一問題在本次審核報告的不符合項部分已被再次 提岀。5. Audit Findings審核發(fā)現(xiàn)點The audit team con ducted a process-based audit focus ing

12、on sig nifica nt aspects/risks/objectives. The audit methods used were in terviews, observati on of activities and review of docume ntati on and records.審核組以審核標(biāo)準(zhǔn)所涉及的重要因素、風(fēng)險及目標(biāo)為關(guān)注焦點，完成了基于過程的審核。所采用的審核方法為 面談，觀察活動及評審文件及記錄。The man ageme nt system docume ntati on dem on strated con formity with the requir

13、eme nts of the auditsta ndard and provided sufficie nt structure to support impleme ntati on and maintenance of the man ageme nt system.1 Yes 是 丨 I No 否文件化的管理體系與審核標(biāo)準(zhǔn)是相符合的，并且對于管理體系的實施及維護提供足夠的支持。The orga ni zati on has dem on strated effective impleme ntati on and maintenance / improveme nt of itsman

14、ageme nt system.13 Yes是.No否組織的管理體系在有效地實施、維護及改善中。The orga ni zati on has dem on strated the establishme nt and track ing of appropriate key performa nee objectives and targets and mon itored progress towards their achieveme nt.因 Yes是 No否組織建立并跟蹤適當(dāng)?shù)年P(guān)鍵業(yè)績目標(biāo)及指標(biāo)，并且對達(dá)成狀況進行監(jiān)控。The in ternal audit program has

15、bee n fully impleme nted and dem on strates effective ness as a tool for main tai ning and improv ing the man ageme nt system.R Yes 是| No 否內(nèi)審被全面實施，成為維護及改善管理體系的有效工具。The man ageme nt review process dem on strated capability to en sure the con ti nuing suitability, adequacy, effective ness of the manag

16、ement system. | Yes 是 | | No 否管理評審過程能夠確保組織管理體系持續(xù)的適宜性、充分性和有效性。Throughout the audit process, the man ageme nt system dem on strated overall con forma nee with the requireme nts of the audit standard.t- Yes是丨丨 No 否整個審核顯示，組織的管理體系與審核標(biāo)準(zhǔn)的要求總體上是符合的。Certificati on claims are accurate and in accorda nee with

17、SGS guida nee因Yes是|jNo 否匚N/A不適用認(rèn)證聲明是準(zhǔn)確的并且與SGS的指南相符合。6. Significant Audit Trails Followed 主要審核思路oThe specific processes, activities and functions reviewed are detailed in the Audit Planning Matrix and theAudit Plan. In performing the audit, various audit trails and linkages were developed, including

18、the following primary audit trails, followed throughout 。經(jīng)評審過的組織的過程、活動和功能詳細(xì)記錄在審核策劃矩陣圖和審核計劃上。在本次審核中，多種的審核思 路及貫穿方法被采用，包括以下所記錄的主要審核點。7. Noncon formities 不符合項See attachment 見附件Nonconformities detailed here shall be addressed through the organization' s corrective action process, inaccorda nee with t

19、he releva nt corrective acti on requireme nts of the audit sta ndard and complete records mai ntai ned.組織應(yīng)根據(jù)審核標(biāo)準(zhǔn)中對于糾正措施的相關(guān)要求，通過組織自身的糾正措施過程解決以上所列的不符合項，并維持 記錄。Corrective acti ons to address ide ntified major noncon formities shall be carried out immediately and SGSno tified of the acti ons take n with in 30 days. An SGS auditor will perform afollow up visitwith in 90 days tocon firm the acti ons take n, evaluate their effective ness, and determ ine whether certificati on can be gr