證券專業(yè)詞匯.doc

AAAAC Academic and Accreditation Advisory Committee 【SFC】ABS asset-backed securitiesACCA Association of Chartered Certified Accountants, TheACG Asia-Pacific Central Securities Depository GroupADB Asian Development BankADR American depository receiptAFTA ASEAN Free Trade AreaAGM annual general meetingAIM Alternative Investment Market【UK】AIMR Association for Investment Management and ResearchAMCHAM American Chamber of CommerceAMEX American Stock ExchangeAMS Automatic Order Matching and Execution SystemAMS/2 Automatic Order Matching and Execution System / Second GenerationAMS/3 Automatic Order Matching and Execution System / Third GenerationANNA Association of National Numbering AgenciesAOI All Ordinaries IndexAPEC Asia Pacific Economic CooperationAPRC Asia Pacific Regional Committee of IOSCOARM adjustable rate mortgageASAC Asian Securities Analysts CouncilASC Accounting Society of ChinaASIC Australian Securities and Investments CommissionASEAN Association of South-East Asian NationsAST system automated screen trading systemASX Australian Stock ExchangeATI Account Transfer InstructionA Decade of Challenge & Development【publication】 十載挑戰(zhàn)與發(fā)展【刊物】A Policy Paper on Securities and Futures Market Reform 證券及期貨市場改革政策文件abnormal item 非正常項目about order 近價盤above par 高于面值above the line 在線項目Academic Advisory Committee【SFC】 學(xué)術(shù)界咨詢委員會【證監(jiān)會】Academic and Accreditation Advisory Committee (AAAC) 【SFC】 學(xué)術(shù)評審咨詢委員會【證監(jiān)會】accelerated depreciation 加速折舊accept order 接價盤acceptance 承兌acceptance house 承兌行accomodation bill 融通票據(jù)Account Transfer Instruction (ATI) 戶口轉(zhuǎn)移指示accountability 責(zé)任承擔(dān)；問責(zé)accountants report 會計師報告accounting equation 會計程序accounting period 會計期間accounting practice 會計慣例；會計實務(wù)Accounting Society of China (ASC) 中國會計學(xué)會accounting standard 會計準(zhǔn)則；會計標(biāo)準(zhǔn)accounting treatment 會計處理方式accounts payable 應(yīng)付賬款accounts receivable 應(yīng)收賬款accretion 增值accrual basis【accounting】 應(yīng)計制；權(quán)責(zé)發(fā)生制*【會計】accrued expenses 應(yīng)計費用accrued interest 應(yīng)計利息accrued revenue 應(yīng)計收益accumulated depreciation 累計折舊；累積折舊accumulated interest 累計利息；累積利息accumulated profits 累計利潤；累積利潤acid-test ratio 酸性測試比率acquisition 收購acquisition of shells 買殼acting in concert 一致行動active business pursuits【GEM】 活躍業(yè)務(wù)紀(jì)錄【創(chuàng)業(yè)板】active market 交投活躍actual market 現(xiàn)貨市場actual price 現(xiàn)貨價actual useful life 實際可用年期actuary 精算師ad valorem stamp duty 從價印花稅add-on 附加利益；優(yōu)惠additional AMS terminal user 附加自動對盤終端機(jī)用家additional margin 額外按金Adjudication Division 審裁科adjustable rate mortgage (ARM) 調(diào)息按揭adjusted basis 調(diào)整基數(shù)adjusted net assets 調(diào)整后資產(chǎn)凈值adjusted net tangible assets 調(diào)整后有形資產(chǎn)凈值adjustment 調(diào)整administering bank 承辦銀行；經(jīng)辦銀行admissible securities value 證券的認(rèn)可價值admitted value 認(rèn)可值advance 墊款advance booking form 排期申請表格Advertising Guidelines for Collective Investment Schemes 集合投資計劃的廣告宣傳指引Advertising Guidelines for Pooled Retirement Funds 集資退休基金的廣告宣傳指引Advisory Committee【SFC】 咨詢委員會【證監(jiān)會】Advisory Specialist Group 專家咨詢小組affiliate; affiliated company 聯(lián)屬公司after market / aftermarket 二級市場after-hours dealing 收市后交易after-tax profits 稅后盈利；稅后利潤；稅后溢利after-tax real rate of return 稅后實際回報率afternoon session 午市agency account 代理戶口；代客買賣戶口Agency Share Transfer System 【Mainland China】 代辦股份轉(zhuǎn)讓系統(tǒng) 【中國內(nèi)地】agency trade 經(jīng)紀(jì)交易；代客買賣agent 代理人aggregate auction 集合競價aggregate market value 總市值aging analysis of accounts 賬齡分析All Ordinaries Index (AOI) 所有普通股指數(shù)all-or-none order 全部完成或放棄買賣盤allotment 配發(fā)；股份配發(fā)allottee 獲配發(fā)人allowance【accounting】 備抵【會計】allowance for bad and doubtful debts 壞賬及呆賬備抵alpha coefficient alpha 系數(shù)alternate 替任人alternative investment 另類投資Alternative Investment Market (AIM)【UK】 另項投資市場【英國】amalgamation 合并Amended and Restated Addendum to Memorandum of Understanding Governing Listing Matters上市事宜諒解備忘錄補(bǔ)篇(重訂版)American Chamber of Commerce (AMCHAM) 美國商會American depository receipt (ADR) 美國預(yù)托證券American Stock Exchange (AMEX) 美國證券交易所American style option 美式期權(quán)amortisation 攤銷AMS order book 自動對盤系統(tǒng)未完成買賣盤紀(jì)錄AMS Second Terminal 自動對盤系統(tǒng)第二終端機(jī)annual accounts 年度賬目annual general meeting (AGM) 股東周年大會annual report 年報Appeals Panel【SFC】 上訴委員會【證監(jiān)會】appetite for risk 風(fēng)險容量Applied Research Fund 應(yīng)用研究基金appreciation 增值appropriation 撥款approved borrower 核準(zhǔn)借入人approved deposit fund 認(rèn)可存款基金approved lending agent 核準(zhǔn)借出代理人approved redeemable share 核準(zhǔn)可贖回股份arbitrage 套戥；套匯*；套利*arithmetic average; arithmetic mean 【statistics】 算術(shù)平均數(shù)【統(tǒng)計】arms length transaction 公正交易arrears 積欠款項；欠款articles of association 組織章程；組織細(xì)則ASEAN Free Trade Area (AFTA) 東盟自由貿(mào)易區(qū)ASEAN Regional Forum 東盟地區(qū)論壇Asia Pacific Economic Cooperation (APEC) 亞太經(jīng)濟(jì)合作組織Asia-Pacific Central Securities Depository Group(ACG) 亞太區(qū)中央證券存管處組織Asia Pacific Loan Market Association 亞太貸款市場協(xié)會Asia Pacific Regional Committee (APRC) of IOSCO 國際證監(jiān)會組織亞太區(qū)委員會Asian Development Bank (ADB) 亞洲開發(fā)銀行Asian dollar bond 亞洲美元債券Asian dollar market 亞洲美元市場Asian Securities Analysts Council (ASAC) 亞洲證券分析員公會Asian Securities Analysts Federation 亞洲證券分析家協(xié)會ask price; asked price 沽盤價；賣盤價asset 資產(chǎn)asset allocation 資產(chǎn)調(diào)配；資產(chǎn)調(diào)度asset coverage 資產(chǎn)覆蓋率；資產(chǎn)保證asset injection 注入資產(chǎn)asset stripper 拆骨專家asset stripping 拆賣資產(chǎn)；資產(chǎn)拆賣asset swap 資產(chǎn)調(diào)換asset-backed securities (ABS) 抵押證券；有資產(chǎn)支持的債務(wù)證券assignee 受讓人；承讓人；獲分配人士assignment 轉(zhuǎn)讓assignment【options】 指定分配【期權(quán)】assignor 轉(zhuǎn)讓人assistant supervisor【GEM】 助理主管【創(chuàng)業(yè)板】associate 聯(lián)系人士associate; associate company; associated company 聯(lián)營公司Association Cambiste Internationale 國際外匯同業(yè)聯(lián)會associated person 相聯(lián)人Association for Investment Management and Research (AIMR) 投資管理研究聯(lián)會Association of Chartered Certified Accountants, The 特許公認(rèn)會計師公會Association of International Accountants, The 國際會計師公會Association of National Numbering Agencies (ANNA) 國際編碼機(jī)構(gòu)協(xié)會Association of South-East Asian Nations (ASEAN) 東南亞國家協(xié)會（東協(xié)）Association of Stockbrokers in Hong Kong (1891) 香港經(jīng)紀(jì)協(xié)會（1891 年）at-auction limit order 競價限價盤at-auction order 競價盤at-best order 最佳價格盤at-the-close order 收市盤；尾盤at-the-money option 平價期權(quán)；等價期權(quán)at-the-opening order 開市盤；頭盤ATI Batch File Transfer 戶口轉(zhuǎn)移指示整批檔案傳送attributable equity interest 應(yīng)占股權(quán)auction 競價投標(biāo)auction【= open outcry】 口頭競價【= 公開喊價】auction market 競價市場Audit Committee【SFC】 核數(shù)委員會【證監(jiān)會】Audit Committee 審核委員會audit test 稽核測試audit trail 審核線索；復(fù)核/追查根據(jù)audited accounts 經(jīng)審核賬目auditor 核數(shù)師；審計師*auditors report 核數(shù)師報告austerity measures 緊縮措施Australian Securities and Investments Commission (ASIC) 澳洲證券及投資監(jiān)察委員會（澳洲證監(jiān)會）Australian Stock Exchange (ASX) 澳洲證券交易所authorised capital 法定股本authorised clerk 出市員；出市代表authorised fund 認(rèn)可基金authorised representative 授權(quán)代表authorised user 認(rèn)可用戶automatched stock 自動配對股份automated screen trading system (AST system) 自動熒幕交易系統(tǒng)automatic exercise【options】 自動行使【期權(quán)】Automatic Order Matching and Execution System (AMS) 自動對盤及成交系統(tǒng)（自動對盤系統(tǒng)）Automatic Order Matching and ExecutionSystem / Second Generation（AMS/2） 第二代自動對盤及成交系統(tǒng)（第二代自動對盤系統(tǒng)）Automatic Order Matching and Execution System / Third Generation (AMS/3) 第三代自動對盤及成交系統(tǒng)（第三代自動對盤系統(tǒng)）average daily turnover 平均每日成交額average value order 平均價盤BB/C date book close dateBear ELI Bear Equity Linked InstrumentBESS Brokers Electronic Support ServicesBFI Brokers Fidelity Insurance SchemeBIS Bank for International SettlementsBTF Block Trade Facility; Block Trading FacilityBSS Broker Supplied SystemBull ELI Bull Equity Linked Instrumentback office 后勤辦公室back-office system 辦公室后勤系統(tǒng)；辦公室后勤運作系統(tǒng)back month; distant month 遠(yuǎn)期月份backdoor listing 借殼上市backup interactive line 后備聯(lián)線通訊線路bad debt 壞賬bait order 餌盤balance 結(jié)余；余額balance of payments 國際收支平衡；國際收支差額balance sheet 資產(chǎn)負(fù)債表balance sheet date 年結(jié)日balance sheet equation 資產(chǎn)負(fù)債表編制程式balancing item 平衡項目bank confirmation 銀行確認(rèn)書；銀行證明文件Bank for International Settlements (BIS) 國際結(jié)算銀行Bank of England 英倫銀行Bank of Japan 日本中央銀行bank reconciliation statement 銀行對賬表bankers acceptance 銀行承兌匯票banking company 銀行banking facility 銀行融通額；銀行融資額Banking Ordinance 銀行業(yè)條例banner barter transaction 以物易物的虛晃交易base day 基準(zhǔn)日bare trustee 被動受托人base listing documentnbsp 基礎(chǔ)上市文件Basel Agreement 巴塞爾協(xié)議Basel Committee on Banking Supervision (Basel Committee) 巴塞爾銀行監(jiān)管委員會 (巴塞爾委員會)Basel Concordat 巴塞爾協(xié)定basis point 點子；基點basket of currencies 一籃子貨幣basket warrant 一籃子權(quán)證；一籃子備兌證batch settlement run 多批交收處理程序Bear Equity Linked Instrument(Bear ELI) 看跌股票掛鉤票據(jù)bear market 熊市bear position 空倉；空頭*bear raid 瘋狂拋售bearer securities 不記名證券Bearer Treasury【Mainland China】 不記名式國庫券【中國內(nèi)地】below par 低于面值below the line 線下項目benchmark mortgage pool 按揭貸款基準(zhǔn)組合benchmark yield curve 基準(zhǔn)收益率曲線beneficial holder 實益持有人beneficial interests 實益權(quán)益beneficial owner 實益擁有人beneficiary 受益人benefits-in-kind 實物利益best execution price 最佳成交價Best Practice Guide on Financial Disclosure by Authorised Institutions【HKMA】 認(rèn)可機(jī)構(gòu)披露財務(wù)數(shù)據(jù)的最佳執(zhí)行指引【金管局】best price 最佳價格beta coefficient 啤打系數(shù)beta test mode 反饋測試模式bid price 買價；買盤價bid-asked spread 買賣差價bidder 買家Big Bang【UK】 金融大改革【英國】bilateral netting 雙邊凈額結(jié)算bill of exchange 匯票binomial option pricing model 二項式期權(quán)定價模式Black-Scholes option pricing model 柏力克舒爾斯期權(quán)定價模式black out period 限制買賣期blanket waiver 全面豁免；一般豁免block order 大額買賣盤block trade 大手交易；大宗交易*；大額交易Block Trade Facility; Block Trading Facility (BTF) 大手交易機(jī)制；大手交易設(shè)施blocking period 暫停時段blue chip 藍(lán)籌股board lot 手；買賣單位board of directors 董事會boiler room 鍋爐室bond 債券bonus issue 派送股份；派送紅股；紅股發(fā)行bonus share 紅股book building method 累計投標(biāo)制book close date (B/C date) 截止過戶日期book closure period 停止過戶期間book entry 賬面記錄；賬面過賬book runner 配售經(jīng)辦人book value 賬面值bought deal 全數(shù)包銷branch certificate 分行證明書breadth of the market 市場闊度breakeven point 損益平衡點；打和點bridging loan 過渡性貸款Broker Activities Working Team 經(jīng)紀(jì)活動工作小組Broker Participant【CCASS Participants】 經(jīng)紀(jì)參與者【中央結(jié)算系統(tǒng)參與者】Brokers Representatives Course 經(jīng)紀(jì)代表課程Brokers Representatives Examination 經(jīng)紀(jì)代表考試brokerage 經(jīng)紀(jì)傭金brokerage house 經(jīng)紀(jì)行Broker Supplied System (BSS) 經(jīng)紀(jì)自設(shè)系統(tǒng)Brokers Accounting System 經(jīng)紀(jì)會計系統(tǒng)Brokers Electronic Support Services (BESS) 經(jīng)紀(jì)后勤辦公室支持服務(wù)Brokers Fidelity Insurance Committee 經(jīng)紀(jì)忠誠保險計劃委員會Brokers Fidelity Insurance Scheme (BFI) 經(jīng)紀(jì)忠誠保險計劃brought forward【accounting】 承前【會計】browse and pick 瀏覽及挑選bubble economy 泡沫經(jīng)濟(jì)bucketing 對敲bulk registration service 大批登記服務(wù)Bull Equity Linked Instrument(Bull ELI) 看漲股票掛鉤票據(jù)bull market 牛市bull position 長倉；多頭*Bulletin Board 交易議價板business day 營業(yè)日business registration certificate 商業(yè)登記證butterfly spread 蝶式買賣buy and hold strategy 囤倉策略buy in 補(bǔ)購buy order 買盤buy-back【cf repurchase agreement】 回購buy-out / buyout 收購CCAPI China Association for the Promotion of InvestmentCASIF Chinese Association of Securities Investment Funds, TheCBO Collateralised Bond ObligationCBOE Chicago Board Options ExchangeCBOT Chicago Board of TradeCBRC China Banking Regulatory CommissionCCASS Central Clearing and Settlement SystemCCP Central CounterpartyCCSD Conference of Central Securities DepositoriesCDC China Governmnet Securities Depository Trust & Clearing Co. Ltd.CDR China depository receiptCEDEL Centrale de Livraison de Valeurs Mobilieres【Europe】CEPA Closer Economic Partnership ArrangementCFA Corporate Finance AssociationCFTC Commodity Futures Trading Commission【US】CGT capital gains taxCHATS Clearing House Automated Transfer SystemCHESS see Clearing House Electronic Subregister System【Australia】CHIS see Computershare Hong Kong Investor Services LimitedCICPA see Chinese Institute of Certified Public AccountantsCIMA see Chartered Institute of Management AccountantsCIRC see China Insurance Regulatory CommissionCIS see collective investment schemesCLO see Collateralised Loan ObligationCME see Chicago Mercantile ExchangeCMU see Central Moneymarkets Unit【HKMA】CNS see continuous net settlementCOD see cash on deliveryCOP see Calculated Opening PriceCPI see Capital Protected InstrumentCPT see Continuous Professional TrainingCSDCC see China Securities Depository and Clearing Corporation LimitedCSRC see China Securities Regulatory Commissioncabinet bid 微值入價；微值交易cabinet trade 微值交易Cadbury Committee【UK】 凱伯里委員會【英國】Cadbury Report【UK】 凱伯里報告書【英國】Calculated Opening Price (COP) 擬定開市價格calendar spread【options】 跨期買賣【期權(quán)】call market 短期同業(yè)拆放市場call option 認(rèn)購期權(quán)call premium【bonds】 贖回溢價【債券】call spread derivative warrant 跨價衍生權(quán)證call warrant 認(rèn)購權(quán)證；回購權(quán)證call writer 認(rèn)購期權(quán)沽出者call-over 公開作價cancelled share 注銷股份candlestick chart 陰陽燭圖；燭柱圖capital account 資本賬；資本項目*capital adequacy 資本充裕程度capital adequacy ratio 資本充裕/充足比率capital adjustment 資本調(diào)整capital appreciation 資本增值capital expenditure 資本支出capital formation 資本籌集；集資capital gain 資本增值；資本增益capital gains tax (CGT) 資本增值稅；資本增益稅capital loss 資本虧損capital market 資本市場capital plus warrant 資本增值權(quán)證capital preservation product 保本產(chǎn)品Capital Protected Instrument (CPI) 保本證capital reserve 資本儲備capital value 資本值capitalisation 資本化；市值capitalisation issue 資本化發(fā)行；資金股本化capitalisation of interest 利息資本化carried forward【accounting】 結(jié)轉(zhuǎn)【會計】cash alternative 現(xiàn)金選擇cash client 現(xiàn)金客戶cash commission rebate;cash rebate 現(xiàn)金回傭cash company 現(xiàn)金資產(chǎn)公司cash flow 現(xiàn)金流向；現(xiàn)金周轉(zhuǎn)cash flow statement 現(xiàn)金流動表cash market 現(xiàn)貨市場Cash Market Consultative Panel 現(xiàn)貨市場咨詢小組cash marks 現(xiàn)金差額繳款cash on delivery (COD) 貨銀對付；現(xiàn)金交收cash prepayment service 款項預(yù)繳服務(wù)cash price 現(xiàn)貨價cash settled ELI 以現(xiàn)金折算的息股證cash settlement 現(xiàn)金交收Caveat Emptor (let the buyer beware) 買者自負(fù)原則CCASS/3 新一代中央結(jié)算系統(tǒng)CCASS Depository 中央結(jié)算系統(tǒng)證券存管處CCASS Guarantee Fund 中央結(jié)算系統(tǒng)保證基金CCASS Internet System 中央結(jié)算系統(tǒng)互聯(lián)網(wǎng)系統(tǒng)CCASS Operational Procedures 中央結(jié)算系統(tǒng)運作程序規(guī)則CCASS Participant & Designated Bank List 中央結(jié)算系統(tǒng)參與者及指定銀行名錄CCASS Phone System 結(jié)算通電話系統(tǒng)cease and desist order 終止及停止令ceiling-floor agreement 上下限協(xié)議censure 譴責(zé)；指責(zé)Central Clearing and Settlement System (CCASS) 中央結(jié)算及交收系統(tǒng)（中央結(jié)算系統(tǒng)）central counterparty (CCP) 中央結(jié)算對手central depository 中央存管處Central Moneymarkets Unit (CMU)【HKMA】 債務(wù)工具中央結(jié)算系統(tǒng)【金管局】central nominee 中央代理人central order book 中央買賣盤紀(jì)錄central transaction log 中央交易紀(jì)錄Centrale de Livraison de Valeurs Mobilieres (CEDEL)【Europe】 中央證券交收系統(tǒng)【歐洲】centralised borrowing and lending system 中央股份借貸系統(tǒng)certificate of incorporation 公司注冊證書certificate replacement service 補(bǔ)發(fā)證書服務(wù)Certificate Treasury【Mainland China】 憑證式國庫券【中國內(nèi)地】chain principle 連鎖關(guān)系原則Chamber of Hong Kong Listed Companies 香港上市公司商會change of domicile 遷冊change of year end 更改財政年度結(jié)算日期charge 抵押；押記；收費charging structure 收費結(jié)構(gòu)chartered financial analyst 特許財務(wù)分析員Chartered Institute of Management Accountants (CIMA) 特許管理會計師公會CHATS Payment Instruction 票據(jù)交換所自動轉(zhuǎn)賬系統(tǒng)付款指示Chicago Board of Trade (CBOT) 芝加哥期貨交易所Chicago Board Options Exchange (CBOE) 芝加哥期權(quán)交易所Chicago Mercantile Exchange (CME) 芝加哥商品交易所chief dealer 首席交易員China Association for the Promotion of Investment (CAPI) 中國投資發(fā)展促進(jìn)會China Banking Regulatory Commission (CBRC) 中國銀行業(yè)監(jiān)督管理委員會（中國銀監(jiān)會）China depository receipt (CDR) 中國預(yù)托證券；中國存托憑證*China Government Securities Depository Trust & Clearing Co. Ltd. (CDC) 中央國債登記結(jié)算有限責(zé)任公司(中央國債登記結(jié)算公司)China Insurance Regulatory Commission (CIRC) 中國保險監(jiān)督管理委員會（中國保監(jiān)會）China International Economic and Trade Arbitration Commission 中國國際經(jīng)濟(jì)貿(mào)易仲裁委員會China Securities Depository and Clearing Company Limited (CSDCC) 中國證券登記結(jié)算有限責(zé)任公司China Securities Regulatory Commission (CSRC) 中國證券監(jiān)督管理委員會（中國證監(jiān)會）China Securities Regulatory Commission Official Bulletin 【publication】 中國證券監(jiān)督管理委員會公告【刊物】China Stock Markets Web 中國證券市場網(wǎng)頁Chinese Association of Securities Investment Funds, The (CASIF) 中國證券業(yè)協(xié)會基金公會Chinese Gold and Silver Exchange Society, The 金銀業(yè)貿(mào)易場Chinese Institute of Certified Public Accountants (CICPA) 中國注冊會計師協(xié)會Chinese News System 中文信息系統(tǒng)Chinese Wall 職能劃分制度；職能分管制度churning 頻密交易circuit breaker 跌停板措施；自動暫緩交易機(jī)制circuit fee 線路費Circular on Provision of Financial Information on the Internet - Licensing Requirements【SFC】有關(guān)在互聯(lián)網(wǎng)上提供財經(jīng)信息的通告 - 發(fā)牌規(guī)定【證監(jiān)會】claim notice 索償通知class action shareholder lawsuit 股東集體訴訟claw back mechanism 回補(bǔ)機(jī)制Clear Talk【publication】 結(jié)算縱橫【刊物】clearing 結(jié)算；清算*Clearing Agency Participant【CCASS Participants】 結(jié)算機(jī)構(gòu)參與者【中央結(jié)算系統(tǒng)參與者】clearing agreement 結(jié)算協(xié)議書Clearing Consultative Panel 結(jié)算咨詢小組clearing house 結(jié)算所Clearing House Automated Transfer System (CHATS) 票據(jù)交換所自動轉(zhuǎn)賬系統(tǒng)Clearing House Electronic Subregister System (CHESS)【Australia】 結(jié)算所電子附屬登記系統(tǒng)【澳洲】Clearing Participant【options trading】 結(jié)算參與者【期權(quán)買賣】clearing price 結(jié)算價；清算價*client account 客戶戶口Client Identity Rule【SFC】 客戶身分規(guī)則【證監(jiān)會】client margin 客戶按金client server architecture 客戶服務(wù)器結(jié)構(gòu)clients agreement 客戶協(xié)議書；客戶合約close out 平倉；結(jié)清closed-end fund 閉端式基金Closer Economic Partnership Arrangement (CEPA) 更緊密經(jīng)貿(mào)關(guān)系安排closing buy【options】 平買入倉【期權(quán)】closing contract 平倉合約closing price 收市價；收盤價closing sale【options】 平賣出倉【期權(quán)】closing stock 期末存貨closing transaction 平倉交易closure of books; closure of register 暫停辦理過戶登記手續(xù)cluster server 群集式服務(wù)器Coalition on Service Industry【Hong Kong General Chamber of Commerce】 服務(wù)業(yè)聯(lián)會【香港總商會】Code of Banking Practice【HKMA】 銀行營運守則【金管局】Code of Best Practice 最佳應(yīng)用守則Code of Conduct 操守準(zhǔn)則Code of Conduct for Persons Licensed by or Registered with the Securities and FuturesCommission 證券及期貨事務(wù)監(jiān)察委員會持牌人或注冊人操守準(zhǔn)則Code of Conduct for Share Registrars 【SFC】 股份登記機(jī)構(gòu)操守準(zhǔn)則【證監(jiān)會】Code of Conduct for Sponsors and Independent Financial Advisers 保薦人及獨立財務(wù)顧問的操守準(zhǔn)則Code of Conduct Regulations 專業(yè)操守規(guī)例Code on Investment-linked Assurance Schemes 與投資有關(guān)的人壽保險計劃守則Code on Pooled Retirement Funds 集資退休基金守則Code on Real Estate Investment Trusts 房地產(chǎn)投資信托基金守則Code on Share Repurchases 公司購回本身股份守則（股份購回守則）Code on Takeovers and Mergers 公司收購及合并守則Code on Unit Trusts and Mutual Funds 單位信托及互惠基金守則cold shoulder order 冷淡對待令collateral 抵押品；擔(dān)保物*collateral eligibility 抵押品資格Collateralised Bond Obligation (CBO) 債券抵押證券Collateralised Loan Obligation (CLO) 貸款抵押證券collateralised warrant 有抵押權(quán)證collective investment fund 集體投資基金collective investment scheme (CI